Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMSCORE, INC.SCOR · Entity 6942 | Director | June 09, 2017 | June 16, 2017 |
| HEIDRICK & STRUGGLES INTERNATIONAL INCHSII · Entity 71926 | Chief Financial Officer | July 31, 2024 | August 01, 2024 |
| Hercules Capital, Inc.HTGC · Entity 4164 | Chief Financial Officer | October 10, 2017 | October 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMSCORE, INC.
Report date June 09, 2017 · Filed June 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
HEIDRICK & STRUGGLES INTERNATIONAL INC
Report date July 31, 2024 · Filed August 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,953.019 |
Reported balance
After 2024-07-31 transaction · row 1
1 source rowRow 1 · 2024-07-31 · Sale · Disposed 7,500 · Balance 65,953.019 F1: This is the weighted average sales price representing 7,500 shares sold at prices ranging from $40.425 to $40.93 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. |
Filing footnotes · ownership attribution and instrument terms
F1: This is the weighted average sales price representing 7,500 shares sold at prices ranging from $40.425 to $40.93 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.
Hercules Capital, Inc.
Report date October 10, 2017 · Filed October 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,568 |
Reported balance
After 2017-10-10 transaction · row 1
1 source rowRow 1 · 2017-10-10 · Tax withholding · Disposed 1,037 · Balance 52,568 F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2020 Filed Mar 10, 2020 18:06 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Exercise / conversion2018 Restricted Stock Units · Derivative | 3,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017827 · doc4.xml · derivative · entry 5 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,284 Underlying: Common Stock · 3,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting F6 · derivative.exercise_date: On March 9, 2018, the reporting person was granted 9,852 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. F6 · derivative.expiration_date: On March 9, 2018, the reporting person was granted 9,852 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 18:06 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Tax withholdingCommon Stock | 1,609 | $23.43 | $37,698.87 |
DisclosureSEC source: 0001209191-20-017827 · doc4.xml · nonDerivative · entry 2 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,375.019 F3 · security: Reflects an aggregate of 1,609 shares of common stock retained by Heidrick & Struggles International, Inc. (the "Issuer") to satisfy tax withholding obligations with respect to 2018 RSUs that vested on March 9, 2020. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 18:06 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Exercise / conversionCommon Stock | 3,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-017827 · doc4.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,984.019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Reflects the vesting of the second of three installments of Restricted Stock Units ("RSUs") granted on March 9, 2018 ("2018 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 18:06 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Exercise / conversion2019 Restricted Stock Units · Derivative | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017827 · doc4.xml · derivative · entry 6 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 Underlying: Common Stock · 6,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting F7 · derivative.exercise_date: On March 8, 2019, the reporting person was granted 9,198 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. F7 · derivative.expiration_date: On March 8, 2019, the reporting person was granted 9,198 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 18:06 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Tax withholdingCommon Stock | 1,502 | $23.43 | $35,191.86 |
DisclosureSEC source: 0001209191-20-017827 · doc4.xml · nonDerivative · entry 4 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,939.019 F5 · security: Reflects an aggregate of 1,502 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to 2019 RSUs that vested on March 8, 2020. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 18:06 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Exercise / conversionCommon Stock | 3,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-017827 · doc4.xml · nonDerivative · entry 3 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,441.019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Reflects the vesting of the first of three installments of RSUs granted on March 8, 2019 ("2019 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant. F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 15:31 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | PurchaseCommon Stock | 500 | $21.79 | $10,895.00 |
DisclosureSEC source: 0001209191-20-014390 · doc4.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200.019 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 12:21 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | PurchaseCommon Stock | 500 | $21.98 | $10,990.00 |
DisclosureSEC source: 0001209191-20-014917 · doc4.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700.019 Read SEC document |
| November 27, 2019 Filed Feb 14, 2020 16:22 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | OtherCommon Stock | 7.927 | $30.58 | $242.41 |
