Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | Pres. & Chief Revenue Officer | September 04, 2024 | September 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date September 04, 2024 · Filed September 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,926 |
Reported balance
After 2024-09-04 transaction · row 1
1 source rowRow 1 · 2024-09-04 · Sale · Disposed 3,628 · Balance 128,926 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.21 to $30.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were to cover taxes upon the vesting of restricted stock units.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.21 to $30.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2017 Filed Dec 21, 2017 00:14 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $24.36 | $243,600.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · nonDerivative · entry 3 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,291 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.26 to $24.47, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 00:14 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2017 Filed Dec 21, 2017 00:14 UTC | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 76,332 | $0.00 Strike: $24.01 | $0.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · derivative · entry 5 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,332 Underlying: Common Stock · 76,332 shares Expires 2027-12-18 F3 · derivative.exercise_date: Option began vesting with respect to 25% of shares subject to the option one year after December 2, 2017, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| December 18, 2017 Filed Dec 21, 2017 00:14 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 37,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,291 Read SEC document |
| December 18, 2017 Filed Apr 3, 2018 00:30 UTC Amendment | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 81,295 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001288847-18-000049 · wf-form4a_152271539075052.xml · derivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,295 Underlying: Common Stock · 81,295 shares Expires 2027-12-18 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on December 18, 2017, which were incorrectly listed in the original report. F1 · shares: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on December 18, 2017, which were incorrectly listed in the original report. F2 · derivative.exercise_date: Option began vesting with respect to 25% of shares subject to the option one year after December 2, 2017, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 01:00 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,623 | $23.70 | $133,265.10 |
DisclosureSEC source: 0001288847-17-000145 · wf-form4_151252199188058.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,813 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.68 to $23.72, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 02:10 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000138 · wf-form4_151131662878320.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 02:10 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $24.84 | $248,400.00 |
DisclosureSEC source: 0001288847-17-000138 · wf-form4_151131662878320.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,436 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.24 to $25.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 02:10 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-17-000138 · wf-form4_151131662878320.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 21:52 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000123 · wf-form4_150888194799407.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 21:52 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $24.88 | $248,800.00 |
DisclosureSEC source: 0001288847-17-000123 · wf-form4_150888194799407.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,436 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.75 to $25.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 21:52 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-17-000123 · wf-form4_150888194799407.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 21:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000121 · wf-form4_150602934271432.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 21:29 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $22.12 | $221,200.00 |
DisclosureSEC source: 0001288847-17-000121 · wf-form4_150602934271432.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,436 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.30, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 21:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-17-000121 · wf-form4_150602934271432.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 21:34 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,202 | $21.03 | $88,368.06 |
DisclosureSEC source: 0001288847-17-000117 · wf-form4_150482005248121.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,436 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.95 to $21.11, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:34 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000115 · wf-form4_150343408176815.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:34 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $20.41 | $204,100.00 |
DisclosureSEC source: 0001288847-17-000115 · wf-form4_150343408176815.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,638 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:34 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-17-000115 · wf-form4_150343408176815.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,500 shares acquired under the issuer's employee stock purchase plan. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 21:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,163 | $21.04 | $87,589.52 |
DisclosureSEC source: 0001288847-17-000113 · wf-form4_150240014552045.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,335 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.02 to $21.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 20:07 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000101 · wf-form4_150066764815990.xml · derivative · entry 3 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 20:07 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $22.35 | $223,500.00 |
DisclosureSEC source: 0001288847-17-000101 · wf-form4_150066764815990.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,498 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.06 to $22.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 20:07 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-17-000101 · wf-form4_150066764815990.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2017 Filed Jun 23, 2017 01:24 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000099 · wf-form4_149818105465836.xml · derivative · entry 3 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| June 20, 2017 Filed Jun 23, 2017 01:24 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $22.60 | $226,000.00 |
DisclosureSEC source: 0001288847-17-000099 · wf-form4_149818105465836.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,498 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.32 to $23.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 20, 2017 Filed Jun 23, 2017 01:24 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-17-000099 · wf-form4_149818105465836.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 23:23 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000090 · wf-form4_149558179897826.xml · derivative · entry 3 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| May 22, 2017 Filed May 23, 2017 23:23 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $21.60 | $216,000.00 |
DisclosureSEC source: 0001288847-17-000090 · wf-form4_149558179897826.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,498 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.42 to $21.84, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 22, 2017 Filed May 23, 2017 23:23 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-17-000090 · wf-form4_149558179897826.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 20:21 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000068 · wf-form4_149280605442196.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,401 Underlying: Common Stock · 2,500 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Original option grant was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 20:21 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,500 | $17.44 | $130,800.00 |
DisclosureSEC source: 0001288847-17-000068 · wf-form4_149280605442196.xml · nonDerivative · entry 3 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,498 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 20:21 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,500 | $17.44 | $43,600.00 |
DisclosureSEC source: 0001288847-17-000068 · wf-form4_149280605442196.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,998 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 20:21 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 2,500 | $0.28 | $700.00 |
DisclosureSEC source: 0001288847-17-000068 · wf-form4_149280605442196.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $18.30 | $183,000.00 |
DisclosureSEC source: 0001288847-17-000062 · wf-form4_149012774786288.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,998 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $18.47, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 00:52 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000052 · wf-form4_148945274922545.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,901 Underlying: Common Stock · 80,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Original option grant was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 00:52 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 80,000 | $16.36 | $1,308,800.00 |
DisclosureSEC source: 0001288847-17-000052 · wf-form4_148945274922545.xml · nonDerivative · entry 3 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,998 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.31 to $16.52, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 00:52 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 80,000 | $0.28 | $22,400.00 |
DisclosureSEC source: 0001288847-17-000052 · wf-form4_148945274922545.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 00:52 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,544 | $16.28 | $57,696.32 |
DisclosureSEC source: 0001288847-17-000052 · wf-form4_148945274922545.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,998 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.22 to $16.30, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:15 UTC | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 55,537 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-17-000028 · wf-form4_148824809998955.xml · derivative · entry 2 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,537 Underlying: Common Stock · 55,537 shares Expires 2027-02-23 F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:15 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 26,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-17-000028 · wf-form4_148824809998955.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,542 Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:24 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,626 | $14.26 | $23,186.76 |
DisclosureSEC source: 0001288847-16-000156 · wf-form4_148107388619998.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,619 F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.26 to $14.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:24 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 945 | $14.26 | $13,475.70 |
DisclosureSEC source: 0001288847-16-000156 · wf-form4_148107388619998.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,245 F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:41 UTC | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 85,292 | $0.00 Strike: $14.39 | $0.00 |
DisclosureSEC source: 0001288847-16-000144 · wf-form4_147933250114719.xml · derivative · entry 2 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,292 Underlying: Common Stock · 85,292 shares Expires 2026-11-14 F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 14, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:41 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 39,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-16-000144 · wf-form4_147933250114719.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,190 Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 20:35 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,661 | $15.75 | $26,160.75 |
DisclosureSEC source: 0001288847-16-000120 · wf-form4_147328051866445.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,232 F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 20:35 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 965 | $15.74 | $15,189.10 |
DisclosureSEC source: 0001288847-16-000120 · wf-form4_147328051866445.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,893 F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.