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ANDERSON DAVID J

Disclosed activity across 7 companies

Tapewire entity
87923
SEC CIK
0001101124

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALEXION PHARMACEUTICALS, INC.ALXN · Entity 137086EVP, Chief Financial OfficerDecember 12, 2016December 13, 2016
AMERICAN ELECTRIC POWER CO INCAEP · Entity 2986DirectorMarch 31, 2022April 04, 2022
CARDINAL HEALTH INCCAH · Entity 3014DirectorJanuary 16, 2018January 17, 2018
Corteva, Inc.CTVA · Entity 3006EVP, Chief Financial OfficerApril 12, 2024August 29, 2024
Criteo S.A.CRTO · Entity 291Interim CFOMay 18, 2020May 28, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALEXION PHARMACEUTICALS, INC.

Report date December 12, 2016 · Filed December 13, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.0001 per shareSEC Table I · non-derivativeDirect8,689 Reported balance After 2016-12-12 transaction · row 1
1 source row

Row 1 · 2016-12-12 · Grant · Acquired 8,689 · Balance 8,689

AMERICAN ELECTRIC POWER CO INC

Report date March 31, 2022 · Filed April 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,655.09 Reported balance After 2022-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-31 · Grant · Acquired 408.43 · Balance 13,655.09

F1: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3: Was AEP Stock Price at the time of the transaction.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F3: Was AEP Stock Price at the time of the transaction.

CARDINAL HEALTH INC

Report date January 16, 2018 · Filed January 17, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect136 Reported balance After 2018-01-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-01-16 · Grant · Acquired 34 · Balance 136

F1: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

F2: Price is closing share price on January 12, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

F2: Price is closing share price on January 12, 2018.

Corteva, Inc.

Report date April 12, 2024 · Filed August 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect95,482.8684 Reported balance After 2024-04-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-04-12 · Tax withholding · Disposed 11,992 · Balance 95,482.8684

F1: The transaction reported herein is being reported late due to an inadvertent administrative error.

F2: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units.

F3: Includes acquisition of 143.5927 shares pursuant to dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported herein is being reported late due to an inadvertent administrative error.

F2: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units.

F3: Includes acquisition of 143.5927 shares pursuant to dividend reinvestment.

Criteo S.A.

Report date May 18, 2020 · Filed May 28, 2020

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

B/E AEROSPACE INC

Report date April 13, 2017 · Filed April 17, 2017

Section 16 reporting ended · disclosed 2017-04-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-04-13 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-04-13 · Grant · Acquired 128 · Balance 11,909

F1: Fractional amounts have been rounded to the nearest whole number.

Row 2 · 2017-04-13 · Disposition to issuer · Disposed 11,909 · Balance 0

F1: Fractional amounts have been rounded to the nearest whole number.

F2: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. This amount represented, as of immediately prior to the Effective Time, 1,758 shares of common stock held by the reporting person that were not subject to an equity award, approximately 7,888 shares subject to deferral under the Non-Employee Directors Plan, 1,374 shares subject to outstanding restricted stock awards, and 889 shares subject to outstanding restricted stock unit awards.

Filing footnotes · ownership attribution and instrument terms

F1: Fractional amounts have been rounded to the nearest whole number.

F2: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. This amount represented, as of immediately prior to the Effective Time, 1,758 shares of common stock held by the reporting person that were not subject to an equity award, approximately 7,888 shares subject to deferral under the Non-Employee Directors Plan, 1,374 shares subject to outstanding restricted stock awards, and 889 shares subject to outstanding restricted stock unit awards.

Nielsen Holdings plc

Report date December 31, 2019 · Filed January 03, 2020

Section 16 reporting ended · disclosed 2020-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect82,470.19 Reported balance After 2019-12-31 transaction · row 1
1 source row

Row 1 · 2019-12-31 · Tax withholding · Disposed 3,705 · Balance 82,470.19

F1: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 12, 2024 Filed Aug 29, 2024 17:40 UTC Corteva, Inc. CTVA · Entity 3006 Tax withholdingCommon Stock 11,992 $54.67 $655,542.68
Disclosure

SEC source: 0000950170-24-101966 · ownership.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,482.8684

F1 · date: The transaction reported herein is being reported late due to an inadvertent administrative error.

F2 · shares: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units.

