Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BION ENVIRONMENTAL TECHNOLOGIES INC
Report date June 30, 2024 · Filed August 01, 2024
Section 16 reporting ended · disclosed 2024-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,476,545 |
Reported balance
Holding disclosure · report date 2024-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,476,545 F1: As of July 31, 2024, Mr. Smith and his spouse are the owners of 4,476,545 shares of common stock. 1,624,323 shares are registered to Mr. Smith's wife. The total number of shares of common stock was understated, in error, on the April 3, 2024 Form 4 report by 55,443 shares. |
| Common StockSEC Table I · non-derivative | IndirectWife IRA | 53,756 |
Reported balance
Holding disclosure · report date 2024-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,756 |
| Common StockSEC Table I · non-derivative | IndirectMAS IRA | 62,535 |
Reported balance
Holding disclosure · report date 2024-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 62,535 |
| Common StockSEC Table I · non-derivative | IndirectLotaylingkyur LLC | 86,754 |
Reported balance
Holding disclosure · report date 2024-06-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 86,754 F2: The total number of shares held by Lotaylingkyur LLC was understated, in error, on the April 3, 2024 Form 4 report by 1400 shares. Lotaylingkyur LLC is controlled by Mr. Smith and his wife. |
| Common StockSEC Table I · non-derivative | IndirectLotaylingkyur Foundation | 12,681 |
Reported balance
Holding disclosure · report date 2024-06-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,681 |
| 2020 Non adjusted Convertible obligationSEC Table II · derivative / convertible security · Conversion / exercise price $0.50 | Direct | 242,152 |
Reported balance
Holding disclosure · report date 2024-06-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 242,152 F3: As of July 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $121,075.58 convertible into 242,152 units (each unit consisting of one share and one warrant exercisable at $.75/warrant). |
| Deferred CompensationSEC Table II · derivative / convertible security · Conversion / exercise price $0.30 | Direct | 244,359 |
Reported balance
Holding disclosure · report date 2024-06-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 244,359 F4: As of July 31,2024, Mr. Smith has a balance of $75,751 deferred compensation which is convertible at the market price of $0.31 into 244,359 shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: As of July 31, 2024, Mr. Smith and his spouse are the owners of 4,476,545 shares of common stock. 1,624,323 shares are registered to Mr. Smith's wife. The total number of shares of common stock was understated, in error, on the April 3, 2024 Form 4 report by 55,443 shares.
F2: The total number of shares held by Lotaylingkyur LLC was understated, in error, on the April 3, 2024 Form 4 report by 1400 shares. Lotaylingkyur LLC is controlled by Mr. Smith and his wife.
F3: As of July 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $121,075.58 convertible into 242,152 units (each unit consisting of one share and one warrant exercisable at $.75/warrant).
