Li Ka Shing

SEC source: 0000950170-24-099383 · ownership.xml · nonDerivative · entry 1

Li Ka Shing · CIK 0001686621 · 10% owner

Prime Tech Global Ltd · CIK 0001706084 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · shares: On August 20, 2024, Prime Tech Global Limited, a British Virgin Islands corporation ("Prime Tech") and Alpha Mount International Limited, a British Virgin Islands corporation ("Alpha") entered into a securities purchase agreement with Brilliant Dynasty Limited, a British Virgin Islands corporation ("Brilliant Dynasty"), to sell all of the share capital of Champion River Ventures Limited, a British Virgin Islands corporation ("Champion River"), Winsave Resources Limited, a British Virgin Islands corporation ("Winsave") and Radiant Treasure Limited, a British Virgin Islands corporation ("Radiant") to Brilliant Dynasty, for an aggregate consideration of $32,058,489.15. At time of entry into the securities purchase agreement, Champion River, Winsave and Radiant beneficially owned 7,940,937, 3,088,433 and 379,345 shares of common stock of the Issuer, respectively.

F1 · price: On August 20, 2024, Prime Tech Global Limited, a British Virgin Islands corporation ("Prime Tech") and Alpha Mount International Limited, a British Virgin Islands corporation ("Alpha") entered into a securities purchase agreement with Brilliant Dynasty Limited, a British Virgin Islands corporation ("Brilliant Dynasty"), to sell all of the share capital of Champion River Ventures Limited, a British Virgin Islands corporation ("Champion River"), Winsave Resources Limited, a British Virgin Islands corporation ("Winsave") and Radiant Treasure Limited, a British Virgin Islands corporation ("Radiant") to Brilliant Dynasty, for an aggregate consideration of $32,058,489.15. At time of entry into the securities purchase agreement, Champion River, Winsave and Radiant beneficially owned 7,940,937, 3,088,433 and 379,345 shares of common stock of the Issuer, respectively.

F2 · balance_after: The sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. The sole shareholder of Alpha is Apex Dynasty Limited, a British Virgin Islands corporation ("Apex"), and the sole shareholder of Apex is Li Ka Shing.

F2 · ownership.direct: The sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. The sole shareholder of Alpha is Apex Dynasty Limited, a British Virgin Islands corporation ("Apex"), and the sole shareholder of Apex is Li Ka Shing.

F2 · ownership.nature: The sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. The sole shareholder of Alpha is Apex Dynasty Limited, a British Virgin Islands corporation ("Apex"), and the sole shareholder of Apex is Li Ka Shing.

SEC source: 0000899243-21-024374 · doc4.xml · nonDerivative · entry 1

Li Ka Shing · CIK 0001686621 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,655,136

F1 · ownership.nature: Represents shares of the Issuer's common stock held of record by Charmnew Limited. Li Ka Shing is the ultimate beneficial owner of Charmnew Limited and as such, Mr. Li may be deemed to beneficially own the shares of the Issuer's common stock directly held by Charmnew Limited. Mr. Li disclaims Section 16 beneficial ownership of the securities held by Charmnew Limited, except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-20-034063 · doc4.xml · nonDerivative · entry 1

Li Ka Shing · CIK 0001686621 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,899,348

F2 · kind: Charmnew Limited and a third party individual entered into a share exchange transaction whereby (i) Charmnew Limited agreed to transfer 166,666 shares of common stock (in book-entry form) to such individual and (ii) such individual agreed to transfer an equal number of shares of common stock (in physical certificate form) to Charmnew Limited. The share exchange transaction is being effected for no consideration.

F1 · ownership.nature: Represents shares of common stock held of record by Charmnew Limited, over which shares Mr. Li has voting and dispositive power.

SEC source: 0000899243-19-023656 · doc4.xml · derivative · entry 3

Li Ka Shing · CIK 0001686621 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,022,568 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: The holder of the Convertible Promissory Note was Charmnew Limited. Mr. Li is the sole owner of Charmnew Limited.

SEC source: 0000899243-19-023656 · doc4.xml · nonDerivative · entry 2

Li Ka Shing · CIK 0001686621 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,066,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion of the outstanding principal and interest under that certain Convertible Promissory Note due December 12, 2020 in the principal amount of $3,000,000 issued to Charmnew Limited, the principal loan amount of which was advanced on December 27, 2018.

F1 · ownership.nature: Represents shares of common stock held of record by Charmnew Limited, over which shares Mr. Li has voting and dispositive power.

SEC source: 0000899243-19-023656 · doc4.xml · nonDerivative · entry 1

Li Ka Shing · CIK 0001686621 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,043,446

F1 · ownership.nature: Represents shares of common stock held of record by Charmnew Limited, over which shares Mr. Li has voting and dispositive power.

