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O'Brien Richard D

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87976
SEC CIK
0001770647

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TETRA TECHNOLOGIES INCTTI · Entity 570VP-Finance & Global ControllerAugust 25, 2024August 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TETRA TECHNOLOGIES INC

Report date August 25, 2024 · Filed August 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect317,981 Ending reported balance After 2024-08-25 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-08-25 · Exercise / conversion · Acquired 5,468 · Balance 316,098

F1: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2024-08-25 · Tax withholding · Disposed 1,332 · Balance 314,766

F2: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2022.

Row 3 · 2024-08-25 · Exercise / conversion · Acquired 4,251 · Balance 319,017

F3: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Row 4 · 2024-08-25 · Tax withholding · Disposed 1,036 · Balance 317,981

F4: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct5,468 Reported balance After 2024-08-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-08-25 · Exercise / conversion · Disposed 5,468 · Balance 5,468

F1: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F5: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct12,754 Reported balance After 2024-08-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-08-25 · Exercise / conversion · Disposed 4,251 · Balance 12,754

F3: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F6: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F2: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2022.

F3: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F4: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

F5: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2024 Filed Aug 27, 2024 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 4,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006527 · primarydocument.xml · derivative · entry 6

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,754

Underlying: Common Stock · 4,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2024 Filed Aug 27, 2024 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 5,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006527 · primarydocument.xml · derivative · entry 5

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,468

Underlying: Common Stock · 5,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2024 Filed Aug 27, 2024 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 1,036 $3.23 $3,346.28
Disclosure

SEC source: 0001562180-24-006527 · primarydocument.xml · nonDerivative · entry 4

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,981

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

Read SEC document
August 25, 2024 Filed Aug 27, 2024 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 4,251 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006527 · primarydocument.xml · nonDerivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2024 Filed Aug 27, 2024 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 1,332 $3.23 $4,302.36
Disclosure

SEC source: 0001562180-24-006527 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,766

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2022.

Read SEC document
August 25, 2024 Filed Aug 27, 2024 20:09 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006527 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 9,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002810 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,122

Underlying: Common Stock · 9,122 shares

Expires 2025-03-31

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $4.27.

F2 · derivative.exercise_date: Upon the Reporting Person's election, a portion of the annual bonus earned by the Reporting Person for the 2023 performance year was settled in restricted stock units ("RSUs") rather than cash. The RSU was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. One hundred percent of the award will vest on March 15, 2025, subject to continued service on the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:01 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 18,723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002490 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 6, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: There is no remaining unvested portion of this restricted stock unit award.

F3 · derivative.expiration_date: There is no remaining unvested portion of this restricted stock unit award.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:01 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 4,560 $3.92 $17,875.20
Disclosure

SEC source: 0001562180-24-002490 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,630

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 6, 2023.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:01 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 18,723 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002490 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 6, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:24 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 5,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001785 · primarydocument.xml · derivative · entry 6

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,936

Underlying: Common Stock · 5,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:24 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 10,790 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001785 · primarydocument.xml · derivative · entry 5

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: There is no remaining unvested portion of this restricted stock unit award.

F5 · derivative.expiration_date: There is no remaining unvested portion of this restricted stock unit award.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:24 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 1,622 $3.79 $6,147.38
Disclosure

SEC source: 0001562180-24-001785 · primarydocument.xml · nonDerivative · entry 4

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,467

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2022.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:24 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001785 · primarydocument.xml · nonDerivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:24 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 3,200 $3.79 $12,128.00
Disclosure

SEC source: 0001562180-24-001785 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,621

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:24 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 10,790 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001785 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:30 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 8,502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001735 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,005

Underlying: Common Stock · 8,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:30 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,521 $3.83 $9,655.43
Disclosure

SEC source: 0001562180-24-001735 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,031

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:30 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 8,502 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001735 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 21:47 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 25,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001546 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,409