F4: As of July 31,2024, Mr. Smith has a balance of $75,751 deferred compensation which is convertible at the market price of $0.31 into 244,359 shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2020 Filed Jul 24, 2020 21:43 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantCommon Stock | 116,651 | $0.50 | $58,325.50 |
DisclosureSEC source: 0001079973-20-000612 · ownership.xml · nonDerivative · entry 3 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,776 F3 · kind: On July 24, 2020, Mr. Smith converted his expenses payable of $20,364.34, accrued interest of $1,960.97 and deferred compensation of $36,000 into 116,651 units (at current PPM price) of $.50 per unit consisting of one share of Bion common stock and one warrant. Each of these warrants carry an exercise bonus of 75 percent. Read SEC document |
| June 01, 2020 Filed Jul 24, 2020 21:43 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 34,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-20-000612 · ownership.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Lotaylingkyur LLC Disclosed balance after: 126,000 F2 · kind: Between the periods of 6/1/20 and 7/24/20 Lotaylingkyur LLC which is owned by Mr. Smith and his wife gifted 34,000 shares of common stock to various persons and entities. Read SEC document |
| June 01, 2020 Filed Jul 24, 2020 21:43 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-20-000612 · ownership.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,125 F1 · kind: Between the periods of 6/1/20 and 7/24/20, Mr. Smith gifted 42,000 shares of common stock to various persons and entities. Read SEC document |
| May 04, 2020 Filed May 6, 2020 16:34 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantStock Options (right to buy) · Derivative | 500,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001079973-20-000350 · ownership.xml · derivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2024-12-31 F1 · security: Each of these options carry a potential exercise bonus of 75 percent. Read SEC document |
| December 23, 2019 Filed Dec 31, 2019 20:23 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | Grant2015 Convertible Note · Derivative | Not disclosed | $0.00 Strike: $0.50 | $199,573.00 |
DisclosureSEC source: 0001079973-19-000664 · ownership.xml · derivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires not disclosed F2 · security: Effective 12/31/2019, $199,573 of Mr. Smith's deferred compensation was added to the balance of the 2015 convertible note (balance of $918,565 as of 12/31/19 prior to the transfer). Effective 1/1/2020, the number of warrants included in Units to be received in conversion of the 2015 convertible note has increased from 1/2 to 3/4 per unit. As of January 1, 2020, this note is convertible into 2,236,278 shares of common stock and 1,677,208 warrants. This note will receive interest on the compounded basis of 1% per quarter. F2 · derivative.exercise_date: Effective 12/31/2019, $199,573 of Mr. Smith's deferred compensation was added to the balance of the 2015 convertible note (balance of $918,565 as of 12/31/19 prior to the transfer). Effective 1/1/2020, the number of warrants included in Units to be received in conversion of the 2015 convertible note has increased from 1/2 to 3/4 per unit. As of January 1, 2020, this note is convertible into 2,236,278 shares of common stock and 1,677,208 warrants. This note will receive interest on the compounded basis of 1% per quarter. F2 · derivative.expiration_date: Effective 12/31/2019, $199,573 of Mr. Smith's deferred compensation was added to the balance of the 2015 convertible note (balance of $918,565 as of 12/31/19 prior to the transfer). Effective 1/1/2020, the number of warrants included in Units to be received in conversion of the 2015 convertible note has increased from 1/2 to 3/4 per unit. As of January 1, 2020, this note is convertible into 2,236,278 shares of common stock and 1,677,208 warrants. This note will receive interest on the compounded basis of 1% per quarter. F2 · valueOwnedAfter: Effective 12/31/2019, $199,573 of Mr. Smith's deferred compensation was added to the balance of the 2015 convertible note (balance of $918,565 as of 12/31/19 prior to the transfer). Effective 1/1/2020, the number of warrants included in Units to be received in conversion of the 2015 convertible note has increased from 1/2 to 3/4 per unit. As of January 1, 2020, this note is convertible into 2,236,278 shares of common stock and 1,677,208 warrants. This note will receive interest on the compounded basis of 1% per quarter. Read SEC document |
| December 23, 2019 Filed Dec 31, 2019 20:23 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantOptions (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001079973-19-000664 · ownership.xml · derivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-12-31 F1 · security: Each of these options carry a potential exercise bonus of 75 percent. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 01:33 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftWarrant Class MASCON-2 · Derivative | 235,775 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001079973-19-000595 · ownership.xml · derivative · entry 12 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 235,775 shares Expires 2022-12-31 F5 · kind: Each of these gifted warrants carry an exercise bonus of 75 percent Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 01:33 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftWarrants MAS5-1 · Derivative | 125,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001079973-19-000595 · ownership.xml · derivative · entry 11 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2022-12-31 F5 · kind: Each of these gifted warrants carry an exercise bonus of 75 percent Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 01:33 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftWarrants Class MAS4-1 · Derivative | 39,225 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001079973-19-000595 · ownership.xml · derivative · entry 10 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,775 Underlying: Common Stock · 39,225 shares Expires 2022-12-31 F5 · kind: Each of these gifted warrants carry an exercise bonus of 75 percent Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 01:33 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantWarrants CONUT2019 · Derivative | 143,316 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001079973-19-000595 · ownership.xml · derivative · entry 9 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,316 Underlying: Common Stock · 143,316 shares Expires 2020-12-31 Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 01:33 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-19-000595 · ownership.xml · nonDerivative · entry 5 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Lotaylingkyur LLC Disclosed balance after: 160,000 F3 · kind: (On November 15, 2019, Mr. Smith gifted 100,000 shares to Lotaylingkyur LLC which is owned by Mr. Smith and his wife Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 01:33 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-19-000595 · ownership.xml · nonDerivative · entry 3 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,125 F3 · kind: (On November 15, 2019, Mr. Smith gifted 100,000 shares to Lotaylingkyur LLC which is owned by Mr. Smith and his wife Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 01:33 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantCommon Stock | 143,316 | $0.50 | $71,658.00 |
DisclosureSEC source: 0001079973-19-000595 · ownership.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,125 F2 · kind: On November 15, 2019, Mr. Smith converted his expenses payable of $52,830, accrued interest of $3,828 and loan balance of $15,000 into 143,316 units (at current PPM price) of $.50 per unit consisting of one share of Bion common stock and one warrant. Read SEC document |
| September 30, 2019 Filed Nov 19, 2019 01:33 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-19-000595 · ownership.xml · nonDerivative · entry 4 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Lotaylingkyur LLC Disclosed balance after: 60,000 F4 · kind: Between the periods of 9/30/19 and 11/1/19 Lotaylingkyur LLC which is owned by Mr. Smith and his wife gifted 200,000 shares of common stock to various persons and entities. Read SEC document |
| September 30, 2019 Filed Nov 19, 2019 01:33 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-19-000595 · ownership.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,809 F1 · kind: Between the periods of 9/30/19 and 11/1/19, Mr. Smith and his wife gifted 200,000 shares of common stock to various persons and entities. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 21:15 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantOptions (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001079973-19-000435 · ownership.xml · derivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2023-12-31 F1 · security: Each of these options carry a potential exercise bonus of 75 percent. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:46 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftWarrants Class MASCON · Derivative | 250,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · derivative · entry 12 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2022-12-31 F5 · security: Each of these gifted warrants carry and exercise bonus of 75 percent. F5 · kind: Each of these gifted warrants carry and exercise bonus of 75 percent. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:46 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftWarrants Class MASSEXT · Derivative | 250,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · derivative · entry 11 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2022-12-31 F5 · kind: Each of these gifted warrants carry and exercise bonus of 75 percent. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:46 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantWarrants Class CONUNITSEPT · Derivative | 100,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · derivative · entry 10 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-12-31 F3 · security: Each of these purchased warrants carry a potential exercise bonus of 75 Percent and were purchased with a $30,000 secured promissory note which matures on July 1, 2020 and the Company is holding certain securities that the reporting person owns as collateral until the promissory note is satisfied. F1 · kind: On September 1, 2018 , Mr. Smith converted his expenses payable of $12,937 and $87,063 of deferred compensation into 200,000 units (at recent PPM price) of $.50 per unit consisting of one share of Bion common stock and 1/2 warrant. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:46 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · nonDerivative · entry 4 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Lotaylingkyur LLC Disclosed balance after: 260,000 F2 · kind: On September 1, 2018, Mr. Smith gifted 150,000 shares which included 120,000 to Lotaylingkyur LLC which is owned by Mr. Smith and his wife. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:46 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · nonDerivative · entry 3 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,809 F2 · kind: On September 1, 2018, Mr. Smith gifted 150,000 shares which included 120,000 to Lotaylingkyur LLC which is owned by Mr. Smith and his wife. