organization · Reporting owner

Sixth Street Partners Management Company, L.P.

Disclosed activity across 3 companies

Tapewire entity: 87705
SEC CIK: 0001812095

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
NEW RITE AID, LLCNONE · Entity 87704	10% owner	August 30, 2024	September 09, 2024
Sprinklr, Inc.CXM · Entity 4581	10% owner	June 22, 2021	August 27, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEW RITE AID, LLC

Report date August 30, 2024 · Filed September 09, 2024

Jointly reported with Waxman Alan

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A UnitsSEC Table I · non-derivative	IndirectHeld by TAO Finance 3-A, LLC	82,967	Reported balance Holding disclosure · report date 2024-08-30 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 82,967 F1: The Form is with respect to securities of New Rite Aid, LLC ("New Rite Aid"), a successor to Rite Aid Corporation ("Old Rite Aid"). On August 16, 2024, the U.S. Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court") entered an order confirming the plan of reorganization (as amended, the "Plan") of Old Rite Aid and certain of its affiliates (the "Debtors"). Pursuant to the Plan, on August 30, 2024 (the "Effective Date"), Old Rite Aid, New Rite Aid, Plan Emergence Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of New Rite Aid, and certain other parties entered into an agreement and plan of merger (the "Merger Agreement") pursuant to which Merger Sub merged with and into Old Rite Aid with Old Rite Aid surviving the merger and ultimately becoming a wholly owned subsidiary of New Rite Aid. In connection with the Plan, on the Effective Date, New Rite Aid issued the Class A Units described herein pursuant to the Plan in exchange for certain claims. F2: These securities are owned directly by TAO Finance 3-A, LLC, a Delaware limited liability company. Sixth Street TAO GenPar, L.P., a Delaware limited partnership, is the manager of TAO Finance 3-A, LLC, which is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman. F5: Each Reporting Person disclaims beneficial ownership over the reported securities herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of its or his pecuniary interest therein.
Class A UnitsSEC Table I · non-derivative	IndirectHeld by Conifer Finance 3, LLC	67,335	Reported balance Holding disclosure · report date 2024-08-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 67,335 F1: The Form is with respect to securities of New Rite Aid, LLC ("New Rite Aid"), a successor to Rite Aid Corporation ("Old Rite Aid"). On August 16, 2024, the U.S. Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court") entered an order confirming the plan of reorganization (as amended, the "Plan") of Old Rite Aid and certain of its affiliates (the "Debtors"). Pursuant to the Plan, on August 30, 2024 (the "Effective Date"), Old Rite Aid, New Rite Aid, Plan Emergence Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of New Rite Aid, and certain other parties entered into an agreement and plan of merger (the "Merger Agreement") pursuant to which Merger Sub merged with and into Old Rite Aid with Old Rite Aid surviving the merger and ultimately becoming a wholly owned subsidiary of New Rite Aid. In connection with the Plan, on the Effective Date, New Rite Aid issued the Class A Units described herein pursuant to the Plan in exchange for certain claims. F3: These securities are owned directly by Conifer Finance 3, LLC, a Delaware limited liability company. Sixth Street Fundamental Strategies GenPar, L.P., a Delaware limited partnership, is the manager of Conifer Finance 3, LLC, which is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F5: Each Reporting Person disclaims beneficial ownership over the reported securities herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of its or his pecuniary interest therein.
Class A UnitsSEC Table I · non-derivative	IndirectHeld by Cypress V Finance 3, LLC	14,810	Reported balance Holding disclosure · report date 2024-08-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 14,810 F1: The Form is with respect to securities of New Rite Aid, LLC ("New Rite Aid"), a successor to Rite Aid Corporation ("Old Rite Aid"). On August 16, 2024, the U.S. Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court") entered an order confirming the plan of reorganization (as amended, the "Plan") of Old Rite Aid and certain of its affiliates (the "Debtors"). Pursuant to the Plan, on August 30, 2024 (the "Effective Date"), Old Rite Aid, New Rite Aid, Plan Emergence Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of New Rite Aid, and certain other parties entered into an agreement and plan of merger (the "Merger Agreement") pursuant to which Merger Sub merged with and into Old Rite Aid with Old Rite Aid surviving the merger and ultimately becoming a wholly owned subsidiary of New Rite Aid. In connection with the Plan, on the Effective Date, New Rite Aid issued the Class A Units described herein pursuant to the Plan in exchange for certain claims. F4: These securities are owned directly by Cypress V Finance 3, LLC, a Delaware limited liability company. Sixth Street Opportunities GenPar V, L.P., a Delaware limited partnership, is the manager of Cypress V Finance 3, LLC, which is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F5: Each Reporting Person disclaims beneficial ownership over the reported securities herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Form is with respect to securities of New Rite Aid, LLC ("New Rite Aid"), a successor to Rite Aid Corporation ("Old Rite Aid"). On August 16, 2024, the U.S. Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court") entered an order confirming the plan of reorganization (as amended, the "Plan") of Old Rite Aid and certain of its affiliates (the "Debtors"). Pursuant to the Plan, on August 30, 2024 (the "Effective Date"), Old Rite Aid, New Rite Aid, Plan Emergence Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of New Rite Aid, and certain other parties entered into an agreement and plan of merger (the "Merger Agreement") pursuant to which Merger Sub merged with and into Old Rite Aid with Old Rite Aid surviving the merger and ultimately becoming a wholly owned subsidiary of New Rite Aid. In connection with the Plan, on the Effective Date, New Rite Aid issued the Class A Units described herein pursuant to the Plan in exchange for certain claims.