Underlying: Common Stock · 25,409 shares

Expires 2027-02-25

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $3.94.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 19, 2025 and one-sixth of the award will vest on each August 25th and February 25th thereafter until fully vested on February 25, 2027, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 5,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006605 · primarydocument.xml · derivative · entry 6

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,404

Underlying: Common Stock · 5,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 10,790 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006605 · primarydocument.xml · derivative · entry 5

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,790

Underlying: Common Stock · 10,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 1,332 $5.19 $6,913.08
Disclosure

SEC source: 0001562180-23-006605 · primarydocument.xml · nonDerivative · entry 4

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,050

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2022.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 5,468 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006605 · primarydocument.xml · nonDerivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,628 $5.19 $13,639.32
Disclosure

SEC source: 0001562180-23-006605 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,914

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 10,790 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006605 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 00:47 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 18,723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002595 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,723

Underlying: Common Stock · 18,723 shares

Expires 2024-03-31

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $3.48.

F2 · derivative.exercise_date: Upon the Reporting Person's election, a significant portion of the annual bonus earned by the Reporting Person for the 2022 performance year was settled in restricted stock units ("RSUs") rather than cash. The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One hundred percent of the award will vest on March 6, 2024, subject to continued service on the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

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February 25, 2023 Filed Feb 28, 2023 22:11 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 10,789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001964 · primarydocument.xml · derivative · entry 6

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,580

Underlying: Common Stock · 10,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:11 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted -Stock Units · Derivative 10,136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001964 · primarydocument.xml · derivative · entry 5

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: There is no remaining unvested portion of this restricted stock unit award.

F5 · derivative.expiration_date: There is no remaining unvested portion of this restricted stock unit award.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:11 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 3,199 $3.87 $12,380.13
Disclosure

SEC source: 0001562180-23-001964 · primarydocument.xml · nonDerivative · entry 4

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,752

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:11 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 10,789 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001964 · primarydocument.xml · nonDerivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:11 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,850 $3.87 $11,029.50
Disclosure

SEC source: 0001562180-23-001964 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,162

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:11 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 10,136 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001964 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:25 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 25,507 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001841 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,507

Underlying: Common Stock · 25,507 shares

Expires 2026-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $3.77.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 22, 2024 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:44 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 10,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001806 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,872

Underlying: Common Stock · 10,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:44 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 3,243 $3.87 $12,550.41
Disclosure

SEC source: 0001562180-23-001806 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,876

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2022.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 00:44 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 10,936 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001806 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2022. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 22:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 10,789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006348 · primarydocument.xml · derivative · entry 6

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,369

Underlying: Common Stock · 10,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 22:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 10,135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006348 · primarydocument.xml · derivative · entry 5

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,136

Underlying: Common Stock · 10,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 22:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,628 $4.21 $11,063.88
Disclosure

SEC source: 0001562180-22-006348 · primarydocument.xml · nonDerivative · entry 4

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,183

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 22:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,468 $4.21 $10,390.28
Disclosure

SEC source: 0001562180-22-006348 · primarydocument.xml · nonDerivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,811

F3 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 22:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 10,789 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006348 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 22:17 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006348 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 21:01 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock · Derivative 11,320 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002953 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock unit award fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The restricted stock unit award fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 21:01 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 2,757 $3.84 $10,586.88
Disclosure

SEC source: 0001562180-22-002953 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,355

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 21:01 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 11,320 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002953 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionRestricted Stock Units · Derivative 10,135 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002067 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,271

Underlying: Common Stock · 10,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Tax withholdingCommon Stock 3,006 $2.94 $8,837.64
Disclosure

SEC source: 0001562180-22-002067 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,792

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 Exercise / conversionCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002067 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:52 UTC TETRA TECHNOLOGIES INC TTI · Entity 570 GrantRestricted Stock Units · Derivative 32,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001798 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,808

Underlying: Common Stock · 32,808 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.74.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2023 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.