Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pagaya Technologies Ltd.PGY · Entity 2362 | Deputy Chief Financial Officer | July 01, 2024 | August 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pagaya Technologies Ltd.
Report date July 01, 2024 · Filed August 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary ShareSEC Table I · non-derivative | Direct | 8,480 |
Ending reported balance
After 2024-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-07-01 · Exercise / conversion · Acquired 2,604 · Balance 9,458 Row 2 · 2024-07-01 · Sale · Disposed 978 · Balance 8,480 F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,208 |
Reported balance
After 2024-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-07-01 · Exercise / conversion · Disposed 2,604 · Balance 5,208 F2: 1/4th of the total 20,833 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests every three months for the 12 months thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2: 1/4th of the total 20,833 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests every three months for the 12 months thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2024 Filed Aug 22, 2024 00:35 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | Exercise / conversionRestricted Stock Unit · Derivative | 2,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001883085-24-000107 · wk-form4_1724286950.xml · derivative · entry 3 Bower Scott · CIK 0002023777 · Deputy Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,208 Underlying: Class A Ordinary Share · 2,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/4th of the total 20,833 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests every three months for the 12 months thereafter. F2 · derivative.expiration_date: 1/4th of the total 20,833 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests every three months for the 12 months thereafter. Read SEC document |
| July 01, 2024 Filed Aug 22, 2024 00:35 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | SaleClass A Ordinary Share | 978 | $12.81 | $12,528.18 |
DisclosureSEC source: 0001883085-24-000107 · wk-form4_1724286950.xml · nonDerivative · entry 2 Bower Scott · CIK 0002023777 · Deputy Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,480 F1 · kind: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award. Read SEC document |
| July 01, 2024 Filed Aug 22, 2024 00:35 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | Exercise / conversionClass A Ordinary Share | 2,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001883085-24-000107 · wk-form4_1724286950.xml · nonDerivative · entry 1 Bower Scott · CIK 0002023777 · Deputy Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:53 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | SaleClass A Ordinary Share | 3,155 | $11.90 | $37,544.50 |
DisclosureSEC source: 0001628280-24-024124 · wk-form4_1715979222.xml · nonDerivative · entry 2 Bower Scott · CIK 0002023777 · Deputy Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,854 F1 · kind: Securities sold to cover tax obligations. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:53 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | Exercise / conversionRestricted Stock Unit · Derivative | 8,538 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024124 · wk-form4_1715979222.xml · derivative · entry 3 Bower Scott · CIK 0002023777 · Deputy Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,615 Underlying: Class A Ordinary Share · 8,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/4th of the total 34,153 restricted stock units initially subject to this award vested on May 15, 2024, 1/4th of the total units initially subject to this award vest on January 1, 2025 and the remainder of the award vests in equal amounts every three months for the following 12 months thereafter. F2 · derivative.expiration_date: 1/4th of the total 34,153 restricted stock units initially subject to this award vested on May 15, 2024, 1/4th of the total units initially subject to this award vest on January 1, 2025 and the remainder of the award vests in equal amounts every three months for the following 12 months thereafter. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:53 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | Exercise / conversionClass A Ordinary Share | 8,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024124 · wk-form4_1715979222.xml · nonDerivative · entry 1 Bower Scott · CIK 0002023777 · Deputy Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.