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person · Reporting owner

Harris Mark R

Disclosed activity across 3 companies

Tapewire entity
88603
SEC CIK
0001650221

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COMSCORE, INC.SCOR · Entity 6942DirectorJune 09, 2017June 16, 2017
HEIDRICK & STRUGGLES INTERNATIONAL INCHSII · Entity 71926Chief Financial OfficerJuly 31, 2024August 01, 2024
Hercules Capital, Inc.HTGC · Entity 4164Chief Financial OfficerOctober 10, 2017October 11, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMSCORE, INC.

Report date June 09, 2017 · Filed June 16, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities beneficially ownedSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2017-06-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

HEIDRICK & STRUGGLES INTERNATIONAL INC

Report date July 31, 2024 · Filed August 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,953.019 Reported balance After 2024-07-31 transaction · row 1
1 source row

Row 1 · 2024-07-31 · Sale · Disposed 7,500 · Balance 65,953.019

F1: This is the weighted average sales price representing 7,500 shares sold at prices ranging from $40.425 to $40.93 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Filing footnotes · ownership attribution and instrument terms

F1: This is the weighted average sales price representing 7,500 shares sold at prices ranging from $40.425 to $40.93 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Hercules Capital, Inc.

Report date October 10, 2017 · Filed October 11, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,568 Reported balance After 2017-10-10 transaction · row 1
1 source row

Row 1 · 2017-10-10 · Tax withholding · Disposed 1,037 · Balance 52,568

F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2024 Filed Aug 1, 2024 16:05 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 SaleCommon Stock 7,500 $40.70 $305,252.25
Disclosure

SEC source: 0001628280-24-034124 · wk-form4_1722542746.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,953.019

F1 · price: This is the weighted average sales price representing 7,500 shares sold at prices ranging from $40.425 to $40.93 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Read SEC document
June 22, 2024 Filed Jun 25, 2024 16:31 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 2,716 $33.81 $91,827.96
Disclosure

SEC source: 0001628280-24-029908 · wk-form4_1719347460.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,453.019

F1 · shares: Reflects an aggregate of 2,716 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to Restricted Stock Units that vested on June 22, 2024.

Read SEC document
May 09, 2024 Filed May 10, 2024 16:05 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 SaleCommon Stock 7,000 $31.77 $222,378.80
Disclosure

SEC source: 0001628280-24-022618 · wk-form4_1715371511.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,169.019

F1 · price: This is the weighted average sales price representing 7,000 shares sold at prices ranging from $31.63 to $31.99 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 16:05 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 7,700 $32.63 $251,251.00
Disclosure

SEC source: 0001628280-24-014349 · wk-form4_1712088333.xml · nonDerivative · entry 2

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,169.019

F3 · security: Reflects an aggregate of 7,700 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2021 PSUs that vested on March 30, 2024.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 16:05 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 GrantCommon Stock 16,615 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-014349 · wk-form4_1712088333.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,869.019

F1 · security: Reflects the vesting of 16,615 non-derivative Performance Stock Units ("PSUs") granted on March 30, 2021 ("2021 PSUs") for the three-year performance period ended December 31, 2023 and which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). PSUs are target-based equity grants that generally vest three years from the grant date if certain performance goals are achieved. The actual amounts to vest at the end of the performance period can range from 0% to 200% of target based on performance.

F2 · price: PSUs convert into common stock on a one-for-one basis at the time of vesting.

Read SEC document
March 09, 2024 Filed Mar 13, 2024 06:10 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 3,289 $31.79 $104,557.31
Disclosure

SEC source: 0001628280-24-010772 · wk-form4_1710324606.xml · nonDerivative · entry 2

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,254.019

F2 · shares: Reflects an aggregate of 3,289 shares of common stock retained by Heidrick & Struggles International, Inc. to satisfy tax withholding obligations with respect to the vesting of Restricted Stock Units.

Read SEC document
March 08, 2024 Filed Mar 13, 2024 06:10 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 GrantCommon Stock 14,337 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010772 · wk-form4_1710324606.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,543.019

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of the Issuer's Common Stock under the Fourth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. The Restricted Stock Units are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 16:09 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 SaleCommon Stock 6,000 $28.04 $168,231.60
Disclosure

SEC source: 0001628280-23-041582 · wk-form4_1702588130.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,206.019

F1 · price: This is the weighted average sales price representing 6,000 shares sold at prices ranging from $27.88 to $28.15 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 16:20 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 GrantCommon Stock 17,580 $0.00 $0.00
Disclosure

SEC source: 0001066605-23-000056 · wk-form4_1687810807.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,206.019

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of the Issuer's Common Stock under the Fourth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. The Restricted Stock Units are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · balance_after: The Reporting Person has reported prior awards of Restricted Stock Units in Table II of Form 4. The total reported in Column 5 includes 41,043.019 shares of Common Stock, the 17,580 newly awarded Restricted Stock Units, and 10,583 unvested Restricted Stock Units previously reported on Table II.

