Tseng Saria

SEC source: 0001280452-21-000055 · edgardoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,751

F1 · shares: On February 2, 2021, the reporting person was granted a target number of 2,895 performance units that can be earned subject to the achievement of a performance goal related to certain environmental objectives, with a performance period through December 31, 2023. The performance units vest upon achievement of the goal, but no earlier than December 31, 2022. Once vested, the performance units have a post-vesting sales restriction period of one year. On April 22, 2021, the Compensation Committee of the Board of Directors determined that the environmental goal had been satisfied, which resulted in 2,895 units being credited with the vesting terms described above.

SEC source: 0001280452-21-000046 · edgardoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,212

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 12

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,517

F12 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $383.68 to $384.54. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 11

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,817

F11 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $382.53 to $383.03. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 10

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,217

F10 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $381.45 to $381.95. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 9

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,627

F9 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $380.40 to $381.19. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 8

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,327

F8 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $379.34 to $380.33. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 7

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,422

F7 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $378.33 to $379.30. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 6

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,056

F6 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $377.31 to $378.25. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 5

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,740

F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $376.30 to $377.27. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 4

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,940

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $375.25 to $376.22. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 3

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,750

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $374.20 to $375.19. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 2

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,143

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $373.18 to $374.18. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000035 · edgardoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,952

F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $372.17 to $373.08. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000026 · edgardoc.xml · nonDerivative · entry 2

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,543

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001280452-21-000026 · edgardoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,635

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001280452-21-000020 · edgardoc.xml · derivative · entry 3

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units have a post-vesting sales restriction period of one year. On February 2, 2021, the Compensation Committee determined that the five price targets and the operating goal had been satisfied, which resulted in 32,165 units being credited, subject to time based vesting above.

F1 · kind: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units have a post-vesting sales restriction period of one year. On February 2, 2021, the Compensation Committee determined that the five price targets and the operating goal had been satisfied, which resulted in 32,165 units being credited, subject to time based vesting above.

F1 · derivative.exercise_date: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units have a post-vesting sales restriction period of one year. On February 2, 2021, the Compensation Committee determined that the five price targets and the operating goal had been satisfied, which resulted in 32,165 units being credited, subject to time based vesting above.

F1 · derivative.expiration_date: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units have a post-vesting sales restriction period of one year. On February 2, 2021, the Compensation Committee determined that the five price targets and the operating goal had been satisfied, which resulted in 32,165 units being credited, subject to time based vesting above.

SEC source: 0001280452-21-000020 · edgardoc.xml · nonDerivative · entry 2

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,993

F2 · shares: On February 11, 2019, the reporting person was granted a target of 20,062 shares of restricted stock units, with the right to earn up to 300% of the target shares, subject to satisfaction of pre-determined, performance-based vesting criteria. On February 2, 2021, the Company's Compensation Committee of the Board of Directors determined and approved the achievement of the performance criteria for the restricted stock units, which resulted in 40,124 additional shares being earned by the reporting person. Of the restricted stock units that were awarded, 30,093 will vest immediately and 30,093 will vest quarterly in the next two years.

SEC source: 0001280452-21-000020 · edgardoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units have a post-vesting sales restriction period of one year. On February 2, 2021, the Compensation Committee determined that the five price targets and the operating goal had been satisfied, which resulted in 32,165 units being credited, subject to time based vesting above.

F1 · kind: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units have a post-vesting sales restriction period of one year. On February 2, 2021, the Compensation Committee determined that the five price targets and the operating goal had been satisfied, which resulted in 32,165 units being credited, subject to time based vesting above.

F1 · shares: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units have a post-vesting sales restriction period of one year. On February 2, 2021, the Compensation Committee determined that the five price targets and the operating goal had been satisfied, which resulted in 32,165 units being credited, subject to time based vesting above.

SEC source: 0001280452-21-000010 · edgardoc.xml · nonDerivative · entry 8

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,642

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F9 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $392.54 to $392.80. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000010 · edgardoc.xml · nonDerivative · entry 7

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,943

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F8 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $391.47 to $392.45. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000010 · edgardoc.xml · nonDerivative · entry 6

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,975

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F7 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $390.44 to $391.43. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000010 · edgardoc.xml · nonDerivative · entry 5

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,672

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F6 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $389.43 to $390.43. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000010 · edgardoc.xml · nonDerivative · entry 4

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,760

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $388.42 to $389.41. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000010 · edgardoc.xml · nonDerivative · entry 3

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,526

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $387.40 to $388.38 The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000010 · edgardoc.xml · nonDerivative · entry 2

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,783

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $386.30 to $387.30. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000010 · edgardoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,762

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $385.19 to $386.17. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001280452-21-000003 · edgardoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,372

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001437749-20-024096 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,321

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $303.53 to $316.55. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-20-023366 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,207

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001437749-20-021229 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,648

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

SEC source: 0001437749-20-020669 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,143

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001758554-20-000074 · wf-form4_159838831191267.xml · derivative · entry 1

Tseng Saria · CIK 0001312593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,289

Underlying: Common Stock · 8,289 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock.