F2: These securities are owned directly by TAO Finance 3-A, LLC, a Delaware limited liability company. Sixth Street TAO GenPar, L.P., a Delaware limited partnership, is the manager of TAO Finance 3-A, LLC, which is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman.

F3: These securities are owned directly by Conifer Finance 3, LLC, a Delaware limited liability company. Sixth Street Fundamental Strategies GenPar, L.P., a Delaware limited partnership, is the manager of Conifer Finance 3, LLC, which is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.

F4: These securities are owned directly by Cypress V Finance 3, LLC, a Delaware limited liability company. Sixth Street Opportunities GenPar V, L.P., a Delaware limited partnership, is the manager of Cypress V Finance 3, LLC, which is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.

F5: Each Reporting Person disclaims beneficial ownership over the reported securities herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of its or his pecuniary interest therein.

Sprinklr, Inc.

Report date June 22, 2021 · Filed August 27, 2021

Jointly reported with Sixth Street Specialty Lending, Inc., Waxman Alan

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectHeld by Palette Investments, LLC	Not disclosed	Reported balance Holding disclosure · report date 2021-06-22 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: Each share of the Company's Class B Common Stock is convertible into a share of the Company's Class A Common stock on a 1-to-1 basis and has no expiration date. F2: These shares are owned directly by Palette Investments, LLC. Palette Investments, LLC is owned by each of (i) TCS Finance (A), LLC, a Delaware limited liability company, (ii) TCS Finance 1, LLC, a Delaware limited liability company and (iii) Palette IV Holdings, LLC, a Delaware limited liability company. Sixth Street Capital Solutions GenPar, L.P., a Delaware limited partnership, is the manager of TCS Finance (A), LLC and TCS Finance 1, LLC. Sixth Street Opportunities GenPar IV, L.P., a Delaware limited partnership, is the manager of Palette IV Holdings, LLC. F3: Each of Sixth Street Opportunities GenPar IV, L.P. and Sixth Street Capital Solutions GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman. Because of the relationship between Mr. Waxman and Palette Investments, LLC, he may be deemed to beneficially own the shares of the Company's Class B Common Stock owned by Palette Investments, LLC. F5: Each reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectHeld by Sixth Street Specialty Lending, Inc.	Not disclosed	Reported balance Holding disclosure · report date 2021-06-22 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F1: Each share of the Company's Class B Common Stock is convertible into a share of the Company's Class A Common stock on a 1-to-1 basis and has no expiration date. F4: These shares are owned directly by Sixth Street Specialty Lending, Inc., a Delaware corporation ("SLX"). SLX is managed by Sixth Street Specialty Lending Advisers, LLC, a Delaware limited liability company ("Adviser"). The business and affairs of Adviser are managed by Sixth Street Specialty Lending Advisers Holdings, LLC, a Delaware limited liability company, the sole member of Adviser ("Adviser Holdings"). Adviser Holdings is managed by TSSP Holdco Management, LLC, a Delaware limited liability company ("TSSP Holdco Management"). TSSP Holdco Management is managed by a board of directors, which is currently comprised of Mr. Waxman. Mr. Waxman is the CEO and Managing Partner of TSSP Holdco Management. Because Mr. Waxman is a member of the board of directors of TSSP Holdco Management, he may be deemed to beneficially own the shares of the Company's Class B Common Stock owned by SLX. F5: Each reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of the Company's Class B Common Stock is convertible into a share of the Company's Class A Common stock on a 1-to-1 basis and has no expiration date.

