Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153 | EXECUTIVE VICE PRESIDENT | August 14, 2024 | August 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCE RESOURCE PARTNERS LP
Report date August 14, 2024 · Filed August 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom unitSEC Table II · derivative / convertible security | Direct | 96,873 |
Reported balance
After 2024-08-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-08-14 · Grant · Acquired 2,817 · Balance 96,873 F1: 1 for 1 F3: Not applicable F2: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination. |
| Common unitSEC Table I · non-derivative | Direct | 287,445 |
Reported balance
Holding disclosure · report date 2024-08-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 287,445 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.
F3: Not applicable
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2024 Filed Aug 16, 2024 13:20 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-021424 · form4-08162024_010808.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,873 Underlying: Common unit · 2,817 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 15, 2024 Filed May 15, 2024 18:33 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-013197 · form4-05152024_060507.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,056 Underlying: Common unit · 2,813 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:41 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 3,029 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-004070 · form4-02162024_070204.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,243 Underlying: Common unit · 3,029 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 14:26 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 79,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-003243 · form4-02122024_020251.xml · derivative · entry 3 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common unit · 79,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58. F1 · price: The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 14:26 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 35,302 | $20.58 | $726,515.16 |
DisclosureSEC source: 0001415889-24-003243 · form4-02122024_020251.xml · nonDerivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,445 F2 · price: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 14:26 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 79,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-003243 · form4-02122024_020251.xml · nonDerivative · entry 1 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 14:50 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 79,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-001838 · form4-01262024_020112.xml · derivative · entry 3 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,210 Underlying: Common unit · 79,210 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F4 · derivative.exercise_date: On January 24, 2024, the Compensation Committee determined that the vesting requirements for grants issued in 2021 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 14:50 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-001838 · form4-01262024_020112.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,214 Underlying: Common unit · 1,435 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 15:04 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-015172 · form4-11162023_031106.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,779 Underlying: Common unit · 2,624 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 14:03 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-012289 · form4-08162023_020857.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,155 Underlying: Common unit · 2,864 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 15, 2023 Filed May 17, 2023 14:25 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-008152 · form4-05172023_020501.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,291 Underlying: Common unit · 2,791 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 15:16 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-002658 · form4-02162023_030206.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,500 Underlying: Common unit · 2,456 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 16:17 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 59,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-002256 · form4-02102023_040224.xml · derivative · entry 3 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common unit · 59,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61. F1 · price: On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 16:17 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 19,569 | $21.61 | $422,886.09 |
DisclosureSEC source: 0001415889-23-002256 · form4-02102023_040224.xml · nonDerivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,537 F2 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $21.61. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 16:17 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 59,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-002256 · form4-02102023_040224.xml · nonDerivative · entry 1 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 15:23 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-001617 · form4-01312023_030114.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,044 Underlying: Common unit · 1,744 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 16:05 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-011420 · form4-11162022_041115.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,300 Underlying: Common unit · 1,559 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 13:29 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,277 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-008583 · form4-08152022_060821.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,741 Underlying: Common unit · 1,277 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 13, 2022 Filed May 17, 2022 14:12 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-003049 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,464 Underlying: Common unit · 1,337 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 15:44 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-001305 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,127 Underlying: Common unit · 1,274 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 14:10 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000638 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,853 Underlying: Common unit · 919 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 14:49 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-010147 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,934 Underlying: Common unit · 1,167 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 13:07 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-008216 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,767 Underlying: Common unit · 838 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 14, 2021 Filed May 18, 2021 13:00 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-005455 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,929 Underlying: Common unit · 1,103 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 14:47 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 13,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000931 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,826 Underlying: Common unit · 13,965 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 15:23 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | OtherRestricted unit · Derivative | 30,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-012111 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common unit · 30,120 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated. F3 · derivative.expiration_date: Not applicable Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 15:23 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 16,769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-012111 · edgar.xml · derivative · entry 3 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,370 Underlying: Common unit · 16,769 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F4 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 14:40 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001715 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,861 Underlying: Common unit · 2,274 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:36 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 26,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001542 · edgar.xml · derivative · entry 3 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common units · 26,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20. F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:36 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 8,348 | $8.20 | $68,453.60 |
DisclosureSEC source: 0001179110-20-001542 · edgar.xml · nonDerivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,736 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20. Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:36 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 26,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001542 · edgar.xml · nonDerivative · entry 1 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20. Read SEC document |
| February 05, 2020 Filed Feb 8, 2020 02:38 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 42,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001355 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,601 Underlying: Common unit · 42,601 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 16:18 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 3,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000732 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,587 Underlying: Common unit · 3,470 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:23 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011774 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,117 Underlying: Common unit · 1,937 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 13:48 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009560 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,180 Underlying: Common unit · 1,379 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 15, 2019 Filed May 17, 2019 14:31 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006228 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,801 Underlying: Common unit · 1,157 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 20:05 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,088 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-002067 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,644 Underlying: Common unit · 1,088 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 14:10 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 55,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001729 · edgar.xml · derivative · entry 3 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common units · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67. F2 · price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 14:10 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 17,063 | $19.67 | $335,629.21 |
DisclosureSEC source: 0001179110-19-001729 · edgar.xml · nonDerivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,710 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $19.67. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 14:10 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 55,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001729 · edgar.xml · nonDerivative · entry 1 SACHSE ROBERT G · CIK 0001187745 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 22:29 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 16,769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001443 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,769 Underlying: Common unit · 16,769 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The restricted units will vest on January 1, 2022 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 14:13 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,086 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000904 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,556 Underlying: Common unit · 2,086 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 14:22 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-012907 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,470 Underlying: Common unit · 984 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 16:21 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010563 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,486 Underlying: Common unit · 926 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 00:07 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantCommon unit | 29,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008002 · edgar.xml · nonDerivative · entry 1 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,773 F4 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. Read SEC document |
| May 15, 2018 Filed May 17, 2018 13:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006960 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,560 Underlying: Common unit · 1,003 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 14:31 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002220 · edgar.xml · derivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,557 Underlying: Common unit · 890 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 14:41 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 20,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001932 · edgar.xml · derivative · entry 3 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common units · 20,137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40. F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 14:41 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 6,152 | $20.40 | $125,500.80 |
DisclosureSEC source: 0001179110-18-001932 · edgar.xml · nonDerivative · entry 2 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,210 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.40. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 14:41 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 20,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001932 · edgar.xml · nonDerivative · entry 1 SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.