Frome James J.

SEC source: 0001209191-21-015872 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

SEC source: 0001209191-21-013333 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,899

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F5 · price: Reflects the weighted average price of 301 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 22, 2021 with sales prices ranging from $106.49 to $106.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-013333 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,200

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F4 · price: Reflects the weighted average price of 1,374 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 23, 2021 with sales prices ranging from $105.40 to $106.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-013333 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,574

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · price: Reflects the weighted average price of 1,406 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 22, 2021 with sales prices ranging from $109.10 to $109.93 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-013333 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,980

F1 · shares: RSU awards vest as to 25% of the units on February 19, 2022. The remaining units vest in a series of 36 successive equal monthly installments upon completion of each additional month of service (commencing on the March 19, 2022).

SEC source: 0001209191-21-012370 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,334

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F4 · price: Reflects the weighted average price of 1,616 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on July 31, 2018 with sales prices ranging from $108.86 to $109.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-012370 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,950

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · price: Reflects the weighted average price of 3,284 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on July 31, 2018 with sales prices ranging from $107.75 to $108.74 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-012370 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,234

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · price: Reflects the weighted average price of 400 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on July 31, 2018 with sales prices ranging from $106.72 to $107.58 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-006130 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,634

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F4 · price: Reflects the weighted average price of 500 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on January 28, 2021 with sales prices ranging from $103.48 to $103.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-006130 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,134

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F3 · price: Reflects the weighted average price of 7,101 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on January 28, 2021 with sales prices ranging from $102.48 to $103.41 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-006130 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,235

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · price: Reflects the weighted average price of 2,800 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on January 28, 2021 with sales prices ranging from $101.37 to $102.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-21-006130 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,035

SEC source: 0001209191-20-045221 · doc4.xml · derivative · entry 7

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,124

Underlying: Common Stock · 26,530 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This option was previously reported as an option for 16,327 shares of Common stock at an exercise price of $55.70 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F3 · shares: This option was previously reported as an option for 16,327 shares of Common stock at an exercise price of $55.70 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F7 · derivative.exercise_date: Options vest as to 25% of the shares on February 14, 2018. The remaining shares vest in a series of 36 successive equal monthly installments upon completion of each additional month of service (commencing on March 14, 2018).

F3 · derivative.underlying_shares: This option was previously reported as an option for 16,327 shares of Common stock at an exercise price of $55.70 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F3 · balance_after: This option was previously reported as an option for 16,327 shares of Common stock at an exercise price of $55.70 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-045221 · doc4.xml · derivative · entry 6

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,104 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-045221 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F5 · price: Reflects the weighted average price of 20,508 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on August 3, 2020 with sales prices ranging from $74.37 to $75.24 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-045221 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,941

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F4 · price: Reflects the weighted average price of 23,126 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on August 3, 2020 with sales prices ranging from $73.36 to $74.35 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-045221 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

F2 · shares: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 16,327 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 32,654 shares of Common Stock.

F3 · shares: This option was previously reported as an option for 16,327 shares of Common stock at an exercise price of $55.70 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F2 · price: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 16,327 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 32,654 shares of Common Stock.

F3 · price: This option was previously reported as an option for 16,327 shares of Common stock at an exercise price of $55.70 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-045221 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2020.

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 17

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,104

Underlying: Common Stock · 4,159 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 10

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F5 · price: Reflects the weighted average price of 100 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 20, 2020 with sales prices ranging from $61.40 to $61.42 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 9

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,533

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F4 · price: Reflects the weighted average price of 4,059 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 20, 2020 with sales prices ranging from $60.34 to $61.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 8

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 16

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,263

Underlying: Common Stock · 30,049 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 15

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,966 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 14

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,246 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 7

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F3 · price: Reflects the weighted average price of 63,261 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 19, 2020 with sales prices ranging from $60.00 to $60.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 6

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 5

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 13

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,966

Underlying: Common Stock · 1,800 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-031027 · doc4.xml · derivative · entry 12

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,246

Underlying: Common Stock · 800 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F2 · price: Reflects the weighted average price of 2,600 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 18, 2020 with sales prices ranging from $60.01 to $60.35 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

SEC source: 0001209191-20-031027 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

SEC source: 0001209191-20-028398 · doc4.xml · derivative · entry 9

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,766

Underlying: Common Stock · 500 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-028398 · doc4.xml · nonDerivative · entry 5

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F3 · price: Reflects the weighted average price of 500 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 8, 2020 with sales prices ranging from $60.00 to $60.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-028398 · doc4.xml · nonDerivative · entry 4

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

SEC source: 0001209191-20-028398 · doc4.xml · derivative · entry 8

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,266

Underlying: Common Stock · 2,000 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-028398 · doc4.xml · derivative · entry 7

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,046

Underlying: Common Stock · 1,300 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001209191-20-028398 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

F2 · price: Reflects the weighted average price of 3,300 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on May 7, 2020 with sales prices ranging from $60.00 to $60.215 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-028398 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

SEC source: 0001209191-20-028398 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercises and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019, and modified on March 4, 2020.

SEC source: 0001209191-20-011743 · doc4.xml · nonDerivative · entry 3

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,433

F4 · shares: This reflects a restricted stock unit award. Each restricted stock unit represents a contingent right to receive one share of SPS Commerce, Inc. common stock. RSUs vest as to 25% of the units on February 21, 2021. The remaining units vest in a series of 36 successive equal monthly installments upon completion of each additional month of service (commencing on March 21, 2021).

SEC source: 0001209191-20-011743 · doc4.xml · nonDerivative · entry 2

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,016

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F3 · price: Reflects the weighted average price of 2,110 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 19, 2020 with sales prices ranging from $60.08 to $60.69 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-011743 · doc4.xml · nonDerivative · entry 1

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,126

F1 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

F2 · price: Reflects the weighted average price of 18,806 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 19, 2020 with sales prices ranging from $59.06 to $60.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-010410 · doc4.xml · derivative · entry 13

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,312

Underlying: Common Stock · 17,104 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: This option was previously reported as an option for 34,208 shares of Common stock at an exercise price of $48.08 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F8 · shares: This option was previously reported as an option for 34,208 shares of Common stock at an exercise price of $48.08 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F12 · derivative.exercise_date: Fully vested.

F8 · derivative.underlying_shares: This option was previously reported as an option for 34,208 shares of Common stock at an exercise price of $48.08 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F8 · balance_after: This option was previously reported as an option for 34,208 shares of Common stock at an exercise price of $48.08 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-010410 · doc4.xml · derivative · entry 12

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,266

Underlying: Common Stock · 8,905 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F5 · shares: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F12 · derivative.exercise_date: Fully vested.

F5 · derivative.underlying_shares: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

F5 · balance_after: This option was previously reported as an option for 19,699 shares of Common stock at an exercise price of $67.10 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.

SEC source: 0001209191-20-010410 · doc4.xml · nonDerivative · entry 8

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,932

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F11 · price: Reflects the weighted average price of 200 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 14, 2020 with sales prices ranging from $62.06 to $62.07 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-010410 · doc4.xml · nonDerivative · entry 7

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,132

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F10 · price: Reflects the weighted average price of 7,170 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 14, 2020 with sales prices ranging from $61.00 to $61.96 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001209191-20-010410 · doc4.xml · nonDerivative · entry 6

Frome James J. · CIK 0001489265 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,302

F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

F9 · price: Reflects the weighted average price of 18,639 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 14, 2020 with sales prices ranging from $60.00 to $60.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.