F2: These shares are owned directly by Palette Investments, LLC. Palette Investments, LLC is owned by each of (i) TCS Finance (A), LLC, a Delaware limited liability company, (ii) TCS Finance 1, LLC, a Delaware limited liability company and (iii) Palette IV Holdings, LLC, a Delaware limited liability company. Sixth Street Capital Solutions GenPar, L.P., a Delaware limited partnership, is the manager of TCS Finance (A), LLC and TCS Finance 1, LLC. Sixth Street Opportunities GenPar IV, L.P., a Delaware limited partnership, is the manager of Palette IV Holdings, LLC.

F3: Each of Sixth Street Opportunities GenPar IV, L.P. and Sixth Street Capital Solutions GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman. Because of the relationship between Mr. Waxman and Palette Investments, LLC, he may be deemed to beneficially own the shares of the Company's Class B Common Stock owned by Palette Investments, LLC.

F4: These shares are owned directly by Sixth Street Specialty Lending, Inc., a Delaware corporation ("SLX"). SLX is managed by Sixth Street Specialty Lending Advisers, LLC, a Delaware limited liability company ("Adviser"). The business and affairs of Adviser are managed by Sixth Street Specialty Lending Advisers Holdings, LLC, a Delaware limited liability company, the sole member of Adviser ("Adviser Holdings"). Adviser Holdings is managed by TSSP Holdco Management, LLC, a Delaware limited liability company ("TSSP Holdco Management"). TSSP Holdco Management is managed by a board of directors, which is currently comprised of Mr. Waxman. Mr. Waxman is the CEO and Managing Partner of TSSP Holdco Management. Because Mr. Waxman is a member of the board of directors of TSSP Holdco Management, he may be deemed to beneficially own the shares of the Company's Class B Common Stock owned by SLX.

F5: Each reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AvePoint, Inc.

