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O'Brien Richard D

Disclosed activity across 1 company

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87976
SEC CIK
0001770647

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TETRA TECHNOLOGIES INCTTI · Entity 570VP-Finance & Global ControllerAugust 25, 2024August 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TETRA TECHNOLOGIES INC

Report date August 25, 2024 · Filed August 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect317,981 Ending reported balance After 2024-08-25 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-08-25 · Exercise / conversion · Acquired 5,468 · Balance 316,098

F1: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2024-08-25 · Tax withholding · Disposed 1,332 · Balance 314,766

F2: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2022.

Row 3 · 2024-08-25 · Exercise / conversion · Acquired 4,251 · Balance 319,017

F3: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Row 4 · 2024-08-25 · Tax withholding · Disposed 1,036 · Balance 317,981

F4: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct5,468 Reported balance After 2024-08-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-08-25 · Exercise / conversion · Disposed 5,468 · Balance 5,468

F1: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F5: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct12,754 Reported balance After 2024-08-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-08-25 · Exercise / conversion · Disposed 4,251 · Balance 12,754

F3: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F6: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F2: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2022.

F3: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F4: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

F5: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2022 Filed Feb 18, 2022 23:06 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Unit · Derivative 21,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001645 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,158

Underlying: Common Stock · 21,579 shares

Expires 2031-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 17, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 17, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:06 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 6,593 $2.91 $19,185.63
Disclosure

SEC source: 0001562180-22-001645 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,663

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:06 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 21,579 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001645 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17,2021. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 21:57 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 SaleCommon Stock 5,000 $3.88 $19,389.00
Disclosure

SEC source: 0001562180-21-006886 · primarydocument.xml · nonDerivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,677

F3 · price: This transaction was executed in multiple trades at prices ranging from $3.865 USD to $3.89 USD; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 21:57 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 SaleCommon Stock 10,000 $3.79 $37,935.00
Disclosure

SEC source: 0001562180-21-006886 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,677

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.745 USD to $3.82 USD; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 21:57 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 SaleCommon Stock 10,000 $3.83 $38,298.00
Disclosure

SEC source: 0001562180-21-006886 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,677

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.805 USD to $3.845 USD; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 26, 2021 Filed Sep 27, 2021 23:54 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock · Derivative 11,320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006118 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,320

Underlying: Common Stock · 11,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of the restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of the restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
September 26, 2021 Filed Sep 27, 2021 23:54 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,757 $3.08 $8,491.56
Disclosure

SEC source: 0001562180-21-006118 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,677

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019.

Read SEC document
September 26, 2021 Filed Sep 27, 2021 23:54 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 11,320 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006118 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:34 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 10,135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005613 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,406

Underlying: Common Stock · 10,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:34 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,468 $2.87 $7,083.16
Disclosure

SEC source: 0001562180-21-005613 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,114

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:34 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005613 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:31 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock · Derivative 11,319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002462 · primarydocument.xml · derivative · entry 6

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,640

Underlying: Common Stock · 11,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The remaining unvested portion of the annual restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F4 · derivative.expiration_date: The remaining unvested portion of the annual restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:31 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock · Derivative 41,161 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002462 · primarydocument.xml · derivative · entry 5

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The inducement restricted stock unit award granted March 26, 2019 fully vested on March 26, 2021. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The inducement restricted stock unit award granted March 26, 2019 fully vested on March 26, 2021. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:31 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 10,023 $2.77 $27,763.71
Disclosure

SEC source: 0001562180-21-002462 · primarydocument.xml · nonDerivative · entry 4

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,447

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:31 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,690 $2.77 $7,451.30
Disclosure

SEC source: 0001562180-21-002462 · primarydocument.xml · nonDerivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,470

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:31 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 41,161 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002462 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:31 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 11,319 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002462 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:45 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock · Derivative 20,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001484 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,541

Underlying: Common Stock · 20,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:45 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 6,011 $2.55 $15,328.05
Disclosure

SEC source: 0001562180-21-001484 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,680

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:45 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 20,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001484 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:39 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Unit · Derivative 64,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001323 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,668

Underlying: Common Stock · 64,737 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.63.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
September 26, 2020 Filed Sep 28, 2020 21:03 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Unit · Derivative 11,319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006108 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,959

Underlying: Common Stock · 11,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
September 26, 2020 Filed Sep 28, 2020 21:03 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,757 $0.50 $1,380.15
Disclosure

SEC source: 0001562180-20-006108 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,421

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019.

Read SEC document
September 26, 2020 Filed Sep 28, 2020 21:03 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 11,319 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006108 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

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June 29, 2020 Filed Jul 1, 2020 21:23 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 PurchaseCommon Stock 79,500 $0.58 $45,998.70
Disclosure

SEC source: 0001562180-20-004732 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,859

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.55 to $0.6102, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 26, 2020 Filed Mar 27, 2020 20:57 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock · Derivative 61,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002731 · primarydocument.xml · derivative · entry 6

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,161

Underlying: Common Stock · 61,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest on March 26, 2021. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F4 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest on March 26, 2021. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

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March 26, 2020 Filed Mar 27, 2020 20:57 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock · Derivative 22,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002731 · primarydocument.xml · derivative · entry 5

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,278

Underlying: Common Stock · 22,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

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March 26, 2020 Filed Mar 27, 2020 20:57 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 14,711 $0.40 $5,884.40
Disclosure

SEC source: 0001562180-20-002731 · primarydocument.xml · nonDerivative · entry 4

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,359

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019.

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March 26, 2020 Filed Mar 27, 2020 20:57 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 5,309 $0.40 $2,123.60
Disclosure

SEC source: 0001562180-20-002731 · primarydocument.xml · nonDerivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,070

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019.

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March 26, 2020 Filed Mar 27, 2020 20:57 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 22,638 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002731 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 20:57 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 61,741 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002731 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:36 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Unit · Derivative 60,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001607 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,629

Underlying: Common Stock · 60,811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $ 1.41.

F2 · price: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

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March 26, 2019 Filed Mar 27, 2019 20:34 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Unit · Derivative 67,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-002038 · primarydocument.xml · derivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,818

Underlying: Common Stock · 67,916 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.36.

F3 · price: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on March 26, 2020, and one-sixth at the completion of each six-month period thereafter until March 26, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F3 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on March 26, 2020, and one-sixth at the completion of each six-month period thereafter until March 26, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F3 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on March 26, 2020, and one-sixth at the completion of each six-month period thereafter until March 26, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 20:34 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Unit · Derivative 102,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-002038 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,902

Underlying: Common Stock · 102,902 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.36.

F2 · price: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. Sixty percent of the award will vest on March 26, 2020, and forty percent will vest on March 26, 2021, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. Sixty percent of the award will vest on March 26, 2020, and forty percent will vest on March 26, 2021, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. Sixty percent of the award will vest on March 26, 2020, and forty percent will vest on March 26, 2021, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.