Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORWARD AIR CORPFWRD · Entity 5395 | Director · 10% owner | August 02, 2024 | August 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORWARD AIR CORP
Report date August 02, 2024 · Filed August 13, 2024
Jointly reported with Ridgemont Equity Management III, LLC, REP Omni Holdings, L.P., REP Coinvest III-A Omni, L.P., REP Coinvest III-B Omni, L.P., Ridgemont Equity Partners Affiliates III, L.P., REP Coinvest III Omni GP, LLC, Ridgemont Equity Management III, L.P., REP Omni Holdings GP, LLC, ANDERSON CHARLES LEONARD
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes. | 968,786 |
Reported balance
After 2024-08-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-08-02 · Conversion · Acquired 613,829 · Balance 968,786 F1: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. F2: These shares of Common Stock are held directly by REP Coinvest III-A Omni, L.P. F7: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes. | 277,693 |
Reported balance
After 2024-08-02 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-08-02 · Conversion · Acquired 175,948 · Balance 277,693 F1: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. F3: These shares of Common Stock are held directly by REP Coinvest III-B Omni, L.P. F7: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes. | 663,234 |
Reported balance
After 2024-08-02 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-08-02 · Conversion · Acquired 420,229 · Balance 663,234 F1: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. F4: These shares of Common Stock are held directly by REP FAOM III-S, LP. F7: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes. | 451 |
Reported balance
Holding disclosure · report date 2024-08-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 451 F5: These shares of Common Stock are held directly by Charles Leonard Anderson. Charles Leonard Anderson has disclaimed beneficial ownership of such securities except to the extent of his pecuniary interest therein. F7: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes. | 451 |
Reported balance
Holding disclosure · report date 2024-08-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 451 F6: These shares of Common Stock are held directly by Robert Leon Edwards Jr. Robert Leon Edwards Jr has disclaimed beneficial ownership of such securities except to the extent of his pecuniary interest therein. F7: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. |
| Opco Class B UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee footnotes. | 3,146,469 |
Reported balance
After 2024-08-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-08-02 · Conversion · Acquired 1,993,623 · Balance 3,146,469 F8: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder. F9: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by REP Omni Holdings, LP. F11: The Opco Class B Units and the corresponding Series B. Preferred Units may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Partners Affiliates III L.P, (viii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP and General Partner of Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as Sole Member of REP Omni Holdings GP, LLC, Sole Member of REP Coinvest III Omni GP, LLC, and General Partner of Ridgemont Equity Management III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. |
| Opco Class B UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee footnotes. | 39,330 |
Reported balance
After 2024-08-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-08-02 · Conversion · Acquired 24,920 · Balance 39,330 F8: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder. F10: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by Ridgemont Equity Partners Affiliates III, L.P. F11: The Opco Class B Units and the corresponding Series B. Preferred Units may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Partners Affiliates III L.P, (viii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP and General Partner of Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as Sole Member of REP Omni Holdings GP, LLC, Sole Member of REP Coinvest III Omni GP, LLC, and General Partner of Ridgemont Equity Management III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024.
F2: These shares of Common Stock are held directly by REP Coinvest III-A Omni, L.P.
F3: These shares of Common Stock are held directly by REP Coinvest III-B Omni, L.P.
F4: These shares of Common Stock are held directly by REP FAOM III-S, LP.
F5: These shares of Common Stock are held directly by Charles Leonard Anderson. Charles Leonard Anderson has disclaimed beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F6: These shares of Common Stock are held directly by Robert Leon Edwards Jr. Robert Leon Edwards Jr has disclaimed beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F7: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.
F8: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder.
F9: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by REP Omni Holdings, LP.
F10: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by Ridgemont Equity Partners Affiliates III, L.P.
