TapewireFind a company

person · Reporting owner

Catlett Scott

Disclosed activity across 1 company

Tapewire entity
88310
SEC CIK
0001744665

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
YUM BRANDS INCYUM · Entity 3067Chief Legal &Franchise OfficerAugust 13, 2024August 14, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

YUM BRANDS INC

Report date August 13, 2024 · Filed August 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,217.41 Reported balance After 2024-08-13 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2024-08-13 · Sale · Disposed 5,730 · Balance 33,217.41

Common StockSEC Table I · non-derivativeDirect38,947.41 Reported balance After 2024-08-13 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2024-08-13 · Exercise / conversion · Acquired 4,058 · Balance 38,947.41

Common StockSEC Table I · non-derivativeDirect31,663.41 Reported balance After 2024-08-13 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2024-08-13 · Disposition to issuer · Disposed 1,554 · Balance 31,663.41

Common StockSEC Table I · non-derivativeDirect29,159.41 Reported balance After 2024-08-13 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2024-08-13 · Sale · Disposed 2,504 · Balance 29,159.41

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $52.64 · Expires 2018-06-19Direct0 Reported balance After 2024-08-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-08-13 · Exercise / conversion · Disposed 4,058 · Balance 0

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2024 Filed Aug 14, 2024 17:47 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 4,058 $0.00 Strike: $52.64 $0.00
Disclosure

SEC source: 0001127602-24-022169 · form4.xml · derivative · entry 5

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,058 shares

Expires 2018-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 17:47 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 2,504 $137.79 $345,026.16
Disclosure

SEC source: 0001127602-24-022169 · form4.xml · nonDerivative · entry 4

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,159.41

Read SEC document
August 13, 2024 Filed Aug 14, 2024 17:47 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 1,554 $137.51 $213,690.54
Disclosure

SEC source: 0001127602-24-022169 · form4.xml · nonDerivative · entry 3

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,663.41

Read SEC document
August 13, 2024 Filed Aug 14, 2024 17:47 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 4,058 $52.64 $213,613.12
Disclosure

SEC source: 0001127602-24-022169 · form4.xml · nonDerivative · entry 2

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,947.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 17:47 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 5,730 $137.79 $789,536.70
Disclosure

SEC source: 0001127602-24-022169 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,217.41

Read SEC document
May 17, 2024 Filed May 20, 2024 18:15 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 5,994 $141.50 $848,151.00
Disclosure

SEC source: 0001127602-24-015970 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,889.41

Read SEC document
February 11, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionRestricted Stock Units · Derivative 1,196 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · derivative · entry 11

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,395.56

Underlying: Common Stock · 1,196 shares

Expires 2032-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 11, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 546 $130.27 $71,127.42
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · nonDerivative · entry 6

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,883.41

Read SEC document
February 11, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 1,196 $130.27 $155,802.92
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · nonDerivative · entry 5

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,429.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionRestricted Stock Units · Derivative 1,091 $0.00 Strike: $131.31 $0.00
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · derivative · entry 10

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,275.14

Underlying: Common Stock · 1,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

F3 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionRestricted Stock Units · Derivative 10,474 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · derivative · entry 9

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0.87

Underlying: Common Stock · 10,474 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
February 10, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 498 $130.27 $64,874.46
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · nonDerivative · entry 4

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,233.41

Read SEC document
February 10, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 1,091 $130.27 $142,124.57
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · nonDerivative · entry 3

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,731.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 4,772 $130.27 $621,648.44
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · nonDerivative · entry 2

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,640.41

Read SEC document
February 10, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 10,474 $130.27 $1,364,447.98
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,412.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 GrantRestricted Stock Units · Derivative 4,510 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · derivative · entry 8

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,510

Underlying: Common Stock · 4,510 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

F3 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 17:37 UTC YUM BRANDS INC YUM · Entity 3067 GrantStock Appreciation Right · Derivative 20,746 $0.00 Strike: $130.27 $0.00
Disclosure

