Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Smartbird, Inc.BIRD · Entity 1517 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Smartbird, Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 57,471 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 57,471 · Balance 57,471 F1: The RSUs shall vest in full on the first anniversary of the Grant Date, subject to Mr. Brown's continued service as a non-employee director through such date. If Mr. Brown's service as a non-employee director ends before the first anniversary of the Grant Date for any reason other than removal for Cause (as defined in the Plan), a pro-rata portion of the RSUs shall vest: 1/12th of the total RSUs for each full calendar month of service as a non-employee director from June 2026 through the end of the calendar month during which service terminates (not to exceed 100% of the award amount). |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs shall vest in full on the first anniversary of the Grant Date, subject to Mr. Brown's continued service as a non-employee director through such date. If Mr. Brown's service as a non-employee director ends before the first anniversary of the Grant Date for any reason other than removal for Cause (as defined in the Plan), a pro-rata portion of the RSUs shall vest: 1/12th of the total RSUs for each full calendar month of service as a non-employee director from June 2026 through the end of the calendar month during which service terminates (not to exceed 100% of the award amount).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:10 UTC | Smartbird, Inc. BIRD · Entity 1517 | GrantClass A Common Stock | 57,471 | $2.61 | $149,999.31 |
DisclosureSEC source: 0001437749-26-031875 · rdgdoc.xml · nonDerivative · entry 1 Brown Timothy O. · CIK 0001883574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,471 F1 · shares: The RSUs shall vest in full on the first anniversary of the Grant Date, subject to Mr. Brown's continued service as a non-employee director through such date. If Mr. Brown's service as a non-employee director ends before the first anniversary of the Grant Date for any reason other than removal for Cause (as defined in the Plan), a pro-rata portion of the RSUs shall vest: 1/12th of the total RSUs for each full calendar month of service as a non-employee director from June 2026 through the end of the calendar month during which service terminates (not to exceed 100% of the award amount). Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 18:09 UTC | Smartbird, Inc. BIRD · Entity 1517 | SaleClass A Common Stock | 50,000 | $0.59 | $29,345.00 |
DisclosureSEC source: 0001653909-24-000056 · wk-form4_1723586949.xml · nonDerivative · entry 1 Brown Timothy O. · CIK 0001883574 · Director · 10% owner Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 · CIK 0001885485 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.585 to $0.600 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: Shares are held of record by Timothy O. Brown and Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018, of which the Reporting Person is co-trustee and shares voting and investment power over such shares. Read SEC document |
| July 27, 2022 Filed Jul 28, 2022 16:14 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 664,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-22-000056 · wf-form4_165903925444826.xml · derivative · entry 7 Brown Timothy O. · CIK 0001883574 · Director · Co-Chief Executive Officer · 10% owner Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 · CIK 0001885485 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 Underlying: Class A Common Stock · 664,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F5 · ownership.nature: Shares are held of record by Lindsay T. Brown, as Trustee of The Lindsay Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person's spouse is trustee and may be deemed to share voting and investment power over such shares. Read SEC document |
| July 27, 2022 Filed Jul 28, 2022 16:14 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass B Common Stock · Derivative | 664,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-22-000056 · wf-form4_165903925444826.xml · derivative · entry 6 Brown Timothy O. · CIK 0001883574 · Director · Co-Chief Executive Officer · 10% owner Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 · CIK 0001885485 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 Underlying: Class A Common Stock · 664,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: Shares are held of record by Timothy O. Brown, as Trustee of The Timothy Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person is trustee and has voting and investment power over such shares. Read SEC document |