F3 · balance_after: Includes acquisition of 143.5927 shares pursuant to dividend reinvestment.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:46 UTC Corteva, Inc. CTVA · Entity 3006 Tax withholdingCommon Stock 1,468 $54.62 $80,180.40
Disclosure

SEC source: 0000950170-24-023964 · ownership.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,331.0896

F1 · shares: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 17:46 UTC Corteva, Inc. CTVA · Entity 3006 GrantNon-Qualified Stock Option (right-to-buy) · Derivative 33,493 $0.00 Strike: $54.36 $0.00
Disclosure

SEC source: 0000950170-24-018180 · ownership.xml · derivative · entry 3

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,493

Underlying: Common Stock · 33,493 shares

Expires 2034-02-20

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 20, 2025.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 17:46 UTC Corteva, Inc. CTVA · Entity 3006 GrantCommon Stock 11,590 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018180 · ownership.xml · nonDerivative · entry 2

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,799.0896

Read SEC document
February 18, 2024 Filed Feb 21, 2024 17:46 UTC Corteva, Inc. CTVA · Entity 3006 Tax withholdingCommon Stock 1,762 $54.90 $96,733.80
Disclosure

SEC source: 0000950170-24-018180 · ownership.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,209.0896

F1 · shares: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 20:08 UTC Corteva, Inc. CTVA · Entity 3006 Tax withholdingCommon Stock 20,194 $45.24 $913,576.56
Disclosure

SEC source: 0000950170-24-008485 · ownership.xml · nonDerivative · entry 2

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,972.0896

F2 · shares: Represents shares withheld by the Issuer to pay taxes due upon the settlement of the Reporting Person's PSU award.

F3 · balance_after: Includes acquisition of 293.5292 shares pursuant to dividend reinvestment.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 20:08 UTC Corteva, Inc. CTVA · Entity 3006 GrantCommon Stock 53,565 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008485 · ownership.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,872.5604

F1 · shares: Represents the number of shares received upon the settlement of previously awarded performance-based share units (PSUs) following the certification of achievement of specified performance metrics during the three-year performance period and approval of the settlement of the PSU grant by the People and Compensation Committee of the Board of Directors on January 25, 2024. The shares underlying the PSU grant vested at the conclusion of the performance period on December 31, 2023.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 18:41 UTC Corteva, Inc. CTVA · Entity 3006 PurchaseCommon Stock 2,000 $52.97 $105,940.00
Disclosure

SEC source: 0001209191-23-049814 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,307.5604

F1 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 16:21 UTC Corteva, Inc. CTVA · Entity 3006 Tax withholdingCommon Stock 11,849 $61.66 $730,550.10
Disclosure

SEC source: 0001209191-23-024313 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,190.2903

F1 · shares: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:48 UTC Corteva, Inc. CTVA · Entity 3006 GrantNon-Qualified Stock Option (right-to-buy) · Derivative 28,945 $0.00 Strike: $62.29 $0.00
Disclosure

SEC source: 0001209191-23-014751 · doc4.xml · derivative · entry 2

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,945

Underlying: Common Stock · 28,945 shares

Expires 2033-02-28

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:48 UTC Corteva, Inc. CTVA · Entity 3006 GrantCommon Stock 9,954 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014751 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,850.0789

F1 · shares: Represents grant of restricted stock units which vests in three equal annual installments beginning on February 28, 2024.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 18:27 UTC Corteva, Inc. CTVA · Entity 3006 Tax withholdingCommon Stock 1,164 $62.24 $72,447.36
Disclosure

SEC source: 0001209191-23-011887 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,896.0789

F1 · shares: Represents shares withheld by the Issuer to pay taxes due following the vesting of previously granted restricted stock units.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 18:28 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 408.43 $99.77 Strike: $0.00 $40,749.06
Disclosure

SEC source: 0001398889-22-000098 · wf-form4_164909686655422.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,655.09

Underlying: Common Stock · 408.43 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F1 · shares: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 15:58 UTC Corteva, Inc. CTVA · Entity 3006 GrantNon-Qualified Stock Option (right to buy) · Derivative 43,104 $0.00 Strike: $50.70 $0.00
Disclosure

SEC source: 0001209191-22-012146 · doc4.xml · derivative · entry 2

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,104

Underlying: Common Stock · 43,104 shares

Expires 2032-02-18

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 18, 2023.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 15:58 UTC Corteva, Inc. CTVA · Entity 3006 GrantCommon Stock 11,835 $50.70 $600,034.50
Disclosure

SEC source: 0001209191-22-012146 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,405.3997

F1 · shares: Represents grant of restricted stock units which vests in three equal annual installments beginning on February 18, 2023.

