Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153 | EXECUTIVE VICE PRESIDENT | August 14, 2024 | August 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCE RESOURCE PARTNERS LP
Report date August 14, 2024 · Filed August 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom unitSEC Table II · derivative / convertible security | Direct | 96,873 |
Reported balance
After 2024-08-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-08-14 · Grant · Acquired 2,817 · Balance 96,873 F1: 1 for 1 F3: Not applicable F2: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination. |
| Common unitSEC Table I · non-derivative | Direct | 287,445 |
Reported balance
Holding disclosure · report date 2024-08-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 287,445 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.
F3: Not applicable
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2018 Filed Feb 6, 2018 21:30 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 30,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001628 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,120 Underlying: Common unit · 30,120 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The restricted units will vest on January 1, 2021 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:02 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001097 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,667 Underlying: Common unit · 2,537 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 14:07 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-014181 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,130 Underlying: Common unit · 797 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 13:14 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011512 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,333 Underlying: Common unit · 770 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 15, 2017 Filed May 15, 2017 16:29 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-007155 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,563 Underlying: Common unit · 555 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 14:34 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002499 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,008 Underlying: Common unit · 525 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 21,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002121 · edgar.xml · derivative · entry 3 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common units · 21,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25. F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 7,224 | $23.25 | $167,958.00 |
DisclosureSEC source: 0001179110-17-002121 · edgar.xml · nonDerivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,225 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 21,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002121 · edgar.xml · nonDerivative · entry 1 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 23:08 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 26,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001921 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,374 Underlying: Common unit · 26,374 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:10 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001276 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,483 Underlying: Common unit · 1,718 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:36 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GiftCommon unit | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032930 · edgar.xml · nonDerivative · entry 1 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,739 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 16:45 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031570 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,765 Underlying: Common unit · 480 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.