SEC source: 0001127602-24-004371 · form4.xml · derivative · entry 7

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,746

Underlying: Common Stock · 20,746 shares

Expires 2034-02-09

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
January 24, 2024 Filed Jan 25, 2024 18:45 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 10,510 $129.44 $1,360,414.40
Disclosure

SEC source: 0001127602-24-002108 · form4.xml · nonDerivative · entry 4

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,938.41

Read SEC document
January 24, 2024 Filed Jan 25, 2024 18:45 UTC YUM BRANDS INC YUM · Entity 3067 GrantCommon Stock 25,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002108 · form4.xml · nonDerivative · entry 3

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,448.41

F2 · shares: Distribution of Accelerating PSP

Read SEC document
January 24, 2024 Filed Jan 25, 2024 18:45 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 6,005 $129.44 $777,287.20
Disclosure

SEC source: 0001127602-24-002108 · form4.xml · nonDerivative · entry 2

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,901.41

Read SEC document
January 24, 2024 Filed Jan 25, 2024 18:45 UTC YUM BRANDS INC YUM · Entity 3067 GrantCommon Stock 13,182 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002108 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,906.41

F1 · shares: Distribution of PSP Grant

Read SEC document
December 08, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 21.14 $124.34 Strike: $131.31 $2,628.55
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 12

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,366.14

Underlying: Common Stock · 21.14 shares

Expires not disclosed

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.

Read SEC document
December 08, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 17.39 $124.34 $2,162.27
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 11

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,591.56

Underlying: Common Stock · 17.39 shares

Expires 2032-02-11

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
December 08, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 50.72 $124.34 $6,306.52
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 10

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,474.87

Underlying: Common Stock · 50.72 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
September 08, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 20.68 $126.53 Strike: $131.31 $2,616.64
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 9

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,345

Underlying: Common Stock · 20.68 shares

Expires not disclosed

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.

Read SEC document
September 08, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 17.01 $126.53 $2,152.28
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 8

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,574.17

Underlying: Common Stock · 17.01 shares

Expires 2032-02-11

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
September 08, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 49.61 $126.53 $6,277.15
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 7

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,424.15

Underlying: Common Stock · 49.61 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
June 09, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 19.52 $133.44 Strike: $131.31 $2,604.75
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 6

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,324.32

Underlying: Common Stock · 19.52 shares

Expires not disclosed

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.

Read SEC document
June 09, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 16.05 $133.44 $2,141.71
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 5

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,557.16

Underlying: Common Stock · 16.05 shares

Expires 2032-02-11

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
June 09, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 46.82 $133.44 $6,247.66
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 4

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,374.54

Underlying: Common Stock · 46.82 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
April 28, 2023 Filed May 1, 2023 23:36 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 3,393 $0.00 Strike: $50.22 $0.00
Disclosure

SEC source: 0001127602-23-013976 · form4.xml · derivative · entry 5

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,393 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Pursuant to 10b5-1(c) plan adopted on February 24, 2023.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:36 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 3,393 $50.22 $170,396.46
Disclosure

SEC source: 0001127602-23-013976 · form4.xml · nonDerivative · entry 4

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,495.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Pursuant to 10b5-1(c) plan adopted on February 24, 2023.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:36 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 1,218 $140.00 $170,520.00
Disclosure

SEC source: 0001127602-23-013976 · form4.xml · nonDerivative · entry 3

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,277.41

F3 · shares: Pursuant to 10b5-1(c) plan adopted on February 24, 2023.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:36 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 2,175 $140.00 $304,500.00
Disclosure

SEC source: 0001127602-23-013976 · form4.xml · nonDerivative · entry 2

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,102.41

F2 · shares: Pursuant to 10b5-1(c) plan adopted on February 24, 2023.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:36 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 378 $140.00 $52,920.00
Disclosure

SEC source: 0001127602-23-013976 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,724.41

F1 · shares: Pursuant to 10b5-1(c) plan adopted on February 24, 2023.