Read SEC document
June 22, 2023 Filed Oct 20, 2023 16:33 UTC Amendment HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 GrantCommon Stock 17,580 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034829 · wk-form4a_1697833854.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,206.019

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of the Issuer's Common Stock, under the Fourth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. The Restricted Stock Units are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · balance_after: The Reporting Person has reported prior awards of Restricted Stock Units in Table II of Form 4. The total reported in Column 5 includes 41,043.019 shares of fully vested Common Stock, the 17,580 newly awarded Restricted Stock Units, and 10,583 Restricted Stock Units previously reported on Table II.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversion2022 Restricted Stock Units · Derivative 3,486 $0.00 $0.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · derivative · entry 11

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,974

Underlying: Common Stock · 3,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting

F13 · derivative.exercise_date: On March 9, 2022, the reporting person was granted 10,460 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F13 · derivative.expiration_date: On March 9, 2022, the reporting person was granted 10,460 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversion2021 Restricted Stock Units · Derivative 3,608 $0.00 $0.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · derivative · entry 10

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,609

Underlying: Common Stock · 3,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting

F12 · derivative.exercise_date: On March 9, 2021, the reporting person was granted 10,825 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F12 · derivative.expiration_date: On March 9, 2021, the reporting person was granted 10,825 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversion2020 Restricted Stock Units · Derivative 5,335 $0.00 $0.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · derivative · entry 9

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting

F11 · derivative.exercise_date: On March 9, 2020, the reporting person was granted 16,005 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F11 · derivative.expiration_date: On March 9, 2020, the reporting person was granted 16,005 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 1,616 $33.00 $53,328.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · nonDerivative · entry 8

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,043.019

F10 · security: Reflects an aggregate of 1,616 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2022 RSUs that vested on March 9, 2023.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversionCommon Stock 3,486 $33.00 $115,038.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · nonDerivative · entry 7

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,659.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Reflects the vesting of the first of three installments of RSUs granted on March 9, 2022 ("2022 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 1,672 $33.00 $55,176.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · nonDerivative · entry 6

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,173.019

F8 · security: Reflects an aggregate of 1,672 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2021 RSUs that vested on March 9, 2023.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversionCommon Stock 3,608 $33.00 $119,064.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · nonDerivative · entry 5

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,845.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Reflects the vesting of the second of three installments of RSUs granted on March 9, 2021 ("2021 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 9,064 $33.00 $299,112.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · nonDerivative · entry 4

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,237.019

F6 · security: Reflects an aggregate of 9,064 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2020 PSUs that vested on March 9, 2023.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 GrantCommon Stock 19,558 $33.00 $645,414.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · nonDerivative · entry 3

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,301.019

F4 · security: Reflects the vesting of 19,558 non-derivative Performance Stock Units ("PSUs") granted on March 9, 2020 ("2020 PSUs") for the three-year performance period ended December 31, 2022 and which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). PSUs are target-based equity grants that generally vest three years from the grant date if certain performance goals are achieved. The actual amounts to vest at the end of the performance period can range from 0% to 200% of target based on performance.

F5 · price: PSUs convert into common stock on a one-for-one basis at the time of vesting.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 2,473 $33.00 $81,609.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · nonDerivative · entry 2

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,743.019

F3 · security: Reflects an aggregate of 2,473 shares of common stock retained by Heidrick & Struggles International, Inc. (the "Issuer") to satisfy tax withholding obligations with respect to 2020 RSUs that vested on March 9, 2023.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:44 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversionCommon Stock 5,335 $33.00 $176,055.00
Disclosure

SEC source: 0001066605-23-000021 · wf-form4_167874028493043.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,216.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the vesting of the third of three installments of Restricted Stock Units ("RSUs") granted on March 9, 2020 ("2020 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting

Read SEC document
August 01, 2022 Filed Aug 3, 2022 15:56 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 SaleCommon Stock 3,000 $31.70 $95,100.00
Disclosure

SEC source: 0001066605-22-000062 · wf-form4_165955659994067.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,881.019

F1 · price: The price reported in Column 4 is a weighted average price. Mark R. Harris sold 3,000 shares in multiple transactions at prices ranging from $31.4586 to $31.9650 per share. The reporting person undertakes to provide to Heidrick & Struggles International, Inc., any security holder of Heidrick & Struggles International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Grant2022 Restricted Stock Units · Derivative 10,460 $0.00 $0.00
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · derivative · entry 12

