Frome James J.

SEC source: 0001209191-20-010410 · doc4.xml · nonDerivative · entry 5

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F7 · shares: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 34,208 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 68,416 shares of Common Stock.

F8 · shares: This option was previously reported as an option for 34,208 shares of Common stock at an exercise price of $48.08 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F7 · price: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 34,208 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 68,416 shares of Common Stock.

F8 · price: This option was previously reported as an option for 34,208 shares of Common stock at an exercise price of $48.08 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-010410 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F4 · shares: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 19,699 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 39,398 shares of Common Stock.

F5 · shares: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F4 · price: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 19,699 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 39,398 shares of Common Stock.

F5 · price: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-010410 · doc4.xml · derivative · entry 11

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,171

Underlying: Common Stock · 4,227 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F5 · shares: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F12 · derivative.exercise_date: Fully vested.

F5 · derivative.underlying_shares: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F5 · balance_after: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-010410 · doc4.xml · derivative · entry 10

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,346

Underlying: Common Stock · 6,672 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This option was previously reported as an option for 10,009 shares of Common stock at an exercise price of $65.95 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F3 · shares: This option was previously reported as an option for 10,009 shares of Common stock at an exercise price of $65.95 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F12 · derivative.exercise_date: Fully vested.

F3 · derivative.underlying_shares: This option was previously reported as an option for 10,009 shares of Common stock at an exercise price of $65.95 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F3 · balance_after: This option was previously reported as an option for 10,009 shares of Common stock at an exercise price of $65.95 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-010410 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,932

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F6 · price: Reflects the weighted average price of 10,899 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2020 with sales prices ranging from $60.00 to $60.25 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-010410 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F4 · shares: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 19,699 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 39,398 shares of Common Stock.

F5 · shares: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F4 · price: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 19,699 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 39,398 shares of Common Stock.

F5 · price: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-010410 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F2 · shares: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 10,009 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 20,018 shares of Common Stock.

F3 · shares: This option was previously reported as an option for 10,009 shares of Common stock at an exercise price of $65.95 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F2 · price: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 10,009 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 20,018 shares of Common Stock.

F3 · price: This option was previously reported as an option for 10,009 shares of Common stock at an exercise price of $65.95 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-007543 · doc4.xml · derivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,216 shares

Expires 2023-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This option was previously reported as an option for 9,108 shares of Common stock at an exercise price of $39.01 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F3 · shares: This option was previously reported as an option for 9,108 shares of Common stock at an exercise price of $39.01 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F5 · derivative.exercise_date: Fully vested.

F3 · derivative.underlying_shares: This option was previously reported as an option for 9,108 shares of Common stock at an exercise price of $39.01 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F3 · balance_after: This option was previously reported as an option for 9,108 shares of Common stock at an exercise price of $39.01 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-007543 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,932

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F4 · price: Reflects the weighted average price of 18,216 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 5, 2020 with sales prices ranging from $57.48 to $58.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-007543 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · shares: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time the reporting person received 24,466 shares of Common Stock of the Issuer. At the same time, pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 9,108 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 18,216 shares of Common Stock.

F3 · shares: This option was previously reported as an option for 9,108 shares of Common stock at an exercise price of $39.01 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F2 · price: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time the reporting person received 24,466 shares of Common Stock of the Issuer. At the same time, pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 9,108 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 18,216 shares of Common Stock.

F3 · price: This option was previously reported as an option for 9,108 shares of Common stock at an exercise price of $39.01 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F2 · balance_after: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time the reporting person received 24,466 shares of Common Stock of the Issuer. At the same time, pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 9,108 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 18,216 shares of Common Stock.

SEC source: 0001209191-19-012098 · doc4.xml · derivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,057

Underlying: Common Stock · 10,057 shares

Expires 2026-02-19

F1 · derivative.exercise_date: Options vest as to 25% of the shares on February 19, 2020. The remaining shares vest in a series of 36 successive equal monthly installments upon completion of each additional month of service (commencing on March 19, 2020).

SEC source: 0001209191-19-012098 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,430

SEC source: 0001209191-19-013667 · doc4a.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,466

F1 · shares: The reporting person's Form 4 filed on February 21, 2019 inadvertently understated the restricted stock units granted by 36 units.

SEC source: 0001209191-19-010655 · doc4.xml · derivative · entry 15

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,108

Underlying: Common Stock · 9,107 shares

Expires 2023-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018.

