Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CareDx, Inc.CDNA · Entity 4344 | See Remarks | August 20, 2024 | August 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CareDx, Inc.
Report date August 20, 2024 · Filed August 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 284,983 |
Ending reported balance
After 2024-08-21 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-08-20 · Exercise / conversion · Acquired 39,466 · Balance 324,449 Row 2 · 2024-08-20 · Sale · Disposed 39,466 · Balance 284,983 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.75, inclusive. The reporting person undertakes to provide to CareDx, Inc., any security holder of CareDx, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Row 3 · 2024-08-21 · Exercise / conversion · Acquired 21,557 · Balance 306,540 Row 4 · 2024-08-21 · Sale · Disposed 21,557 · Balance 284,983 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.98, inclusive. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.48 · Expires 2032-08-09 | Direct | 71,126 |
Reported balance
After 2024-08-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-08-20 · Exercise / conversion · Disposed 39,466 · Balance 71,126 F3: 1/4th of the shares subject to this option vested on June 16, 2023 and the remaining 3/4th of the shares subject to this option will vest monthly thereafter in 35 equal installments of 2,347 shares and one installment of 281 shares, until fully vested. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.48 · Expires 2032-08-09 | Direct | 49,569 |
Reported balance
After 2024-08-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-08-21 · Exercise / conversion · Disposed 21,557 · Balance 49,569 F3: 1/4th of the shares subject to this option vested on June 16, 2023 and the remaining 3/4th of the shares subject to this option will vest monthly thereafter in 35 equal installments of 2,347 shares and one installment of 281 shares, until fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.75, inclusive. The reporting person undertakes to provide to CareDx, Inc., any security holder of CareDx, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.98, inclusive.
F3: 1/4th of the shares subject to this option vested on June 16, 2023 and the remaining 3/4th of the shares subject to this option will vest monthly thereafter in 35 equal installments of 2,347 shares and one installment of 281 shares, until fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2024 Filed Aug 22, 2024 17:15 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,557 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001617150-24-000012 · wk-form4_1724361333.xml · derivative · entry 6 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,569 Underlying: Common Stock · 21,557 shares Expires 2032-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/4th of the shares subject to this option vested on June 16, 2023 and the remaining 3/4th of the shares subject to this option will vest monthly thereafter in 35 equal installments of 2,347 shares and one installment of 281 shares, until fully vested. Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 17:15 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 21,557 | $32.58 | $702,327.06 |
DisclosureSEC source: 0001617150-24-000012 · wk-form4_1724361333.xml · nonDerivative · entry 4 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,983 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.98, inclusive. Read SEC document |
| August 21, 2024 Filed Aug 22, 2024 17:15 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 21,557 | $23.48 | $506,158.36 |
DisclosureSEC source: 0001617150-24-000012 · wk-form4_1724361333.xml · nonDerivative · entry 3 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 17:15 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 39,466 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001617150-24-000012 · wk-form4_1724361333.xml · derivative · entry 5 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,126 Underlying: Common Stock · 39,466 shares Expires 2032-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/4th of the shares subject to this option vested on June 16, 2023 and the remaining 3/4th of the shares subject to this option will vest monthly thereafter in 35 equal installments of 2,347 shares and one installment of 281 shares, until fully vested. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 17:15 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 39,466 | $33.17 | $1,309,087.22 |
DisclosureSEC source: 0001617150-24-000012 · wk-form4_1724361333.xml · nonDerivative · entry 2 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,983 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.75, inclusive. The reporting person undertakes to provide to CareDx, Inc., any security holder of CareDx, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 17:15 UTC | CareDx, Inc. CDNA · Entity 4344 | Exercise / conversionCommon Stock | 39,466 | $23.48 | $926,661.68 |
DisclosureSEC source: 0001617150-24-000012 · wk-form4_1724361333.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 16:38 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 23,548 | $33.52 | $789,328.96 |
DisclosureSEC source: 0001617150-24-000011 · wk-form4_1724272686.xml · nonDerivative · entry 3 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,983 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $33.67, inclusive. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 16:38 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,683 | $33.83 | $90,765.89 |
DisclosureSEC source: 0001617150-24-000011 · wk-form4_1724272686.xml · nonDerivative · entry 2 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,531 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.82 to $33.83, inclusive. The reporting person undertakes to provide to CareDx, Inc., any security holder of CareDx, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 16:38 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 8,000 | $33.53 | $268,240.00 |
