Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| YUM BRANDS INCYUM · Entity 3067 | Chief Legal &Franchise Officer | August 13, 2024 | August 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
YUM BRANDS INC
Report date August 13, 2024 · Filed August 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,217.41 |
Reported balance
After 2024-08-13 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-08-13 · Sale · Disposed 5,730 · Balance 33,217.41 |
| Common StockSEC Table I · non-derivative | Direct | 38,947.41 |
Reported balance
After 2024-08-13 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-08-13 · Exercise / conversion · Acquired 4,058 · Balance 38,947.41 |
| Common StockSEC Table I · non-derivative | Direct | 31,663.41 |
Reported balance
After 2024-08-13 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2024-08-13 · Disposition to issuer · Disposed 1,554 · Balance 31,663.41 |
| Common StockSEC Table I · non-derivative | Direct | 29,159.41 |
Reported balance
After 2024-08-13 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2024-08-13 · Sale · Disposed 2,504 · Balance 29,159.41 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $52.64 · Expires 2018-06-19 | Direct | 0 |
Reported balance
After 2024-08-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-08-13 · Exercise / conversion · Disposed 4,058 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2022 Filed Feb 13, 2023 16:53 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 45.67 | $127.71 | $5,832.52 |
DisclosureSEC source: 0001127602-23-004730 · form4.xml · derivative · entry 11 Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,277.81 Underlying: Common Stock · 45.67 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| September 09, 2022 Filed Feb 13, 2023 16:53 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 22.85 | $116.09 | $2,652.66 |
DisclosureSEC source: 0001127602-23-004730 · form4.xml · derivative · entry 10 Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,677.53 Underlying: Common Stock · 22.85 shares Expires 2032-02-11 F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| September 09, 2022 Filed Feb 13, 2023 16:53 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 49.99 | $116.09 | $5,803.34 |
DisclosureSEC source: 0001127602-23-004730 · form4.xml · derivative · entry 9 Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,232.14 Underlying: Common Stock · 49.99 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| June 10, 2022 Filed Feb 13, 2023 16:53 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 23.08 | $114.41 | $2,640.58 |
DisclosureSEC source: 0001127602-23-004730 · form4.xml · derivative · entry 8 Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,654.68 Underlying: Common Stock · 23.08 shares Expires 2032-02-11 F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| March 11, 2022 Filed Feb 13, 2023 16:53 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 22.6 | $116.26 | $2,627.48 |
DisclosureSEC source: 0001127602-23-004730 · form4.xml · derivative · entry 7 Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,631.6 Underlying: Common Stock · 22.6 shares Expires 2032-02-11 F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| March 11, 2022 Filed Feb 13, 2023 16:53 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 50.48 | $116.26 | $5,868.80 |
DisclosureSEC source: 0001127602-23-004730 · form4.xml · derivative · entry 6 Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,182.15 Underlying: Common Stock · 50.48 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| March 11, 2022 Filed Feb 13, 2023 16:53 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 49.43 | $116.26 | $5,746.73 |
DisclosureSEC source: 0001127602-23-004730 · form4.xml · derivative · entry 5 Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,131.67 Underlying: Common Stock · 49.43 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:00 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantRestricted Stock Units · Derivative | 4,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004701 · form4.xml · derivative · entry 4 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,609 Underlying: Common Stock · 4,609 shares Expires 2032-02-11 F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:00 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 21,115 | $0.00 Strike: $122.07 | $0.00 |
DisclosureSEC source: 0001127602-22-004701 · form4.xml · derivative · entry 3 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,115 Underlying: Common Stock · 21,115 shares Expires 2032-02-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,583 | $122.07 | $193,236.81 |
DisclosureSEC source: 0001127602-22-004701 · form4.xml · nonDerivative · entry 2 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,372 Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:00 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 4,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004701 · form4.xml · nonDerivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,955 Read SEC document |
| December 10, 2021 Filed Feb 9, 2022 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 37.52 | $133.87 | $5,022.80 |
DisclosureSEC source: 0001127602-22-003889 · form4.xml · derivative · entry 4 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,082.24 Underlying: Common Stock · 37.52 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| September 10, 2021 Filed Feb 9, 2022 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 38.52 | $129.89 | $5,003.36 |
DisclosureSEC source: 0001127602-22-003889 · form4.xml · derivative · entry 3 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,044.72 Underlying: Common Stock · 38.52 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| June 11, 2021 Filed Feb 9, 2022 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 41.64 | $119.65 | $4,982.23 |
DisclosureSEC source: 0001127602-22-003889 · form4.xml · derivative · entry 2 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,006.2 Underlying: Common Stock · 41.64 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| March 12, 2021 Filed Feb 9, 2022 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 47.31 | $104.81 | $4,958.56 |
DisclosureSEC source: 0001127602-22-003889 · form4.xml · derivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,964.56 Underlying: Common Stock · 47.31 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 21:23 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 47,015 | $0.00 Strike: $103.36 | $0.00 |