F14 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 14

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,049

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F13 · price: Reflects the weighted average price of 200 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $112.30 to $112.74 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 13

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,249

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 12

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,349

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F12 · price: Reflects the weighted average price of 600 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $109.81 to $110.59 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 11

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,949

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F11 · price: Reflects the weighted average price of 1,000 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $108.50 to $109.17 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 10

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,949

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F10 · price: Reflects the weighted average price of 410 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $107.41 to $108.14 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 9

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,359

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F9 · price: Reflects the weighted average price of 770 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $106.18 to $107.14 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 8

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,129

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F8 · price: Reflects the weighted average price of 3,201 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $105.12 to $106.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 7

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,330

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F7 · price: Reflects the weighted average price of 1,987 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $104.06 to $104.79 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 6

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,317

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F6 · price: Reflects the weighted average price of 1,095 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $103.05 to $103.98 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 5

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,412

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F5 · price: Reflects the weighted average price of 600 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $102.36 to $102.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,012

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,112

F3 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.

F4 · price: Reflects the weighted average price of 500 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 13, 2019, with sales prices ranging from $99.55 to $100.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018.

SEC source: 0001209191-19-010655 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018.

SEC source: 0001209191-18-046070 · doc4.xml · derivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,280 shares

Expires 2022-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-18-046070 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

SEC source: 0001209191-18-046070 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-010919 · doc4.xml · derivative · entry 5

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,801

Underlying: Common Stock · 12,801 shares

Expires 2021-03-15

F6 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock. The performance rights vest based upon the issuer's total stockholder return.

F6 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of common stock. The performance rights vest based upon the issuer's total stockholder return.

SEC source: 0001209191-18-010919 · doc4.xml · derivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,861

Underlying: Common Stock · 18,861 shares

Expires 2025-02-13

F5 · derivative.exercise_date: Options vest as to 25% of the shares on February 13, 2019. The remaining shares vest in a series of 36 successive equal monthly installments upon completion of each additional month of service (commencing on March 13, 2019).

F6 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of common stock. The performance rights vest based upon the issuer's total stockholder return.

SEC source: 0001209191-18-010919 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

F4 · shares: This reflects a restricted stock unit award. Each restricted stock unit represents a contingent right to receive one share of SPS Commerce, Inc. common stock. RSUs vest as to 25% of the units on February 13, 2019. The remaining units vest in a series of 36 successive equal monthly installments upon completion of each additional month of service (commencing on March 13, 2019).

SEC source: 0001209191-18-010919 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,811

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person on August 31, 2017.

F3 · price: Reflects the weighted average price of 4,257 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 12, 2018, with sales prices ranging from $54.21 to $54.59 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-18-010919 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,068

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person on August 31, 2017.

F2 · price: Reflects the weighted average price of 4,100 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 12, 2018, with sales prices ranging from $53.20 to $54.18 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-17-010882 · doc4.xml · derivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,327

Underlying: Common Stock · 16,327 shares

Expires 2024-02-14

F5 · derivative.exercise_date: Options vest as to 25% of the shares on February 14, 2018. The remaining shares vest in a series of 36 successive equal monthly installments upon completion of each additional month of service (commencing on March 14, 2018).

SEC source: 0001209191-17-010882 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,168

F4 · shares: This reflects a restricted stock unit award. Each restricted stock unit represents a contingent right to receive one share of SPS Commerce, Inc. common stock. RSUs vest as to 25% of the units on February 14, 2018. The remaining units vest in a series of 36 successive equal monthly installments upon completion of each additional month of service (commencing on March 14, 2018).

SEC source: 0001209191-17-010882 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,993

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.

F3 · price: Reflects the weighted average price of 2,050 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 10, 2017 with sales prices ranging from $58.29 to $59.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-17-010882 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,043

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.

F2 · price: Reflects the weighted average price of 2568 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 10, 2017 with sales prices ranging from $57.05 to $58.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-17-008758 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,611

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.

F3 · price: Reflects the weighted average price of 500 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 6, 2017 with sales prices ranging from $67.35 to $67.78 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-17-008758 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,111

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.

F2 · price: Reflects the weighted average price of 2,359 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 6, 2017 with sales prices ranging from $66.34 to $67.28 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-148224 · doc4.xml · derivative · entry 6

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,945 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-16-148224 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,470

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.

F3 · price: Reflects the weighted average price of 3,945 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 2, 2016 with sales prices ranging from $61.81 to $62.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-148224 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-148224 · doc4.xml · derivative · entry 5

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,945

Underlying: Common Stock · 12,023 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-16-148224 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,470

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.

F2 · price: Reflects the weighted average price of 12,023 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 1, 2016 with sales prices ranging from $61.88 to $62.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-16-148224 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.