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 8

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,208,398

Underlying: Class A Common Stock · 507,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 7

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,715,641

Underlying: Class A Common Stock · 14,622,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F5 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 6

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,396,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 5

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 11,934,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

SEC source: 0000899243-19-012531 · doc4.xml · derivative · entry 4

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 292,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F5 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the IPO, and had no expiration date.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

SEC source: 0000899243-19-012531 · doc4.xml · nonDerivative · entry 3

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bonus Goal International Limited

Disclosed balance after: 350,000

F4 · ownership.nature: Shares purchased by Bonus Goal International Limited ("Bonus Goal") from the underwriters at the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"). Bonus Goal is wholly-owned by Mayspin, which is wholly-owned by Li Ka Shing. Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

SEC source: 0000899243-19-012531 · doc4.xml · nonDerivative · entry 2

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Bucantini sold shares to the underwriters in connection with the closing of the Issuer's initial public offering. The reported sale price reflects the price at which Bucantini sold shares to the underwriters, which is net of underwriting commissions.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

SEC source: 0000899243-19-012531 · doc4.xml · nonDerivative · entry 1

Bucantini Enterprises Ltd · CIK 0001775704 · 10% owner

Prime Doyen Ltd · CIK 0001775733 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into one (1) share of Class A Common Stock.

F2 · ownership.direct: Shares held directly by Bucantini Enterprises Limited ("Bucantini"). The sole shareholder of Bucantini is Prime Doyen Limited ("Prime Doyen"), the sole shareholder of Prime Doyen is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of the reporting persons on this filing disclaims Section 16 beneficial ownership of the shares, except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.

SEC source: 0001615774-18-015240 · s115076_form4.xml · derivative · entry 1

Li Ka Shing · CIK 0001686621 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 986,842 shares

Expires not disclosed

F1 · security: The Note bears interest at a rate of 5% per annum.

F2 · derivative.expiration_date: The outstanding principal and all accrued but unpaid interest under the Note is convertible, at the election of the lender Charmnew Limited, on or prior to the maturity date of December 12, 2020.

F3 · derivative.underlying_shares: The number of shares represents conversion of the principal amount due under the Note. Additional shares would also be issued based upon the conversion of accrued but unpaid interest.

F4 · ownership.nature: Charmnew Limited is the holder and lender pursuant to the Note. Mr. Li is the sole owner of Charmnew Limited.

SEC source: 0000899243-17-027134 · doc4.xml · nonDerivative · entry 1

Champion River Ventures Ltd · CIK 0001705321 · 10% owner

Prime Tech Global Ltd · CIK 0001706084 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500,937

F1 · shares: On November 17, 2017, Champion River Ventures Limited ("Champion River") acquired 731,707 shares of the Issuer's common stock pursuant to the transactions contemplated by the Securities Purchase Agreement, dated November 3, 2017 (the "SPA"), by and among the Issuer, Champion River and various other purchasers named therein.

F2 · ownership.direct: The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its or his pecuniary interest therein, if any.

F3 · ownership.direct: Winsave Resources Limited, a company organized under the laws of British Virgin Islands ("Winsave"), acquired 1,219,512 shares pursuant to the SPA. All of the equity of Winsave is owned by Li Ka Shing (Overseas) Foundation, a company incorporated under the laws of the Cayman Islands (the "Foundation"). Investment decisions by the Foundation are made by the majority vote of a board of directors currently consisting of 14 persons, of which Li Ka Shing is the Chairman. Investment decisions by Winsave are made by the majority vote of a board of directors currently consisting of five persons. Li Ka Shing is not a director or officer of Winsave. Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by the Foundation, except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-17-020794 · doc4.xml · nonDerivative · entry 1

Champion River Ventures Ltd · CIK 0001705321 · 10% owner

Prime Tech Global Ltd · CIK 0001706084 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,230

F1 · shares: Champion River Ventures Limited ("Champion River") acquired 1,179,250 shares of the Issuer's common stock at the closing of the third tranche on August 18, 2017, pursuant to the Securities Purchase Agreement, dated April 26, 2017 (the "SPA"), by and among the Issuer, Champion River and Pioneer Step Holdings Limited ("Pioneer Step"), as amended by the First Amendment to Securities Purchase Agreement, dated May 24, 2017 (the "First Amendment"), by and among the Issuer, Champion River and Pioneer Step.

F2 · ownership.direct: The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its pecuniary interest therein, if any.

SEC source: 0000899243-17-014476 · doc4.xml · nonDerivative · entry 1

Champion River Ventures Ltd · CIK 0001705321 · 10% owner

Prime Tech Global Ltd · CIK 0001706084 · 10% owner

Mayspin Management Ltd · CIK 0001706083 · 10% owner

Li Ka Shing · CIK 0001686621 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,589,980

F1 · shares: Champion River Ventures Limited ("Champion River") acquired 3,782,288 shares of the Issuer's common stock at the closing of the second tranche pursuant to the Securities Purchase Agreement, dated April 26, 2017 the ("SPA"), by and among the Issuer, Champion River and Pioneer Step Holdings Limited ("Pioneer Step"), as amended by the First Amendment to Securities Purchase Agreement, dated May 24, 2017 (the "First Amendment"), by and among the Issuer, Champion River and Pioneer Step.

F2 · ownership.direct: The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its pecuniary interest therein, if any.

SEC source: 0001686621-17-000001 · primary_doc.xml · nonDerivative · entry 1

Li Ka Shing · CIK 0001686621 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,710,113

F1 · ownership.nature: Represents shares of common stock held of record by Charmnew Limited, over which shares Mr. Li has voting and dispositive power.