DisclosureSEC source: 0001127602-21-004693 · form4.xml · derivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,015 Underlying: Common Stock · 47,015 shares Expires 2031-02-08 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| December 11, 2020 Filed Feb 8, 2021 21:48 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 43.78 | $105.99 | $4,640.24 |
DisclosureSEC source: 0001127602-21-004386 · form4.xml · derivative · entry 4 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,917.25 Underlying: Common Stock · 43.78 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| September 11, 2020 Filed Feb 8, 2021 21:48 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 50.04 | $92.27 | $4,617.19 |
DisclosureSEC source: 0001127602-21-004386 · form4.xml · derivative · entry 3 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,873.47 Underlying: Common Stock · 50.04 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| March 06, 2020 Filed Feb 8, 2021 21:48 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 51.11 | $89.40 | $4,569.23 |
DisclosureSEC source: 0001127602-21-004386 · form4.xml · derivative · entry 2 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,823.43 Underlying: Common Stock · 51.11 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| February 12, 2020 Filed Feb 8, 2021 21:48 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 50.32 | $91.28 | $4,593.21 |
DisclosureSEC source: 0001127602-21-004386 · form4.xml · derivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,772.32 Underlying: Common Stock · 50.32 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 23:02 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantRestricted Stock Units · Derivative | 9,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004947 · form4.xml · derivative · entry 2 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,722 Underlying: Common Stock · 9,722 shares Expires 2024-02-10 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 23:02 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 33,857 | $0.00 Strike: $102.87 | $0.00 |
DisclosureSEC source: 0001127602-20-004947 · form4.xml · derivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,857 Underlying: Common Stock · 33,857 shares Expires 2030-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 2,393 | $0.00 Strike: $44.81 | $0.00 |
DisclosureSEC source: 0001127602-19-026682 · form4.xml · derivative · entry 4 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,393 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:50 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 1,015 | $116.63 | $118,379.45 |
DisclosureSEC source: 0001127602-19-026682 · form4.xml · nonDerivative · entry 3 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,983 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,378 | $116.66 | $160,757.48 |
DisclosureSEC source: 0001127602-19-026682 · form4.xml · nonDerivative · entry 2 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,998 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 2,393 | $44.81 | $107,230.33 |
DisclosureSEC source: 0001127602-19-026682 · form4.xml · nonDerivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 21:00 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 25,164 | $0.00 Strike: $93.26 | $0.00 |
DisclosureSEC source: 0001127602-19-005361 · form4.xml · derivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,164 Underlying: Common Stock · 25,164 shares Expires 2029-02-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 18:36 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 2,205 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001127602-18-035548 · form4.xml · derivative · entry 4 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,205 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 18:36 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 745 | $90.00 | $67,050.00 |
DisclosureSEC source: 0001127602-18-035548 · form4.xml · nonDerivative · entry 3 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,983 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 18:36 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,460 | $90.68 | $132,392.80 |
DisclosureSEC source: 0001127602-18-035548 · form4.xml · nonDerivative · entry 2 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,728 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 18:36 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 2,205 | $45.88 | $101,165.40 |
DisclosureSEC source: 0001127602-18-035548 · form4.xml · nonDerivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:01 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionRestricted Stock Units · Derivative | 2,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033889 · form4.xml · derivative · entry 4 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.7 Underlying: Common Stock · 2,160 shares Expires 2018-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No conversion or exercise price. Shares distribute upon vest date. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:01 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 683 | $88.13 | $60,192.79 |
DisclosureSEC source: 0001127602-18-033889 · form4.xml · nonDerivative · entry 2 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,983 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:01 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 2,160 | $88.13 | $190,360.80 |
DisclosureSEC source: 0001127602-18-033889 · form4.xml · nonDerivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2018 Filed Nov 20, 2018 16:01 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 8.76 | $88.40 | $774.38 |
DisclosureSEC source: 0001127602-18-033889 · form4.xml · derivative · entry 3 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,160.7 Underlying: Common Stock · 8.76 shares Expires 2018-11-19 F1 · derivative.exercise_price: No conversion or exercise price. Shares distribute upon vest date. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 19:06 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 16,969 | $0.00 Strike: $82.94 | $0.00 |
DisclosureSEC source: 0001127602-18-025183 · form4.xml · derivative · entry 1 Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,969 Underlying: Common Stock · 16,969 shares Expires 2028-08-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.