DisclosureSEC source: 0001617150-24-000011 · wk-form4_1724272686.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,214 Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 16:44 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 7,371 | $23.58 | $173,808.18 |
DisclosureSEC source: 0001617150-24-000009 · wk-form4_1722890648.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,214 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 18:33 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,690 | $18.09 | $30,572.10 |
DisclosureSEC source: 0001617150-24-000008 · wk-form4_1721773999.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,585 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 16:35 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 634 | $15.59 | $9,884.06 |
DisclosureSEC source: 0001617150-24-000006 · wk-form4_1720643730.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,275 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 16:33 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 9,253 | $13.54 | $125,285.62 |
DisclosureSEC source: 0001617150-24-000004 · wk-form4_1718915591.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,909 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| May 01, 2024 Filed May 3, 2024 16:32 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 7,371 | $9.18 | $67,665.78 |
DisclosureSEC source: 0001617150-24-000002 · wk-form4_1714768304.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,162 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 18:33 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,120 | $8.56 | $9,587.20 |
DisclosureSEC source: 0001217234-24-000021 · wk-form4_1707262385.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,893 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 02, 2024 Filed Feb 5, 2024 21:29 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 2,552 | $8.72 | $22,253.44 |
DisclosureSEC source: 0001217234-24-000019 · wk-form4_1707186586.xml · nonDerivative · entry 3 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,013 F2 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of performance restricted stock units. Read SEC document |
| February 02, 2024 Filed Feb 5, 2024 21:29 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,614 | $8.72 | $14,074.08 |
DisclosureSEC source: 0001217234-24-000019 · wk-form4_1707186586.xml · nonDerivative · entry 2 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,565 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:29 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 11,245 | $8.88 | $99,855.60 |
DisclosureSEC source: 0001217234-24-000019 · wk-form4_1707186586.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,179 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 01, 2024 Filed Apr 9, 2024 17:42 UTC Amendment | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 174,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-24-000035 · wk-form4a_1712698919.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,533 F1 · shares: This amendment is being filed to report the grant of restricted stock units which was inadvertently omitted from the original Form 4 filed on February 5, 2024. This resulted in an additional 174,520 shares deemed beneficially owned by the Reporting Person which were inadvertently omitted from the original Form 4 and were also omitted from one Form 4 filed by the Reporting Person on February 6, 2024, which Form 4 should therefore have reflected a total of 344,413 shares deemed beneficially owned in Table I, Column 5. F2 · shares: The reported securities are represented by restricted stock units, 1/12th of which shall vest on May 1, 2024 and 1/12th of which shall vest on each date that is three months thereafter. Read SEC document |
| January 29, 2024 Filed Jan 30, 2024 17:05 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,120 | $9.88 | $11,065.60 |
DisclosureSEC source: 0001217234-24-000015 · wk-form4_1706652290.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,424 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 19:42 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,047 | $11.94 | $12,501.18 |
DisclosureSEC source: 0001217234-24-000002 · wk-form4_1704415334.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,544 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of performance restricted stock units. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:23 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 217 | $10.80 | $2,343.60 |
DisclosureSEC source: 0001217234-23-000183 · wf-form4_169162700246602.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,591 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 18:34 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,163 | $10.28 | $11,955.64 |
DisclosureSEC source: 0001217234-23-000162 · wf-form4_168997887376034.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,808 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| July 06, 2023 Filed Jul 10, 2023 20:30 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 422 | $8.37 | $3,532.14 |
DisclosureSEC source: 0001217234-23-000151 · wf-form4_168903543897351.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,971 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 18:51 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 6,343 | $7.96 | $50,490.28 |
DisclosureSEC source: 0001217234-23-000128 · wf-form4_168738789211525.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,393 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 18:43 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 433 | $7.98 | $3,455.34 |
DisclosureSEC source: 0001217234-23-000103 · wf-form4_168617780611856.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,736 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 03, 2023 Filed Feb 3, 2023 21:46 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 417 | $16.54 | $6,897.18 |
DisclosureSEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 6 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,169 F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 03, 2023 Filed Feb 3, 2023 21:46 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 417 | $16.54 | $6,897.18 |
DisclosureSEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 5 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,586 F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:46 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 2,029 | $17.61 | $35,730.69 |
DisclosureSEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 4 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,003 F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:46 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantStock Option (right to buy) · Derivative | 44,100 | $0.00 Strike: $15.66 | $0.00 |
DisclosureSEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · derivative · entry 7 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,100 Underlying: Common Stock · 44,100 shares Expires 2033-02-01 F5 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 1, 2024 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:46 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 618 | $15.66 | $9,677.88 |
DisclosureSEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 3 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,032 F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of performance restricted stock units. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:46 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 2 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,650 F2 · shares: The reported securities were subject to a performance restricted stock unit award that was initially granted on February 3, 2021 for a two-year performance period over calendar years 2021 and 2022, which performance was assessed and finalized effective February 1, 2023. 50.00% of the reported securities vested on February 1, 2023 and 50% of the reported securities will vest on December 31, 2023, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:46 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 85,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-23-000026 · wf-form4_167547877198157.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,450 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 1, 2024 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 18:43 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 820 | $14.65 | $12,013.00 |
DisclosureSEC source: 0001217234-23-000016 · wf-form4_167520860879065.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,350 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| January 25, 2023 Filed Jan 25, 2023 21:10 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,011 | $15.03 | $15,195.33 |
DisclosureSEC source: 0001217234-23-000014 · wf-form4_167469902289999.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,170 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:51 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 112,658 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001217234-22-000160 · wf-form4_166026907384829.xml · derivative · entry 2 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,658 Underlying: Common Stock · 112,658 shares Expires 2032-08-09 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 16, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:51 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 54,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-22-000160 · wf-form4_166026907384829.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,181 F1 · shares: The reported securities are represented by restricted stock units, 1/3rd of which shall vest on June 16, 2023 and 1/3rd of which shall vest on each anniversary thereafter. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 17:49 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 29,900 | $0.00 Strike: $41.32 | $0.00 |
DisclosureSEC source: 0001217234-22-000040 · wf-form4_164401494448810.xml · derivative · entry 2 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,900 Underlying: Common Stock · 29,900 shares Expires 2032-02-02 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 17:49 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 19,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-22-000040 · wf-form4_164401494448810.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,413 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 2, 2023 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| January 29, 2022 Filed Feb 3, 2022 20:25 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 802 | $38.51 | $30,885.02 |
DisclosureSEC source: 0001217234-22-000029 · wf-form4_164393794170208.xml · nonDerivative · entry 2 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,513 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| January 25, 2022 Filed Feb 3, 2022 20:25 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 822 | $38.29 | $31,474.38 |
DisclosureSEC source: 0001217234-22-000029 · wf-form4_164393794170208.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,315 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 17:53 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 217 | $81.54 | $17,694.18 |
DisclosureSEC source: 0001217234-21-000204 · wf-form4_162863241016742.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,137 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 18:59 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 13,333 | $0.00 Strike: $78.02 | $0.00 |
DisclosureSEC source: 0001217234-21-000178 · wf-form4_162682194044265.xml · derivative · entry 2 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Common Stock · 13,333 shares Expires 2031-07-19 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on July 19, 2022 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 18:59 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-21-000178 · wf-form4_162682194044265.xml · nonDerivative · entry 1 Johnson Alexander L · CIK 0001617150 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,354 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on July 19, 2022 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.