Read SEC document
April 14, 2023 Filed Apr 14, 2023 18:53 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 1,832 $0.00 Strike: $50.22 $0.00
Disclosure

SEC source: 0001127602-23-012908 · form4.xml · derivative · entry 4

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,832 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 plan adopted on February 24, 2023

Read SEC document
April 14, 2023 Filed Apr 14, 2023 18:53 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 1,150 $135.00 $155,250.00
Disclosure

SEC source: 0001127602-23-012908 · form4.xml · nonDerivative · entry 3

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,102.41

F3 · shares: Pursuant to 10b5-1 plan adopted on February 24, 2023

Read SEC document
April 14, 2023 Filed Apr 14, 2023 18:53 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 682 $135.00 $92,070.00
Disclosure

SEC source: 0001127602-23-012908 · form4.xml · nonDerivative · entry 2

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,252.41

F2 · shares: Pursuant to 10b5-1 Plan adopted on February 24, 2023

Read SEC document
April 14, 2023 Filed Apr 14, 2023 18:53 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 1,832 $50.22 $92,003.04
Disclosure

SEC source: 0001127602-23-012908 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,934.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 plan adopted on February 24, 2023

Read SEC document
March 10, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 20.8 $124.58 Strike: $131.31 $2,591.26
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 3

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,304.8

Underlying: Common Stock · 20.8 shares

Expires not disclosed

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.

Read SEC document
March 10, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 17.11 $124.58 $2,131.56
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 2

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,541.11

Underlying: Common Stock · 17.11 shares

Expires 2032-02-11

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
March 10, 2023 Filed Dec 20, 2023 18:14 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 49.91 $124.58 $6,217.79
Disclosure

SEC source: 0001127602-23-030150 · form4.xml · derivative · entry 1

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,327.72

Underlying: Common Stock · 49.91 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
February 11, 2023 Filed Feb 13, 2023 16:53 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionRestricted Stock Units · Derivative 1,174.41 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004730 · form4.xml · derivative · entry 15

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,524

Underlying: Common Stock · 1,174.41 shares

Expires 2032-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 11, 2023 Filed Feb 13, 2023 16:53 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 508 $131.31 $66,705.48
Disclosure

SEC source: 0001127602-23-004730 · form4.xml · nonDerivative · entry 4

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,102.41

Read SEC document
February 11, 2023 Filed Feb 13, 2023 16:53 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 1,174.41 $131.31 $154,211.78
Disclosure

SEC source: 0001127602-23-004730 · form4.xml · nonDerivative · entry 3

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,610.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 16:53 UTC YUM BRANDS INC YUM · Entity 3067 GrantRestricted Stock Units · Derivative 4,284 $0.00 Strike: $131.31 $0.00
Disclosure

SEC source: 0001127602-23-004730 · form4.xml · derivative · entry 14

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,284

Underlying: Common Stock · 4,284 shares

Expires not disclosed

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 16:53 UTC YUM BRANDS INC YUM · Entity 3067 GrantStock Appreciation Right · Derivative 18,794 $0.00 Strike: $131.31 $0.00
Disclosure

SEC source: 0001127602-23-004730 · form4.xml · derivative · entry 13

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,794

Underlying: Common Stock · 18,794 shares

Expires 2033-02-10

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 16:53 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 2,322 $131.31 $304,901.82
Disclosure

SEC source: 0001127602-23-004730 · form4.xml · nonDerivative · entry 2

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,436

Read SEC document
February 10, 2023 Filed Feb 13, 2023 16:53 UTC YUM BRANDS INC YUM · Entity 3067 GrantCommon Stock 7,386 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004730 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,758

Read SEC document
December 09, 2022 Filed Feb 13, 2023 16:53 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 20.88 $127.71 $2,666.58
Disclosure

SEC source: 0001127602-23-004730 · form4.xml · derivative · entry 12

Catlett Scott · CIK 0001744665 · Chief Legal &Franchise Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,698.41

Underlying: Common Stock · 20.88 shares

Expires 2032-02-11

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.