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,460

Underlying: Common Stock · 10,460 shares

Expires not disclosed

F14 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F15 · derivative.exercise_date: RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F15 · derivative.expiration_date: RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversion2021 Restricted Stock Units · Derivative 3,608 $0.00 $0.00
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · derivative · entry 11

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,217

Underlying: Common Stock · 3,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting

F13 · derivative.exercise_date: On March 9, 2021, the reporting person was granted 10,825 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F13 · derivative.expiration_date: On March 9, 2021, the reporting person was granted 10,825 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversion2020 Restricted Stock Units · Derivative 5,335 $0.00 $0.00
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · derivative · entry 10

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,335

Underlying: Common Stock · 5,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting

F12 · derivative.exercise_date: On March 9, 2020, the reporting person was granted 16,005 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F12 · derivative.expiration_date: On March 9, 2020, the reporting person was granted 16,005 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 1,672 $38.24 $63,937.28
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · nonDerivative · entry 8

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,881.019

F10 · security: Reflects an aggregate of 1,672 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2021 RSUs that vested on March 9, 2022.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversionCommon Stock 3,608 $38.24 $137,969.92
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · nonDerivative · entry 7

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,553.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Reflects the vesting of the first of three installments of RSUs granted on March 9, 2021 ("2021 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting

Read SEC document
March 09, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 2,473 $38.24 $94,567.52
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · nonDerivative · entry 6

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,945.019

F8 · security: Reflects an aggregate of 2,473 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to 2020 RSUs that vested on March 9, 2022.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversionCommon Stock 5,335 $38.24 $204,010.40
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · nonDerivative · entry 5

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,418.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Reflects the vesting of the second of three installments of RSUs granted on March 9, 2020 ("2020 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting

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March 08, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversion2019 Restricted Stock Units · Derivative 3,066 $0.00 $0.00
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · derivative · entry 9

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting

F11 · derivative.exercise_date: On March 8, 2019, the reporting person was granted 9,198 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F11 · derivative.expiration_date: On March 8, 2019, the reporting person was granted 9,198 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

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March 08, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 5,925 $37.38 $221,476.50
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · nonDerivative · entry 4

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,083.019

F6 · security: Reflects an aggregate of 5,925 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2019 PSUs that vested on March 8, 2022.

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March 08, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 GrantCommon Stock 12,785 $37.38 $477,903.30
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · nonDerivative · entry 3

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,008.019

F4 · security: Reflects the vesting of 12,785 non-derivative Performance Stock Units ("PSUs") granted on March 8, 2019 ("2019 PSUs") for the three-year performance period ended December 31, 2021 and which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). PSUs are target-based equity grants that generally vest three years from the grant date if certain performance goals are achieved. The actual amounts to vest at the end of the performance period can range from 0% to 200% of target based on performance.

F5 · price: PSUs convert into common stock on a one-for-one basis at the time of vesting.

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March 08, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 1,421 $37.38 $53,116.98
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · nonDerivative · entry 2

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,223.019

F3 · security: Reflects an aggregate of 1,421 shares of common stock retained by Heidrick & Struggles International, Inc. (the "Issuer") to satisfy tax withholding obligations with respect to 2019 RSUs that vested on March 8, 2022.

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March 08, 2022 Filed Mar 10, 2022 17:29 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversionCommon Stock 3,066 $37.38 $114,607.08
Disclosure

SEC source: 0001066605-22-000019 · wf-form4_164695135788167.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,644.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the vesting of the third of three installments of Restricted Stock Units ("RSUs") granted on March 8, 2019 ("2019 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting

Read SEC document
August 02, 2021 Filed Aug 2, 2021 17:59 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 SaleCommon Stock 1,000 $42.12 $42,123.30
Disclosure

SEC source: 0001066605-21-000080 · wf-form4_162794154269990.xml · nonDerivative · entry 2

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,578.019

F2 · price: The price reported in Column 4 is a weighted average price. Mark R. Harris sold 1,000 shares in multiple transactions at prices ranging from $42.00 to $42.24 per share, inclusive. The reporting person undertakes to provide to Heidrick & Struggles International, Inc., any security holder of Heidrick & Struggles International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

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August 02, 2021 Filed Aug 2, 2021 17:59 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 SaleCommon Stock 3,939 $42.76 $168,447.79
Disclosure

SEC source: 0001066605-21-000080 · wf-form4_162794154269990.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,578.019

F1 · price: The price reported in Column 4 is a weighted average price. Mark R. Harris sold 3,939 shares in multiple transactions at prices ranging from $42.1300 to $43.2900 per share, inclusive. The reporting person undertakes to provide to Heidrick & Struggles International, Inc., any security holder of Heidrick & Struggles International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

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March 28, 2021 Filed Mar 30, 2021 17:28 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 6,313 $34.72 $219,187.36
Disclosure

SEC source: 0001066605-21-000033 · wf-form4_161713967526278.xml · nonDerivative · entry 2

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,517.019

F3 · security: Reflects an aggregate of 6,313 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2018 PSUs that vested on March 28, 2021.