F2 · balance_after: Includes acquisition of shares pursuant to dividend reinvestment.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 17:32 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 458.02 $88.97 Strike: $0.00 $40,750.04
Disclosure

SEC source: 0001398889-22-000014 · wf-form4_164131751208375.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,155.79

Underlying: Common Stock · 458.02 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F1 · shares: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:15 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 501.97 $81.18 Strike: $0.00 $40,749.92
Disclosure

SEC source: 0001398889-21-000163 · wf-form4_163311573185604.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,598.35

Underlying: Common Stock · 501.97 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F1 · shares: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of the transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 19:27 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 481.73 $84.59 Strike: $0.00 $40,749.54
Disclosure

SEC source: 0001398889-21-000124 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,987.88

Underlying: Common Stock · 481.73 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 17:14 UTC Corteva, Inc. CTVA · Entity 3006 GrantNon-Qualified Stock Option (right to buy) · Derivative 96,231 $0.00 Strike: $47.10 $0.00
Disclosure

SEC source: 0001209191-21-026678 · doc4.xml · derivative · entry 2

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,231

Underlying: Common Stock · 96,231 shares

Expires 2031-04-11

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on April 12, 2022.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 17:14 UTC Corteva, Inc. CTVA · Entity 3006 GrantCommon Stock 53,079 $47.10 $2,500,020.90
Disclosure

SEC source: 0001209191-21-026678 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,079

F1 · shares: Represents grant of restricted stock units with 50% of the award vesting on April 12, 2023 and 50% vesting on February 12, 2024.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:11 UTC Amendment AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 481.11 $84.70 Strike: $0.00 $40,750.02
Disclosure

SEC source: 0001398889-21-000064 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,409.05

Underlying: Common Stock · 481.11 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F2 · date: Lines 5,7, 8, and 9 were incorrectly reported on the initial 4/1/2021 filing.

F4 · price: Was AEP Stock Price at the time of this transaction.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F5 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 19:56 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 489.37 $83.27 Strike: $0.00 $40,749.84
Disclosure

SEC source: 0001398889-21-000060 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,841.33

Underlying: Common Stock · 489.37 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 14:53 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 489.37 $83.27 Strike: $0.00 $40,749.84
Disclosure

SEC source: 0001398889-21-000001 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,841.33

Underlying: Common Stock · 489.37 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 15:42 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 498.59 $81.73 Strike: $0.00 $40,749.76
Disclosure

SEC source: 0001398889-20-000116 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,263.38

Underlying: Common Stock · 498.59 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:05 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 511.678 $79.64 Strike: $0.00 $40,750.04
Disclosure

SEC source: 0001398889-20-000099 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,685.58

Underlying: Common Stock · 511.678 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:49 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 509.5 $79.98 Strike: $0.00 $40,749.81
Disclosure

SEC source: 0001398889-20-000075 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,099.99

Underlying: Common Stock · 509.5 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 14:43 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 416.62 $94.51 Strike: $0.00 $39,374.76
Disclosure

SEC source: 0001398889-20-000002 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,501.03

Underlying: Common Stock · 416.62 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:31 UTC Nielsen Holdings plc NLSN · Entity 16431 Tax withholdingCommon Stock 3,705 $20.30 $75,211.50
Disclosure

SEC source: 0001209191-20-000995 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Former CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,470.19

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 18:15 UTC Nielsen Holdings plc NLSN · Entity 16431 GrantCommon Stock 227.8 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059522 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,175.19

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:34 UTC Nielsen Holdings plc NLSN · Entity 16431 Tax withholdingCommon Stock 5,057 $20.60 $104,174.20
Disclosure

SEC source: 0001209191-19-054360 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,947.39

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 18:05 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 420.26 $93.69 Strike: $0.00 $39,374.16
Disclosure

SEC source: 0001398889-19-000131 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,029.25

Underlying: Common Stock · 420.26 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 06:39 UTC Nielsen Holdings plc NLSN · Entity 16431 GrantCommon Stock 1,490.48 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048842 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,004.39

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

Read SEC document
June 30, 2019 Filed Jul 1, 2019 18:52 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 447.39 $88.01 Strike: $0.00 $39,374.79
Disclosure

SEC source: 0001398889-19-000099 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,561.91

Underlying: Common Stock · 447.39 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 21:10 UTC Nielsen Holdings plc NLSN · Entity 16431 GrantCommon Stock 1,308.13 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038338 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,513.91

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

Read SEC document
March 31, 2019 Filed Apr 1, 2019 20:03 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 470.15 $83.75 Strike: $0.00 $39,375.06
Disclosure

SEC source: 0001398889-19-000044 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,063.92

Underlying: Common Stock · 470.15 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 16:46 UTC Nielsen Holdings plc NLSN · Entity 16431 GrantCommon Stock 1,111.71 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021173 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,205.78

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:25 UTC Nielsen Holdings plc NLSN · Entity 16431 GrantCommon Stock 40,771 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016735 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · CFO/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,094.07

F1 · shares: Represents restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (March 1, 2019).

