organization · Reporting owner
New Mountain Guardian Investments IV, L.L.C.
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
New Mountain Guardian IV BDC, L.L.C.
Report date August 28, 2024 · Filed August 30, 2024
Jointly reported with KLINSKY STEVEN B
Section 16 reporting ended · disclosed 2024-08-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LLC InterestsSEC Table I · non-derivative | Direct | 5,979,875 |
Reported balance
After 2024-08-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-08-28 · Purchase · Acquired 479,875 · Balance 5,979,875 F1: On August 28, 2024, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about September 12, 2024, but in no event later than October 24, 2024. F2: Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 28, 2024, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about September 12, 2024, but in no event later than October 24, 2024.
F2: Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2024 Filed Aug 30, 2024 16:30 UTC | New Mountain Guardian IV BDC, L.L.C. NONE · Entity 68803 | PurchaseLLC Interests | 479,875 | $10.00 | $4,798,750.00 |
DisclosureSEC source: 0001104659-24-095648 · tm2423038-1_4seq1.xml · nonDerivative · entry 1 New Mountain Guardian Investments IV, L.L.C. · CIK 0001935633 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,979,875 F1 · kind: On August 28, 2024, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about September 12, 2024, but in no event later than October 24, 2024. F2 · ownership.direct: Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 19:41 UTC | New Mountain Guardian IV BDC, L.L.C. NONE · Entity 68803 | PurchaseLLC Interests | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0001104659-24-072433 · tm2417380-1_4seq1.xml · nonDerivative · entry 1 New Mountain Guardian Investments IV, L.L.C. · CIK 0001935633 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,500,000 F1 · kind: June 13, 2024, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about June 28, 2024. F2 · ownership.direct: Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 16:31 UTC | New Mountain Guardian IV BDC, L.L.C. NONE · Entity 68803 | PurchaseLLC Interests | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0001104659-24-035588 · tm249017-1_4seq1.xml · nonDerivative · entry 1 New Mountain Guardian Investments IV, L.L.C. · CIK 0001935633 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500,000 F1 · kind: March 14, 2024, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about March 28, 2024. F2 · ownership.direct: Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 16:30 UTC | New Mountain Guardian IV BDC, L.L.C. NONE · Entity 68803 | PurchaseLLC Interests | 500,000 | $10.00 | $5,000,000.00 |
DisclosureSEC source: 0001104659-23-084323 · tm2321960-1_4seq1.xml · nonDerivative · entry 1 New Mountain Guardian Investments IV, L.L.C. · CIK 0001935633 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,500,000 F1 · kind: On July 24, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about August 7, 2023. F2 · ownership.direct: Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:31 UTC | New Mountain Guardian IV BDC, L.L.C. NONE · Entity 68803 | PurchaseLLC Interests | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0001104659-22-126296 · tm2232321-2_4seq1.xml · nonDerivative · entry 1 New Mountain Guardian Investments IV, L.L.C. · CIK 0001935633 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 F1 · kind: On December 8, 2022, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about December 22, 2022. F2 · ownership.direct: Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 14:59 UTC | New Mountain Guardian IV BDC, L.L.C. NONE · Entity 68803 | PurchaseLLC Interests | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0001104659-22-094001 · tm2224448-1_4seq1.xml · nonDerivative · entry 1 New Mountain Guardian Investments IV, L.L.C. · CIK 0001935633 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 F1 · kind: On August 22, 2022, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about September 6, 2022. F2 · ownership.direct: Represents securities held by New Mountain Guardian Investments IV, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.