Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | Pres. & Chief Revenue Officer | September 04, 2024 | September 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date September 04, 2024 · Filed September 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,926 |
Reported balance
After 2024-09-04 transaction · row 1
1 source rowRow 1 · 2024-09-04 · Sale · Disposed 3,628 · Balance 128,926 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.21 to $30.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were to cover taxes upon the vesting of restricted stock units.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.21 to $30.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2019 Filed Jul 23, 2019 20:06 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $48.28 | $724,200.00 |
DisclosureSEC source: 0001288847-19-000097 · wf-form4_156391237616005.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,722 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.77 to $49.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 20:06 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $4.25 | $63,750.00 |
DisclosureSEC source: 0001288847-19-000097 · wf-form4_156391237616005.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 22:13 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000092 · wf-form4_156141438628706.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,401 Underlying: Common Stock · 15,000 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 22:13 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $54.45 | $816,750.00 |
DisclosureSEC source: 0001288847-19-000092 · wf-form4_156141438628706.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,722 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.90 to $55.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 22:13 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $4.25 | $63,750.00 |
DisclosureSEC source: 0001288847-19-000092 · wf-form4_156141438628706.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 21:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,739 | $46.59 | $267,380.01 |
DisclosureSEC source: 0001288847-19-000084 · wf-form4_155985500330269.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,722 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.51 to $46.70, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 20, 2019 Filed May 21, 2019 00:30 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000072 · wf-form4_155839858797571.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,401 Underlying: Common Stock · 15,000 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested. Read SEC document |
| May 20, 2019 Filed May 21, 2019 00:30 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $49.44 | $741,600.00 |
DisclosureSEC source: 0001288847-19-000072 · wf-form4_155839858797571.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,461 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.91 to $49.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 20, 2019 Filed May 21, 2019 00:30 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $4.25 | $63,750.00 |
DisclosureSEC source: 0001288847-19-000072 · wf-form4_155839858797571.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 22:28 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000057 · wf-form4_155614487209256.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,401 Underlying: Common Stock · 15,000 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 22:28 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $50.25 | $753,750.00 |
DisclosureSEC source: 0001288847-19-000057 · wf-form4_155614487209256.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,461 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.35 to $50.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 22:28 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $4.25 | $63,750.00 |
DisclosureSEC source: 0001288847-19-000057 · wf-form4_155614487209256.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:18 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000042 · wf-form4_155328589106920.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,401 Underlying: Common Stock · 15,000 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:18 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $55.14 | $827,100.00 |
DisclosureSEC source: 0001288847-19-000042 · wf-form4_155328589106920.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,461 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.33 to $55.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:18 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $4.25 | $63,750.00 |
DisclosureSEC source: 0001288847-19-000042 · wf-form4_155328589106920.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 00:04 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,612 | $53.40 | $246,280.80 |
DisclosureSEC source: 0001288847-19-000039 · wf-form4_155183062407226.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,461 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.14 to $53.65, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:28 UTC | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 25,486 | $0.00 Strike: $53.00 | $0.00 |
DisclosureSEC source: 0001288847-19-000027 · wf-form4_155122372316824.xml · derivative · entry 3 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,486 Underlying: Common Stock · 25,486 shares Expires 2029-02-22 F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:28 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 35,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-19-000027 · wf-form4_155122372316824.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,073 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:51 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000016 · wf-form4_155078587323076.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,401 Underlying: Common Stock · 15,000 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:51 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $51.93 | $778,950.00 |
DisclosureSEC source: 0001288847-19-000016 · wf-form4_155078587323076.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,869 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.13 to $57.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:51 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $4.25 | $63,750.00 |
DisclosureSEC source: 0001288847-19-000016 · wf-form4_155078587323076.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 23:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock · Derivative | 15,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000006 · wf-form4_154828683027489.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,401 Underlying: Common Stock · 15,000 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 23:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $46.51 | $697,650.00 |
DisclosureSEC source: 0001288847-19-000006 · wf-form4_154828683027489.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,869 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.74 to $47.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 23:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $4.25 | $63,750.00 |
DisclosureSEC source: 0001288847-19-000006 · wf-form4_154828683027489.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 21:32 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock · Derivative | 15,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000173 · wf-form4_154542792815710.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,401 Underlying: Common Stock · 15,000 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 21:32 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $40.66 | $609,900.00 |
DisclosureSEC source: 0001288847-18-000173 · wf-form4_154542792815710.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,869 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.29 to $42.85, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 21:32 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $4.25 | $63,750.00 |
DisclosureSEC source: 0001288847-18-000173 · wf-form4_154542792815710.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:51 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,569 | $42.23 | $235,178.87 |
DisclosureSEC source: 0001288847-18-000170 · wf-form4_154413305396080.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,869 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.13 to $42.38, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:51 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,653 | $42.85 | $199,381.05 |
DisclosureSEC source: 0001288847-18-000170 · wf-form4_154413305396080.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,438 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 23:48 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock · Derivative | 5,599 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · derivative · entry 6 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,401 Underlying: Common Stock · 5,599 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 23:48 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,401 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · derivative · entry 5 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,401 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on December 15, 2009 is fully vested. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 23:48 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $36.68 | $550,200.00 |
DisclosureSEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · nonDerivative · entry 3 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,091 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.43 to $37.84, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 23:48 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 5,599 | $4.25 | $23,795.75 |
DisclosureSEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 23:48 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 9,401 | $0.28 | $2,632.28 |
DisclosureSEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 22:27 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-18-000149 · wf-form4_154033361921101.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,401 Underlying: Common Stock · 15,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on December 15, 2009 is fully vested. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 22:27 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $38.20 | $573,000.00 |
DisclosureSEC source: 0001288847-18-000149 · wf-form4_154033361921101.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,091 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 to $38.77, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 22:27 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $0.28 | $4,200.00 |
DisclosureSEC source: 0001288847-18-000149 · wf-form4_154033361921101.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:44 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-18-000142 · wf-form4_153756625125874.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,401 Underlying: Common Stock · 15,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on December 15, 2009 is fully vested. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:44 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,000 | $44.51 | $667,650.00 |
DisclosureSEC source: 0001288847-18-000142 · wf-form4_153756625125874.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,091 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.71 to $44.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:44 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,000 | $0.28 | $4,200.00 |
DisclosureSEC source: 0001288847-18-000142 · wf-form4_153756625125874.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 00:21 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,584 | $47.36 | $264,458.24 |
DisclosureSEC source: 0001288847-18-000138 · wf-form4_153619328647699.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,091 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.19 to $47.48, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:10 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,749 | $36.50 | $136,838.50 |
DisclosureSEC source: 0001288847-18-000097 · wf-form4_152822934517316.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,675 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.49 to $36.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,867 | $31.08 | $120,186.36 |
DisclosureSEC source: 0001288847-18-000036 · wf-form4_152046854368855.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,424 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.06 to $31.10, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:06 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-18-000014 · wf-form4_151924715654694.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on December 15, 2009 is fully vested. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:06 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $26.78 | $267,800.00 |
DisclosureSEC source: 0001288847-18-000014 · wf-form4_151924715654694.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,291 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.54 to $27.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:06 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-18-000014 · wf-form4_151924715654694.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-18-000004 · wf-form4_151674242630829.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on December 15, 2009 is now fully vested. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 10,000 | $24.32 | $243,200.00 |
DisclosureSEC source: 0001288847-18-000004 · wf-form4_151674242630829.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,291 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.97 to $24.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 21:20 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-18-000004 · wf-form4_151674242630829.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 00:14 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · derivative · entry 6 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.