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:22 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 526.82 $74.74 Strike: $0.00 $39,374.53
Disclosure

SEC source: 0001398889-19-000002 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,552.68

Underlying: Common Stock · 526.82 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 16:37 UTC Nielsen Holdings plc NLSN · Entity 16431 GrantCommon Stock 591.07 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061516 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,323.07

F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 21:29 UTC Nielsen Holdings plc NLSN · Entity 16431 GrantOptions to Purchase Common Stock (right to buy) · Derivative 321,429 $0.00 Strike: $24.60 $0.00
Disclosure

SEC source: 0000899243-18-027743 · doc4.xml · derivative · entry 2

ANDERSON DAVID J · CIK 0001101124 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,429

Underlying: Common Stock · 321,429 shares

Expires 2025-10-26

F2 · derivative.exercise_date: These options to purchase shares of common stock are subject to both performance and time vesting requirements. The performance vesting requirement will be satisfied upon the Issuer's common stock achieving a minimum closing trading price per share of at least 125% of the closing trading price on the date of grant for a period of at least 21 consecutive trading days before October 26, 2021. The time vesting requirement will be satisfied in three equal annual installments beginning on October 26, 2019.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 21:29 UTC Nielsen Holdings plc NLSN · Entity 16431 GrantCommon Stock 45,732 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-027743 · doc4.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,732

F1 · shares: Represents restricted stock units of the Issuer, which ratably vest in annual installments over 3 years beginning one year after the grant date (October 26, 2018).

Read SEC document
September 30, 2018 Filed Oct 1, 2018 19:49 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 555.51 $70.88 Strike: $0.00 $39,374.55
Disclosure

SEC source: 0001398889-18-000118 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,979.23

Underlying: Common Stock · 555.51 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 17:24 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 568.59 $69.25 Strike: $0.00 $39,374.86
Disclosure

SEC source: 0001398889-18-000096 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,731.77

Underlying: Common Stock · 568.59 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
March 31, 2018 Filed Apr 2, 2018 18:43 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 574.06 $68.59 Strike: $0.00 $39,374.78
Disclosure

SEC source: 0001398889-18-000049 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,767.99

Underlying: Common Stock · 574.06 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 21:08 UTC CARDINAL HEALTH INC CAH · Entity 3014 GrantPhantom Stock · Derivative 34 $71.49 $2,430.66
Disclosure

SEC source: 0000721371-18-000011 · wf-form4_151622332016274.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136

Underlying: Common Shares · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

F2 · price: Price is closing share price on January 12, 2018.

F1 · derivative.exercise_date: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

F1 · derivative.expiration_date: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 19:37 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 535.205 $73.57 Strike: $0.00 $39,375.03
Disclosure

SEC source: 0001398889-18-000002 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150.69

Underlying: Common Stock · 535.205 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 22:23 UTC CARDINAL HEALTH INC CAH · Entity 3014 GrantCommon Shares 2,623 $0.00 $0.00
Disclosure

SEC source: 0000721371-17-000149 · wf-form4_151026621518628.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,946

F1 · shares: Grant of restricted share units that will vest on November 8, 2018, except if the 2018 Annual Meeting of Shareholders is prior to November 8, 2018, then restricted share units will vest on the date of the 2018 Annual Meeting of Shareholders.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:10 UTC CARDINAL HEALTH INC CAH · Entity 3014 GrantPhantom Stock · Derivative 38 $64.96 $2,468.48
Disclosure

SEC source: 0000721371-17-000130 · wf-form4_150827464146037.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101

Underlying: Common Shares · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

F2 · price: Price is closing price on October 13, 2017.

F1 · derivative.exercise_date: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

F1 · derivative.expiration_date: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

Read SEC document
September 30, 2017 Filed Oct 2, 2017 19:13 UTC AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986 GrantPhantom Stock Units · Derivative 560.578 $70.24 Strike: $0.00 $39,375.00
Disclosure

SEC source: 0001398889-17-000131 · edgar.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,587.641

Underlying: Common Stock · 560.578 shares

Expires not disclosed

F1 · security: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F3 · price: Was AEP Stock Price at the time of this transaction.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F4 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
July 17, 2017 Filed Jul 17, 2017 20:58 UTC CARDINAL HEALTH INC CAH · Entity 3014 GrantPhantom Stock · Derivative 32 $78.11 $2,499.52
Disclosure

SEC source: 0000721371-17-000050 · wf-form4_150032512182444.xml · derivative · entry 1

ANDERSON DAVID J · CIK 0001101124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62

Underlying: Common Shares · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

F2 · price: Price is closing price on July 14, 2017.

F1 · derivative.exercise_date: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

F1 · derivative.expiration_date: Acquisition of shares of phantom stock under the Cardinal Health Deferred Compensation Plan that become payable in cash after the reporting person's termination of service as a director. Share amounts reported reflect the notional number of shares attributable to the reporting person's account under a unitized stock fund.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.