Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Chief Financial Officer | September 09, 2024 | September 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date September 09, 2024 · Filed September 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 342,322 |
Ending reported balance
After 2024-09-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-09-09 · Grant · Acquired 30,275 · Balance 316,165 F1: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. Row 2 · 2024-09-09 · Grant · Acquired 40,876 · Balance 357,041 F2: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. Row 3 · 2024-09-09 · Grant · Acquired 52,060 · Balance 409,101 F3: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. Row 4 · 2024-09-09 · Tax withholding · Disposed 66,779 · Balance 342,322 F4: In accordance with the terms of the applicable RSU award agreements, 66,779 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.
F2: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.
F3: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.
F4: In accordance with the terms of the applicable RSU award agreements, 66,779 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2019 Filed Sep 4, 2019 21:42 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 3,890 | $3.28 | $12,759.20 |
DisclosureSEC source: 0001683168-19-002824 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,362 F2 · kind: In accordance with the terms of the RSU Agreement, 3,890 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:42 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-002824 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 40,000 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001683168-19-002571 · ownership.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2019-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested according to the following schedule: 25% of the option (10,000 shares) vested on the first anniversary of the Grant Date and the remainder of the option (30,000 shares) vested ratably each month thereafter over a period of 36 months. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 22,493 | $3.61 | $81,199.73 |
DisclosureSEC source: 0001683168-19-002571 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,002 F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 17,507 shares of common stock on net exercise of option to purchase 40,000 shares of common stock. The Company withheld 22,493 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on August 9, 2019 of $3.61, pursuant to the terms of the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 40,000 | $2.03 | $81,200.00 |
DisclosureSEC source: 0001683168-19-002571 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 17,507 shares of common stock on net exercise of option to purchase 40,000 shares of common stock. The Company withheld 22,493 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on August 9, 2019 of $3.61, pursuant to the terms of the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001922 · ownership.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 325 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 325 | $3.24 | $1,053.00 |
DisclosureSEC source: 0001683168-19-001922 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,495 F2 · kind: In accordance with the terms of the RSU Agreement, 325 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001922 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-000686 · ownership.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 499 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 499 | $2.78 | $1,387.22 |
DisclosureSEC source: 0001683168-19-000686 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,570 F2 · kind: In accordance with the terms of the RSU Agreement, 499 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-000686 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Interim CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 23:19 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003730 · ownership.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 433 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 23:19 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 433 | $2.79 | $1,208.07 |
DisclosureSEC source: 0001683168-18-003730 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,819 F2 · kind: In accordance with the terms of the RSU Agreement, 433 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 23:19 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003730 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 1,524 | $1.64 | $2,500.12 |
DisclosureSEC source: 0001683168-18-003472 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,002 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002787 · ownership.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 432 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 432 | $4.11 | $1,775.52 |
DisclosureSEC source: 0001683168-18-002787 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,478 F2 · kind: In accordance with the terms of the RSU Agreement, 432 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002787 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| August 31, 2018 Filed Aug 31, 2018 11:59 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 45,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002577 · ownership.xml · derivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (11,250 shares) vest on September 1, 2019 (b) 1/16 of the shares (2,813 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (11,250 shares) vest on September 1, 2019 (b) 1/16 of the shares (2,813 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:54 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001711 · whitaker_frm4.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:54 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 421 | $2.75 | $1,157.75 |
DisclosureSEC source: 0001683168-18-001711 · whitaker_frm4.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,660 F2 · kind: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:54 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001711 · whitaker_frm4.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 55,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001683168-18-001500 · whitaker_f4-051818.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,000 shares Expires 2018-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested according to the following schedule: 25% of the option (13,750 shares) vested on the first anniversary of the Grant Date and the remainder of the option (41,250 shares) vested ratably each month thereafter over a period of 36 months. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 35,144 | $2.77 | $97,348.88 |
DisclosureSEC source: 0001683168-18-001500 · whitaker_f4-051818.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,831 F2 · shares: Constitutes previously owned shares surrendered to cover the exercise price of the option being exercised through a stock swap. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 55,000 | $1.77 | $97,350.00 |
DisclosureSEC source: 0001683168-18-001500 · whitaker_f4-051818.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired via exercise of Stock Options granted on September 26, 2011 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:26 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 11,429 | $1.64 | $18,749.27 |
DisclosureSEC source: 0001683168-18-001442 · whitaker_frm4.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,975 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 21:51 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-000684 · whitaker_f4.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 21:51 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 421 | $2.25 | $947.25 |
DisclosureSEC source: 0001683168-18-000684 · whitaker_f4.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,546 F2 · kind: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 21:51 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-000684 · whitaker_f4.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-003330 · whitaker_frm4.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 470 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 470 | $1.92 | $902.40 |
DisclosureSEC source: 0001683168-17-003330 · whitaker_frm4.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,717 F2 · kind: In accordance with the terms of the RSU Agreement, 470 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-003330 · whitaker_frm4.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:22 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 2,818 | $1.02 | $2,874.36 |
DisclosureSEC source: 0001683168-17-003090 · whitaker_f4-111517.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,937 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:35 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Unites · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-002407 · whitaker_f4.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 1,879 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:35 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 1,879 | $1.96 | $3,682.84 |
DisclosureSEC source: 0001683168-17-002407 · whitaker_f4.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,119 F2 · kind: In accordance with the terms of the RSU Agreement, 1,879 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:35 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-002407 · whitaker_f4.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:31 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantStock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001683168-17-002280 · whitaker_frm4.xml · derivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-08-29 F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (12,500 shares) vests on the first anniversary of the grant date and the remainder of the option (37,500 shares) shall vest ratably each month thereafter over a period of 36 months. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:31 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 18,015 | $1.02 | $18,375.30 |
DisclosureSEC source: 0001683168-17-001321 · whitaker_frm4.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,998 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 2,819 | $1.02 | $2,875.38 |
DisclosureSEC source: 0001683168-16-000700 · whitaker_frm4.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,983 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 00:33 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-16-000134 · whitaker_f4.xml · derivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (5,000 shares) vest on the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (5,000 shares) vest on the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 00:33 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001683168-16-000134 · whitaker_f4.xml · derivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-09-14 F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (12,500 shares) vests on the first anniversary of the grant date and the remainder of the option (37,500 shares) shall vest ratably each month thereafter over a period of 36 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.