DisclosureSEC source: 0001209191-20-009651 · doc5.xml · nonDerivative · entry 3 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700.019 F1 · kind: The reporting person acquired these shares in a single automatic dividend reinvestment transaction that was considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934. Read SEC document |
| August 28, 2019 Filed Feb 14, 2020 16:22 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | OtherCommon Stock | 9.399 | $25.64 | $240.99 |
DisclosureSEC source: 0001209191-20-009651 · doc5.xml · nonDerivative · entry 2 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692.092 F1 · kind: The reporting person acquired these shares in a single automatic dividend reinvestment transaction that was considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934. Read SEC document |
| May 30, 2019 Filed Feb 14, 2020 16:22 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | OtherCommon Stock | 7.693 | $31.19 | $239.94 |
DisclosureSEC source: 0001209191-20-009651 · doc5.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,682.693 F1 · kind: The reporting person acquired these shares in a single automatic dividend reinvestment transaction that was considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934. Read SEC document |
| March 09, 2019 Filed Mar 13, 2019 15:29 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Exercise / conversion2018 Restricted Stock Units · Derivative | 3,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019119 · doc4.xml · derivative · entry 3 Harris Mark R · CIK 0001650221 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,766 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of compensation granted to the Reporting Person by the closing price of HSII common stock on the grant date of March 9, 2019. F2 · price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of compensation granted to the Reporting Person by the closing price of HSII common stock on the grant date of March 9, 2019. F3 · derivative.exercise_date: RSUs are service-based and will vest in three equal installments on the first, second and third anniversaries of the date of grant. F3 · derivative.expiration_date: RSUs are service-based and will vest in three equal installments on the first, second and third anniversaries of the date of grant. F4 · derivative.underlying_shares: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 09, 2019 Filed Mar 13, 2019 15:29 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Tax withholdingCommon Stock | 1,609 | $41.80 | $67,256.20 |
DisclosureSEC source: 0001209191-19-019119 · doc4.xml · nonDerivative · entry 2 Harris Mark R · CIK 0001650221 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,675 F1 · security: Reflects shares acquired from 2018 RSU vesting reported on Table II. Read SEC document |
| March 09, 2019 Filed Mar 13, 2019 15:29 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | GrantCommon Stock | 3,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019119 · doc4.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,284 F1 · security: Reflects shares acquired from 2018 RSU vesting reported on Table II. F2 · price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of compensation granted to the Reporting Person by the closing price of HSII common stock on the grant date of March 9, 2019. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 12:01 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Grant2019 Restricted Stock Units · Derivative | 9,198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-018674 · doc4.xml · derivative · entry 2 Harris Mark R · CIK 0001650221 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,050 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The number of PSUs or RSUs awarded to the Reporting Person was determined by dividing the total dollar value of compensation granted to the Reporting Person by $40.77 the closing price of HSII common stock on the grant date of March 8, 2019. F1 · price: The number of PSUs or RSUs awarded to the Reporting Person was determined by dividing the total dollar value of compensation granted to the Reporting Person by $40.77 the closing price of HSII common stock on the grant date of March 8, 2019. F4 · derivative.exercise_date: RSU's will vest in equal annual installments on the 1st, 2nd and 3rd anniversaries on the date of grant. F4 · derivative.expiration_date: RSU's will vest in equal annual installments on the 1st, 2nd and 3rd anniversaries on the date of grant. F3 · derivative.underlying_shares: Granted under the Company's Global Share Plan. Each PSU or RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 12:01 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Grant2019 Performance Stock Units · Derivative | 9,198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-018674 · doc4.xml · derivative · entry 1 Harris Mark R · CIK 0001650221 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,099 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The number of PSUs or RSUs awarded to the Reporting Person was determined by dividing the total dollar value of compensation granted to the Reporting Person by $40.77 the closing price of HSII common stock on the grant date of March 8, 2019. F1 · price: The number of PSUs or RSUs awarded to the Reporting Person was determined by dividing the total dollar value of compensation granted to the Reporting Person by $40.77 the closing price of HSII common stock on the grant date of March 8, 2019. F2 · derivative.exercise_date: PSUs are target-based equity grants that generally vest three years from the grant date if certain performance goals are achieved. F2 · derivative.expiration_date: PSUs are target-based equity grants that generally