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:46 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantCommon Stock | 200,000 | $0.50 | $100,000.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,809 F1 · kind: On September 1, 2018 , Mr. Smith converted his expenses payable of $12,937 and $87,063 of deferred compensation into 200,000 units (at recent PPM price) of $.50 per unit consisting of one share of Bion common stock and 1/2 warrant. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:47 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftWarrants Class MASCON · Derivative | 250,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · derivative · entry 12 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2022-12-31 F5 · security: Each of these gifted warrants carry and exercise bonus of 75 percent. F5 · kind: Each of these gifted warrants carry and exercise bonus of 75 percent. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:47 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftWarrants Class MASSEXT · Derivative | 250,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · derivative · entry 11 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2022-12-31 F5 · kind: Each of these gifted warrants carry and exercise bonus of 75 percent. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:47 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantWarrants Class CONUNITSEPT · Derivative | 100,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · derivative · entry 10 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-12-31 F3 · security: Each of these purchased warrants carry a potential exercise bonus of 75 Percent and were purchased with a $30,000 secured promissory note which matures on July 1, 2020 and the Company is holding certain securities that the reporting person owns as collateral until the promissory note is satisfied. F1 · kind: On September 1, 2018 , Mr. Smith converted his expenses payable of $12,937 and $87,063 of deferred compensation into 200,000 units (at recent PPM price) of $.50 per unit consisting of one share of Bion common stock and 1/2 warrant. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:47 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · nonDerivative · entry 4 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Lotaylingkyur LLC Disclosed balance after: 260,000 F2 · kind: On September 1, 2018, Mr. Smith gifted 150,000 shares which included 120,000 to Lotaylingkyur LLC which is owned by Mr. Smith and his wife. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:47 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · nonDerivative · entry 3 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,809 F2 · kind: On September 1, 2018, Mr. Smith gifted 150,000 shares which included 120,000 to Lotaylingkyur LLC which is owned by Mr. Smith and his wife. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 21:47 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantCommon Stock | 200,000 | $0.50 | $100,000.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,809 F1 · kind: On September 1, 2018 , Mr. Smith converted his expenses payable of $12,937 and $87,063 of deferred compensation into 200,000 units (at recent PPM price) of $.50 per unit consisting of one share of Bion common stock and 1/2 warrant. Read SEC document |
| August 27, 2018 Filed Sep 4, 2018 21:46 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,809 F6 · kind: On 8/27/2018 Gifts of 60,000 common shares were made to various charities and relatives. Read SEC document |
| August 27, 2018 Filed Sep 4, 2018 21:47 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,809 F6 · kind: On 8/27/2018 Gifts of 60,000 common shares were made to various charities and relatives. Read SEC document |
| August 22, 2018 Filed Sep 4, 2018 21:46 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantOptions (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · derivative · entry 9 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-12-31 F4 · kind: These options were granted to the Reporting Person by the Board of Directors effective 8/22/2018 and carry an exercise bonus of 75 percent. After this transaction the Reporting Person owns 1,300,000 options, in aggregate, with varying terms. Read SEC document |
| August 22, 2018 Filed Sep 4, 2018 21:47 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantOptions (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · derivative · entry 9 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-12-31 F4 · kind: These options were granted to the Reporting Person by the Board of Directors effective 8/22/2018 and carry an exercise bonus of 75 percent. After this transaction the Reporting Person owns 1,300,000 options, in aggregate, with varying terms. Read SEC document |
| August 01, 2018 Filed Sep 4, 2018 21:46 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | PurchaseWarrants Class MASESTAUG · Derivative | 300,000 | $0.10 Strike: $0.75 | $30,000.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · derivative · entry 8 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2023-06-30 F3 · security: Each of these purchased warrants carry a potential exercise bonus of 75 Percent and were purchased with a $30,000 secured promissory note which matures on July 1, 2020 and the Company is holding certain securities that the reporting person owns as collateral until the promissory note is satisfied. Read SEC document |