| July 27, 2022 Filed Jul 28, 2022 16:14 UTC | Smartbird, Inc. BIRD · Entity 1517 | GiftClass A Common Stock | 664,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-22-000056 · wf-form4_165903925444826.xml · nonDerivative · entry 4 Brown Timothy O. · CIK 0001883574 · Director · Co-Chief Executive Officer · 10% owner Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 · CIK 0001885485 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F3 · kind: Shares transferred for no consideration for estate planning purposes to a trust for the benefit of the Reporting Person's children (the "Children's Trust"). The Reporting Person has no voting or investment power over the shares held by the Children's Trust. F5 · ownership.nature: Shares are held of record by Lindsay T. Brown, as Trustee of The Lindsay Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person's spouse is trustee and may be deemed to share voting and investment power over such shares. Read SEC document |
| July 27, 2022 Filed Jul 28, 2022 16:14 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass A Common Stock | 664,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-22-000056 · wf-form4_165903925444826.xml · nonDerivative · entry 3 Brown Timothy O. · CIK 0001883574 · Director · Co-Chief Executive Officer · 10% owner Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 · CIK 0001885485 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 664,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person's spouse. F5 · ownership.nature: Shares are held of record by Lindsay T. Brown, as Trustee of The Lindsay Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person's spouse is trustee and may be deemed to share voting and investment power over such shares. Read SEC document |
| July 27, 2022 Filed Jul 28, 2022 16:14 UTC | Smartbird, Inc. BIRD · Entity 1517 | GiftClass A Common Stock | 664,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-22-000056 · wf-form4_165903925444826.xml · nonDerivative · entry 2 Brown Timothy O. · CIK 0001883574 · Director · Co-Chief Executive Officer · 10% owner Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 · CIK 0001885485 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F3 · kind: Shares transferred for no consideration for estate planning purposes to a trust for the benefit of the Reporting Person's children (the "Children's Trust"). The Reporting Person has no voting or investment power over the shares held by the Children's Trust. F2 · ownership.nature: Shares are held of record by Timothy O. Brown, as Trustee of The Timothy Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person is trustee and has voting and investment power over such shares. Read SEC document |
| July 27, 2022 Filed Jul 28, 2022 16:14 UTC | Smartbird, Inc. BIRD · Entity 1517 | ConversionClass A Common Stock | 664,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001653909-22-000056 · wf-form4_165903925444826.xml · nonDerivative · entry 1 Brown Timothy O. · CIK 0001883574 · Director · Co-Chief Executive Officer · 10% owner Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 · CIK 0001885485 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 664,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person. F2 · ownership.nature: Shares are held of record by Timothy O. Brown, as Trustee of The Timothy Brown 2017 Grantor Retained Annuity Trust dated June 22, 2017, of which the Reporting Person is trustee and has voting and investment power over such shares. Read SEC document |
| May 23, 2022 Filed May 24, 2022 18:38 UTC | Smartbird, Inc. BIRD · Entity 1517 | GrantStock Option (Right to Buy) · Derivative | 911,162 | $0.00 Strike: $4.68 | $0.00 |
DisclosureSEC source: 0001209191-22-031721 · doc4.xml · derivative · entry 1 Brown Timothy O. · CIK 0001883574 · Director · Co-Chief Executive Officer · 10% owner Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 · CIK 0001885485 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,162 Underlying: Class A Common Stock · 911,162 shares Expires 2032-05-22 F1 · derivative.exercise_date: 1/4 of the shares underlying the option shall vest on the one-year anniversary of June 1, 2022, and the remaining shares underlying the option shall vest in a series of 36 successive equal monthly installments thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| May 17, 2022 Filed May 18, 2022 20:01 UTC | Smartbird, Inc. BIRD · Entity 1517 | PurchaseClass A Common Stock | 50,000 | $4.86 | $242,990.00 |
DisclosureSEC source: 0001209191-22-030272 · doc4.xml · nonDerivative · entry 1 Brown Timothy O. · CIK 0001883574 · Director · Co-Chief Executive Officer · 10% owner Timothy O. Brown & Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 · CIK 0001885485 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 50,000 F1 · price: Price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $4.74 to $4.95, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares are held of record by Timothy O. Brown and Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018, of which the Reporting Person is co-trustee and shares voting and investment power over such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.