SEC source: 0001437749-20-018480 · rdgdoc.xml · nonDerivative · entry 3

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,448

F2 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $274.355 to $278.83. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-20-018480 · rdgdoc.xml · nonDerivative · entry 2

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,365

F2 · kind: In accordance with the reporting person's 10b5-1 trading plan.

SEC source: 0001437749-20-018480 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,430

F1 · kind: Acquired through the Company's qualified ESPP program.

SEC source: 0001437749-20-017652 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,365

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001437749-20-015627 · rdgdoc.xml · derivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,165

Underlying: Common Stock · 32,165 shares

Expires not disclosed

F1 · security: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to satisfaction of share price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021, as determined by the Compensation Committee of the Company. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units convert into shares of common stock on a 1-for-1 basis and the resulting shares, net of tax withholdings, have a post-vesting sales restriction period of one year.

F1 · derivative.exercise_price: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to satisfaction of share price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021, as determined by the Compensation Committee of the Company. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units convert into shares of common stock on a 1-for-1 basis and the resulting shares, net of tax withholdings, have a post-vesting sales restriction period of one year.

F1 · kind: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to satisfaction of share price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021, as determined by the Compensation Committee of the Company. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units convert into shares of common stock on a 1-for-1 basis and the resulting shares, net of tax withholdings, have a post-vesting sales restriction period of one year.

F1 · derivative.exercise_date: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to satisfaction of share price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021, as determined by the Compensation Committee of the Company. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units convert into shares of common stock on a 1-for-1 basis and the resulting shares, net of tax withholdings, have a post-vesting sales restriction period of one year.

F1 · derivative.expiration_date: On July 21, 2020, the reporting person was granted a target number of 6,433 performance units and can earn up to a maximum of 32,165 performance units subject to satisfaction of share price targets ranging from $260 to $300 over a performance period from July 21, 2020 to July 20, 2023. In addition, all performance units are subject to the achievement of a business operating goal with a performance period through December 31, 2021, as determined by the Compensation Committee of the Company. 75% of the performance units are subject to time-based vesting and require service through July 20, 2023, and the remaining 25% of the performance units are subject to time-based vesting and require service through July 20, 2024. Once vested, the performance units convert into shares of common stock on a 1-for-1 basis and the resulting shares, net of tax withholdings, have a post-vesting sales restriction period of one year.

SEC source: 0001437749-20-015343 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,775

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $242.87 to $250.27. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-20-014679 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,270

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001437749-20-011392 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,575

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $200.00 to $200.775. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-20-010453 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,337

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001437749-20-009144 · rdgdoc.xml · nonDerivative · entry 2

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,902

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $200 to $200.17. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-20-009144 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,653

F1 · kind: In accordance with the reporting person's 10b5-1 trading plan.

SEC source: 0001437749-20-007146 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,073

F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units, as required by the Company's equity incentive plans.

SEC source: 0001758554-20-000034 · wf-form4_158570013448557.xml · derivative · entry 2

Tseng Saria · CIK 0001312593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 21,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F3 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

SEC source: 0001758554-20-000034 · wf-form4_158570013448557.xml · derivative · entry 1

Tseng Saria · CIK 0001312593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2030-03-27

F1 · derivative.exercise_date: The vesting commencement date for the option, which was granted with respect to service in fiscal 2018, is March 27, 2020. The option generally becomes exercisable in full on the first anniversary of the vesting commencement date.

SEC source: 0001437749-20-003367 · rdgdoc.xml · nonDerivative · entry 3

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,453

F2 · kind: In accordance with the reporting person's 10b5-1 trading plan.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $182.28 to $187.03. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001437749-20-003367 · rdgdoc.xml · nonDerivative · entry 2

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,136

F2 · kind: In accordance with the reporting person's 10b5-1 trading plan.

SEC source: 0001437749-20-003367 · rdgdoc.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,226

F1 · kind: Acquired through the Company's qualified ESPP program.