| August 01, 2018 Filed Sep 4, 2018 21:47 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | PurchaseWarrants Class MASESTAUG · Derivative | 300,000 | $0.10 Strike: $0.75 | $30,000.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · derivative · entry 8 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2023-06-30 F3 · security: Each of these purchased warrants carry a potential exercise bonus of 75 Percent and were purchased with a $30,000 secured promissory note which matures on July 1, 2020 and the Company is holding certain securities that the reporting person owns as collateral until the promissory note is satisfied. Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantWarrants - Class CONUNITMAY · Derivative | 153,540 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · derivative · entry 8 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,540 Underlying: Common Stock · 153,540 shares Expires 2020-12-31 F3 · security: Each of these warrants carry an exercise bonus of 75 Percent Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · nonDerivative · entry 4 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Lotaylingkyur LLC Disclosed balance after: 140,000 Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · nonDerivative · entry 3 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,809 F2 · kind: On May 8, 2018, Mr. Smith gifted 200,000 shares which included 140,000 to Lotaylingkyur LLC which is owned by Mr. Smith and his wife. Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,809 F2 · kind: On May 8, 2018, Mr. Smith gifted 200,000 shares which included 140,000 to Lotaylingkyur LLC which is owned by Mr. Smith and his wife. Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantCommon Stock | 307,080 | $0.50 | $153,540.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,809 F1 · kind: On May 8, 2018, Mr. Smith converted his loan payable balance of $18,000, his expenses payable of $65,540 and $70,000 of deferred compensation into 307,080 units (at recent PPM price) of $.50 per unit consisting of one share of Bion common stock and 1/2 warrant. Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 22:38 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GrantOptions (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-010880 · doc1.xml · derivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2022-12-31 F1 · kind: These options were granted by the Board of Directors effective on 2/15/2018 and carry an exercise bonus of 90 percent. Read SEC document |
| November 30, 2017 Filed Dec 7, 2017 15:00 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BENT · Entity 8007 | OtherJanuary 2015 Convertible Note · Derivative | 426,776 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 12 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,928 Underlying: Warrants · 846,928 shares Expires not disclosed F4 · security: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F5 · security: IRA account F3 · date: The number of warrants included in Units to be received in conversion of existing 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from from ? to ? per Unit which change increased potential warrants to be received in the event of conversion of Mr. Smith's 'January 2015 Convertible Note' by 423,464 at November 7, 2017 including interest accruals through November 30, 2017 (with future increase due to subsequent interest accruals). The potential future 'exercise bonus' for these warrants (and all other options and warrants owned by Mr. Smith (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F4 · date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · price: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F3 · derivative.exercise_date: The number of warrants included in Units to be received in conversion of existing 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from from ? to ? per Unit which change increased potential warrants to be received in the event of conversion of Mr. Smith's 'January 2015 Convertible Note' by 423,464 at November 7, 2017 including interest accruals through November 30, 2017 (with future increase due to subsequent interest accruals). The potential future 'exercise bonus' for these warrants (and all other options and warrants owned by Mr. Smith (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F4 · derivative.expiration_date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. Read SEC document |
| November 30, 2017 Filed Dec 7, 2017 15:00 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BENT · Entity 8007 | OtherJanuary 2015 Convertible Note · Derivative | 12,779 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 11 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693,856 Underlying: Common Stock · 1,693,856 shares Expires not disclosed F4 · security: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F5 · security: IRA account F3 · date: The number of warrants included in Units to be received in conversion of existing 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from from ? to ? per Unit which change increased potential warrants to be received in the event of conversion of Mr. Smith's 'January 2015 Convertible Note' by 423,464 at November 7, 2017 including interest accruals through November 30, 2017 (with future increase due to subsequent interest accruals). The potential future 'exercise bonus' for these warrants (and all other options and warrants owned by Mr. Smith (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F4 · date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · price: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F3 · derivative.exercise_date: The number of warrants included in Units to be received in conversion of existing 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from from ? to ? per Unit which change increased potential warrants to be received in the event of conversion of Mr. Smith's 'January 2015 Convertible Note' by 423,464 at November 7, 2017 including interest accruals through November 30, 2017 (with future increase due to subsequent interest accruals). The potential future 'exercise bonus' for these warrants (and all other options and warrants owned by Mr. Smith (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F4 · derivative.expiration_date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. Read SEC document |