Report date September 15, 2023 · Filed September 18, 2023

Jointly reported with Waxman Alan

Section 16 reporting ended · disclosed 2023-09-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectHeld by Avatar Investment Solutions (A), LLC	2,407,123	Reported balance After 2023-09-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-09-15 · Sale · Disposed 4,984,140 · Balance 2,407,123 F1: Includes 213,895 shares of Common Stock that the Reporting Persons have the right to receive if the trading price of the Common Stock reaches certain thresholds (the "Contingent Consideration"). F2: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F3: These shares are owned directly by Avatar Investment Solutions (A), LLC. Avatar Investment Solutions (A), LLC's managing member is TCS Finance (A), LLC, the managing member of which is Sixth Street Growth GenPar, L.P. (formerly known as TSSP Capital Solutions GenPar, L.P.), a Delaware limited partnership. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman. F8: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectHeld by Avatar Investment Solutions 1, LLC	1,885,806	Reported balance After 2023-09-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2023-09-15 · Sale · Disposed 3,904,714 · Balance 1,885,806 F2: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F4: Includes 167,571 shares of Contingent Consideration. F5: These shares are owned directly by Avatar Investment Solutions 1, LLC. Avatar Investment Solutions 1, LLC's managing member is TCS Finance 1, LLC, the manager of which is Sixth Street Growth GenPar, L.P. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectHeld by Avatar Investment Opportunities, LLC	3,756,312	Reported balance After 2023-09-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2023-09-15 · Sale · Disposed 7,777,746 · Balance 3,756,312 F2: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F6: Includes 333,783 shares of Contingent Consideration. F7: These shares are owned directly by Avatar Investment Opportunities, LLC. Avatar Investment Opportunities, LLC's managing member is Redwood IV Finance 1, LLC, the managing member of which is Sixth Street Opportunities GenPar IV, L.P. (formerly known as TSSP Opportunities GenPar IV, L.P.). Sixth Street Opportunities GenPar IV, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 213,895 shares of Common Stock that the Reporting Persons have the right to receive if the trading price of the Common Stock reaches certain thresholds (the "Contingent Consideration").

F2: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited.

F3: These shares are owned directly by Avatar Investment Solutions (A), LLC. Avatar Investment Solutions (A), LLC's managing member is TCS Finance (A), LLC, the managing member of which is Sixth Street Growth GenPar, L.P. (formerly known as TSSP Capital Solutions GenPar, L.P.), a Delaware limited partnership. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman.

F4: Includes 167,571 shares of Contingent Consideration.

F5: These shares are owned directly by Avatar Investment Solutions 1, LLC. Avatar Investment Solutions 1, LLC's managing member is TCS Finance 1, LLC, the manager of which is Sixth Street Growth GenPar, L.P. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.

F6: Includes 333,783 shares of Contingent Consideration.

F7: These shares are owned directly by Avatar Investment Opportunities, LLC. Avatar Investment Opportunities, LLC's managing member is Redwood IV Finance 1, LLC, the managing member of which is Sixth Street Opportunities GenPar IV, L.P. (formerly known as TSSP Opportunities GenPar IV, L.P.). Sixth Street Opportunities GenPar IV, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.