F11: The Opco Class B Units and the corresponding Series B. Preferred Units may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Partners Affiliates III L.P, (viii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP and General Partner of Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as Sole Member of REP Omni Holdings GP, LLC, Sole Member of REP Coinvest III Omni GP, LLC, and General Partner of Ridgemont Equity Management III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2024 Filed Aug 13, 2024 01:16 UTC | FORWARD AIR CORP FWRD · Entity 5395 | ConversionOpco Class B Units · Derivative | 24,920 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-095693 · ownership.xml · derivative · entry 7 Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner ANDERSON CHARLES LEONARD · CIK 0001995776 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 39,330 Underlying: Common Stock · 24,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder. F8 · derivative.expiration_date: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder. F10 · ownership.nature: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by Ridgemont Equity Partners Affiliates III, L.P. F11 · ownership.nature: The Opco Class B Units and the corresponding Series B. Preferred Units may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Partners Affiliates III L.P, (viii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP and General Partner of Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as Sole Member of REP Omni Holdings GP, LLC, Sole Member of REP Coinvest III Omni GP, LLC, and General Partner of Ridgemont Equity Management III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. Read SEC document |
| August 02, 2024 Filed Aug 13, 2024 01:16 UTC | FORWARD AIR CORP FWRD · Entity 5395 | ConversionOpco Class B Units · Derivative | 1,993,623 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-095693 · ownership.xml · derivative · entry 6 Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner ANDERSON CHARLES LEONARD · CIK 0001995776 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 3,146,469 Underlying: Common Stock · 1,993,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder. F8 · derivative.expiration_date: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder. F9 · ownership.nature: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by REP Omni Holdings, LP. F11 · ownership.nature: The Opco Class B Units and the corresponding Series B. Preferred Units may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Partners Affiliates III L.P, (viii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP and General Partner of Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as Sole Member of REP Omni Holdings GP, LLC, Sole Member of REP Coinvest III Omni GP, LLC, and General Partner of Ridgemont Equity Management III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. Read SEC document |
| August 02, 2024 Filed Aug 13, 2024 01:16 UTC | FORWARD AIR CORP FWRD · Entity 5395 | ConversionCommon Stock | 420,229 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-095693 · ownership.xml · nonDerivative · entry 3 Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner ANDERSON CHARLES LEONARD · CIK 0001995776 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 663,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. F4 · ownership.nature: These shares of Common Stock are held directly by REP FAOM III-S, LP. F7 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. Read SEC document |
| August 02, 2024 Filed Aug 13, 2024 01:16 UTC | FORWARD AIR CORP FWRD · Entity 5395 | ConversionCommon Stock | 175,948 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-095693 · ownership.xml · nonDerivative · entry 2 Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner ANDERSON CHARLES LEONARD · CIK 0001995776 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 277,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. F3 · ownership.nature: These shares of Common Stock are held directly by REP Coinvest III-B Omni, L.P. F7 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. Read SEC document |
| August 02, 2024 Filed Aug 13, 2024 01:16 UTC | FORWARD AIR CORP FWRD · Entity 5395 | ConversionCommon Stock | 613,829 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-095693 · ownership.xml · nonDerivative · entry 1 Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner ANDERSON CHARLES LEONARD · CIK 0001995776 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 968,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. F2 · ownership.nature: These shares of Common Stock are held directly by REP Coinvest III-A Omni, L.P. F7 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr. Read SEC document |
| February 23, 2024 Filed Feb 28, 2024 00:05 UTC | FORWARD AIR CORP FWRD · Entity 5395 | GrantCommon stock | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-021526 · ownership.xml · nonDerivative · entry 2 Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 451 F2 · shares: Represents restricted stock awarded to Robert Leon Edwards Jr. under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to the first Annual Meeting that occurs after the grant date or (b) the first anniversary of the grant date. F4 · ownership.nature: These shares of Common Stock are held directly by Robert Leon Edwards Jr. F8 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Coinvest III-A Omni, L.P., (ii) REP Coinvest III-B Omni, L.P., (iii) REP FAOM III-S, L.P., (iv) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (v) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (vi) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC and General Partner of Ridgemont Equity Management III, L.P., (vii) Charles Leonard Anderson, and (viii) Robert Leon Edwards Jr. Read SEC document |
| February 23, 2024 Filed Feb 28, 2024 00:05 UTC | FORWARD AIR CORP FWRD · Entity 5395 | GrantCommon stock | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-021526 · ownership.xml · nonDerivative · entry 1 Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 451 F1 · shares: Represents restricted stock awarded to Charles Leonard Anderson under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to the first Annual Meeting that occurs after the grant date or (b) the first anniversary of the grant date. F3 · ownership.nature: These shares of Common Stock are held directly by Charles Leonard Anderson. F8 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Coinvest III-A Omni, L.P., (ii) REP Coinvest III-B Omni, L.P., (iii) REP FAOM III-S, L.P., (iv) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (v) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (vi) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC and General Partner of Ridgemont Equity Management III, L.P., (vii) Charles Leonard Anderson, and (viii) Robert Leon Edwards Jr. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.