| November 20, 2017 Filed Dec 7, 2017 15:00 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BENT · Entity 8007 | PurchaseCommon Stock | 10,100 | $0.60 | $6,060.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · nonDerivative · entry 3 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,729 Read SEC document |
| November 07, 2017 Filed Dec 7, 2017 15:00 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BENT · Entity 8007 | GrantJanuary 2015 Convertible Note warrants · Derivative | 423,464 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 10 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 846,928 shares Expires not disclosed F4 · price: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · derivative.exercise_date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · derivative.expiration_date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · balance_after: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. Read SEC document |
| November 07, 2017 Filed Dec 7, 2017 15:00 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BENT · Entity 8007 | OtherConvertible Deferred Compensation · Derivative | 538,876 | Not disclosed Strike: $0.72 | Not disclosed |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 9 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 538,876 shares Expires not disclosed F2 · price: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14-Nov 6, 2017) of $416,656 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 538,876 shares of common stock at November 7, 2017 (See Notes 5 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17) (Note that, per Item 12, Form 10-K (for year ended June 30, 2017) $358,934 of convertible deferred compensation was convertible into 464,763 shares at August 15, 2017). This category of security had been previously reported on Form 4 dated February 3, 2015. Since that date its amount has varied with the addition of accrued deferred compensation , has been reduced when conversions have taken place and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. F2 · derivative.exercise_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14-Nov 6, 2017) of $416,656 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 538,876 shares of common stock at November 7, 2017 (See Notes 5 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17) (Note that, per Item 12, Form 10-K (for year ended June 30, 2017) $358,934 of convertible deferred compensation was convertible into 464,763 shares at August 15, 2017). This category of security had been previously reported on Form 4 dated February 3, 2015. Since that date its amount has varied with the addition of accrued deferred compensation , has been reduced when conversions have taken place and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. F2 · derivative.expiration_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14-Nov 6, 2017) of $416,656 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 538,876 shares of common stock at November 7, 2017 (See Notes 5 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17) (Note that, per Item 12, Form 10-K (for year ended June 30, 2017) $358,934 of convertible deferred compensation was convertible into 464,763 shares at August 15, 2017). This category of security had been previously reported on Form 4 dated February 3, 2015. Since that date its amount has varied with the addition of accrued deferred compensation , has been reduced when conversions have taken place and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. Read SEC document |
| November 07, 2017 Filed Dec 7, 2017 15:00 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BENT · Entity 8007 | GiftWarrants Class CAP2017-1 · Derivative | 370,000 | $0.05 Strike: $0.75 | $18,500.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 8 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2020-12-31 F1 · security: Each of which warrants includes a potential future 90% 'exercise bonus' (See Notes 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). Read SEC document |
| November 07, 2017 Filed Dec 7, 2017 15:00 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BENT · Entity 8007 | GrantWarrants Class CAP2017-1 · Derivative | 670,000 | $0.05 Strike: $0.75 | $33,500.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 7 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,000 Underlying: Common Stock · 670,000 shares Expires 2020-12-31 F1 · security: Each of which warrants includes a potential future 90% 'exercise bonus' (See Notes 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). Read SEC document |
| October 24, 2017 Filed Dec 7, 2017 15:00 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BENT · Entity 8007 | GiftCommon Stock | 71,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,629 Read SEC document |
| October 24, 2017 Filed Dec 7, 2017 15:00 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BENT · Entity 8007 | GiftCommon Stock | 177,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with Wife Disclosed balance after: 0 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:28 UTC | BION ENVIRONMENTAL TECHNOLOGIES INC BNET · Entity 8007 | GiftCommon Stock - Unit | 182,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032026 · doc1.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.