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March 28, 2021 Filed Mar 30, 2021 17:28 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 GrantCommon Stock 13,622 $34.72 $472,955.84
Disclosure

SEC source: 0001066605-21-000033 · wf-form4_161713967526278.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,830.019

F1 · security: Reflects the vesting of 13,622 non-derivative Performance Stock Units ("PSUs") granted on March 28, 2018 ("2018 PSUs") for the three-year performance period ended December 31, 2020 and which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). PSUs are target-based equity grants that generally vest three years from the grant date if certain performance goals are achieved. The actual amounts to vest at the end of the performance period can range from 0% to 200% of target based on performance.

F2 · price: PSUs convert into common stock on a one-for-one basis at the time of vesting.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Grant2021 Restricted Stock Units · Derivative 10,825 $0.00 $0.00
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · derivative · entry 10

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,825

Underlying: Common Stock · 10,825 shares

Expires not disclosed

F11 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F12 · derivative.exercise_date: RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F12 · derivative.expiration_date: RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversion2020 Restricted Stock Units · Derivative 5,335 $0.00 $0.00
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · derivative · entry 9

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,670

Underlying: Common Stock · 5,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting

F10 · derivative.exercise_date: On March 9, 2020, the reporting person was granted 16,005 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F10 · derivative.expiration_date: On March 9, 2020, the reporting person was granted 16,005 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

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March 09, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversion2018 Restricted Stock Units · Derivative 3,284 $0.00 $0.00
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · derivative · entry 8

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting

F9 · derivative.exercise_date: On March 9, 2018, the reporting person was granted 9,852 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F9 · derivative.expiration_date: On March 9, 2018, the reporting person was granted 9,852 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

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March 09, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 2,473 $36.95 $91,377.35
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · nonDerivative · entry 6

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,208.019

F7 · security: Reflects an aggregate of 2,473 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2020 RSUs that vested on March 9, 2021.

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March 09, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversionCommon Stock 5,335 $36.95 $197,128.25
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · nonDerivative · entry 5

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,681.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Reflects the vesting of the first of three installments of RSUs granted on March 9, 2020 ("2020 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting

Read SEC document
March 09, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 1,522 $36.95 $56,237.90
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · nonDerivative · entry 4

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,346.019

F5 · security: Reflects an aggregate of 1,522 shares of common stock retained by Heidrick & Struggles International, Inc. (the "Issuer") to satisfy tax withholding obligations with respect to 2018 RSUs that vested on March 9, 2021.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversionCommon Stock 3,284 $36.95 $121,343.80
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · nonDerivative · entry 3

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,868.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Reflects the vesting of the third of three installments of Restricted Stock Units ("RSUs") granted on March 9, 2018 ("2018 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting

Read SEC document
March 08, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversion2019 Restricted Stock Units · Derivative 3,066 $0.00 $0.00
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · derivative · entry 7

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

Underlying: Common Stock · 3,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis at the time of vesting

F8 · derivative.exercise_date: On March 8, 2019, the reporting person was granted 9,198 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F8 · derivative.expiration_date: On March 8, 2019, the reporting person was granted 9,198 RSUs, which are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Tax withholdingCommon Stock 1,421 $37.96 $53,941.16
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · nonDerivative · entry 2

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,584.019

F3 · security: Reflects an aggregate of 1,421 shares of common stock retained by Issuer to satisfy tax withholding obligations with respect to 2019 RSUs that vested on March 8, 2021.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 17:54 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Exercise / conversionCommon Stock 3,066 $37.96 $116,385.36
Disclosure

SEC source: 0001066605-21-000025 · wf-form4_161541687907327.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,005.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the vesting of the second of three installments of Restricted Stock Units ("RSUs") granted on March 8, 2019 ("2019 RSUs"). RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F2 · price: RSUs convert into common stock on a one-for-one basis at the time of vesting

Read SEC document
November 30, 2020 Filed Dec 1, 2020 09:42 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 SaleCommon Stock 1,000 $26.27 $26,270.00
Disclosure

SEC source: 0000899243-20-032357 · doc4.xml · nonDerivative · entry 1

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,939.019

Read SEC document
March 09, 2020 Filed Mar 10, 2020 18:06 UTC HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 Grant2020 Restricted Stock Units · Derivative 16,005 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017827 · doc4.xml · derivative · entry 7

Harris Mark R · CIK 0001650221 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,005

Underlying: Common Stock · 16,005 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F9 · derivative.exercise_date: RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

F9 · derivative.expiration_date: RSUs are service-based and vest in three equal installments on the first, second and third anniversaries of the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.