F8: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 15, 2023 Filed Sep 18, 2023 12:57 UTC	AvePoint, Inc. AVPT · Entity 746	SaleCommon Stock	7,777,746	$6.00	$46,666,476.00	Disclosure SEC source: 0001387131-23-011233 · avpt-form4_091523.xml · nonDerivative · entry 3 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · Former 10% Owner Waxman Alan · CIK 0001515132 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Opportunities, LLC Disclosed balance after: 3,756,312 F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F6 · balance_after: Includes 333,783 shares of Contingent Consideration. F7 · ownership.nature: These shares are owned directly by Avatar Investment Opportunities, LLC. Avatar Investment Opportunities, LLC's managing member is Redwood IV Finance 1, LLC, the managing member of which is Sixth Street Opportunities GenPar IV, L.P. (formerly known as TSSP Opportunities GenPar IV, L.P.). Sixth Street Opportunities GenPar IV, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document
September 15, 2023 Filed Sep 18, 2023 12:57 UTC	AvePoint, Inc. AVPT · Entity 746	SaleCommon Stock	3,904,714	$6.00	$23,428,284.00	Disclosure SEC source: 0001387131-23-011233 · avpt-form4_091523.xml · nonDerivative · entry 2 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · Former 10% Owner Waxman Alan · CIK 0001515132 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Solutions 1, LLC Disclosed balance after: 1,885,806 F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F4 · balance_after: Includes 167,571 shares of Contingent Consideration. F5 · ownership.nature: These shares are owned directly by Avatar Investment Solutions 1, LLC. Avatar Investment Solutions 1, LLC's managing member is TCS Finance 1, LLC, the manager of which is Sixth Street Growth GenPar, L.P. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document
September 15, 2023 Filed Sep 18, 2023 12:57 UTC	AvePoint, Inc. AVPT · Entity 746	SaleCommon Stock	4,984,140	$6.00	$29,904,840.00	Disclosure SEC source: 0001387131-23-011233 · avpt-form4_091523.xml · nonDerivative · entry 1 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · Former 10% Owner Waxman Alan · CIK 0001515132 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Solutions (A), LLC Disclosed balance after: 2,407,123 F1 · balance_after: Includes 213,895 shares of Common Stock that the Reporting Persons have the right to receive if the trading price of the Common Stock reaches certain thresholds (the "Contingent Consideration"). F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F3 · ownership.nature: These shares are owned directly by Avatar Investment Solutions (A), LLC. Avatar Investment Solutions (A), LLC's managing member is TCS Finance (A), LLC, the managing member of which is Sixth Street Growth GenPar, L.P. (formerly known as TSSP Capital Solutions GenPar, L.P.), a Delaware limited partnership. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:57 UTC	AvePoint, Inc. AVPT · Entity 746	SaleCommon Stock	2,100,000	$6.16	$12,936,000.00	Disclosure SEC source: 0001387131-23-007596 · avpt-form4_061323.xml · nonDerivative · entry 3 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · 10% owner Waxman Alan · CIK 0001515132 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Opportunities, LLC Disclosed balance after: 11,534,058 F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F6 · balance_after: Includes 333,783 shares of Contingent Consideration, which were inadvertently reported as 332,552 shares in the Form 3 filed by the Reporting Persons on July 12, 2021. F7 · ownership.nature: These shares are owned directly by Avatar Investment Opportunities, LLC. Avatar Investment Opportunities, LLC's managing member is Redwood IV Finance 1, LLC, the managing member of which is Sixth Street Opportunities GenPar IV, L.P. (formerly known as TSSP Opportunities GenPar IV, L.P.). Sixth Street Opportunities GenPar IV, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:57 UTC	AvePoint, Inc. AVPT · Entity 746	SaleCommon Stock	1,054,277	$6.16	$6,494,346.32	Disclosure SEC source: 0001387131-23-007596 · avpt-form4_061323.xml · nonDerivative · entry 2 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · 10% owner Waxman Alan · CIK 0001515132 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Solutions 1, LLC Disclosed balance after: 5,790,520 F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F4 · balance_after: Includes 167,571 shares of Contingent Consideration, which were inadvertently reported as 166,953 shares in the Form 3 filed by the Reporting Persons on July 12, 2021. F5 · ownership.nature: These shares are owned directly by Avatar Investment Solutions 1, LLC. Avatar Investment Solutions 1, LLC's managing member is TCS Finance 1, LLC, the manager of which is Sixth Street Growth GenPar, L.P. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:57 UTC	AvePoint, Inc. AVPT · Entity 746	SaleCommon Stock	1,345,723	$6.16	$8,289,653.68	Disclosure SEC source: 0001387131-23-007596 · avpt-form4_061323.xml · nonDerivative · entry 1 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · 10% owner Waxman Alan · CIK 0001515132 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Solutions (A), LLC Disclosed balance after: 7,391,263 F1 · balance_after: Includes 213,895 shares of Common Stock that the Reporting Persons have the right to receive if the trading price of the Common Stock reaches certain thresholds (the "Contingent Consideration"), which were inadvertently reported as 213,106 shares in the Form 3 filed by the Reporting Persons on July 12, 2021. F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F3 · ownership.nature: These shares are owned directly by Avatar Investment Solutions (A), LLC. Avatar Investment Solutions (A), LLC's managing member is TCS Finance (A), LLC, the managing member of which is Sixth Street Growth GenPar, L.P. (formerly known as TSSP Capital Solutions GenPar, L.P.), a Delaware limited partnership. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.