vest three years from the grant date if certain performance goals are achieved. F3 · derivative.underlying_shares: Granted under the Company's Global Share Plan. Each PSU or RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:17 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | Grant2018 Performance Stock Units · Derivative | 9,901 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-022168 · doc4.xml · derivative · entry 1 Harris Mark R · CIK 0001650221 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,901 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The number of PSUs awarded to the Reporting Person was determined by dividing the total dollar value of compensation granted to the Reporting Person by $30.30 the closing price of HSII common stock on the grant date of March 28, 2018. F1 · price: The number of PSUs awarded to the Reporting Person was determined by dividing the total dollar value of compensation granted to the Reporting Person by $30.30 the closing price of HSII common stock on the grant date of March 28, 2018. F2 · derivative.exercise_date: PSUs are target-based equity grants that generally vest three years from the grant date if certain performance goals are achieved. F2 · derivative.expiration_date: PSUs are target-based equity grants that generally vest three years from the grant date if certain performance goals are achieved. F3 · derivative.underlying_shares: Granted under the Company's Global Share Plan. Each PSU represents a right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,037 | $12.74 | $13,211.38 |
DisclosureSEC source: 0001593968-17-001127 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,568 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2017. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:10 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 881 | $12.92 | $11,382.52 |
DisclosureSEC source: 0001593968-17-001017 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,638 F1 · balance_after: Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock. Read SEC document |
| August 06, 2017 Filed Aug 7, 2017 16:30 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,141 | $12.78 | $14,581.98 |
DisclosureSEC source: 0001593968-17-000965 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,605 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on August 6, 2017. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:58 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,034 | $13.43 | $13,886.62 |
DisclosureSEC source: 0001593968-17-000914 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,746 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 10, 2017. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 836 | $13.31 | $11,127.16 |
DisclosureSEC source: 0001593968-17-000706 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,757 F1 · balance_after: Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock. Read SEC document |
| May 06, 2017 Filed May 9, 2017 14:40 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,302 | $13.00 | $16,926.00 |
DisclosureSEC source: 0001593968-17-000673 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,780 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on May 6, 2017. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 20:35 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,010 | $15.08 | $15,230.80 |
DisclosureSEC source: 0001593968-17-000602 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,082 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 10, 2017. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:00 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 734 | $14.85 | $10,899.90 |
DisclosureSEC source: 0001593968-17-000431 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,921 F1 · balance_after: Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock. Read SEC document |
| February 06, 2017 Filed Feb 16, 2017 20:15 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,114 | $14.51 | $16,164.14 |
DisclosureSEC source: 0001593968-17-000299 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,092 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on February 6, 2017. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:11 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 42,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000151 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,224 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Hercules Capital, Inc. stock. F2 · shares: The restricted stock units vest one-third on January 24, 2018 and the remaining two-thirds vest quarterly in equal amounts over the following two years. Vested shares will be delivered to reporting person as soon as reasonably practicable on the earlier of (a) January 24, 2021 and (b) the date (i) reporting person separates from service from Issuer, (ii) dies or becomes disabled or (iii) there is a change in control of the Issuer. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 18:47 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 4,656 | $14.21 | $66,161.76 |
DisclosureSEC source: 0001593968-17-000084 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,206 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2017. Read SEC document |
| November 06, 2016 Filed Nov 7, 2016 19:59 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 1,114 | $12.90 | $14,370.60 |
DisclosureSEC source: 0001593968-16-001172 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,862 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on November 6, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.