Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Chief Financial Officer | September 09, 2024 | September 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date September 09, 2024 · Filed September 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 342,322 |
Ending reported balance
After 2024-09-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-09-09 · Grant · Acquired 30,275 · Balance 316,165 F1: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. Row 2 · 2024-09-09 · Grant · Acquired 40,876 · Balance 357,041 F2: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. Row 3 · 2024-09-09 · Grant · Acquired 52,060 · Balance 409,101 F3: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. Row 4 · 2024-09-09 · Tax withholding · Disposed 66,779 · Balance 342,322 F4: In accordance with the terms of the applicable RSU award agreements, 66,779 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.
F2: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.
F3: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.
F4: In accordance with the terms of the applicable RSU award agreements, 66,779 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2024 Filed Sep 10, 2024 22:40 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 66,779 | $4.14 | $276,465.06 |
DisclosureSEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 4 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,322 F4 · kind: In accordance with the terms of the applicable RSU award agreements, 66,779 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 22:40 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 52,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 409,101 F3 · kind: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. F3 · price: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 22:40 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 40,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,041 F2 · kind: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. F2 · price: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 22:40 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 30,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,165 F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. F1 · price: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024. Read SEC document |
| August 28, 2024 Filed Aug 29, 2024 20:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 29,720 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001683168-24-006112 · ownership.xml · derivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,720 shares Expires 2024-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The reporting person previously exercised 20,280 stock options from this award granted on August 29, 2017 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| August 28, 2024 Filed Aug 29, 2024 20:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 11,688 | $2.16 | $25,246.08 |
DisclosureSEC source: 0001683168-24-006112 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock acquired via a net exercise of Stock Options granted on August 29, 2017 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| July 01, 2024 Filed Jul 23, 2024 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 60,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-005011 · ownership.xml · derivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,656 Underlying: Common Stock · 60,656 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027. F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 21:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 8,724 | $5.29 | $46,149.96 |
DisclosureSEC source: 0001683168-23-006444 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Interim CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,202 F2 · kind: In accordance with the terms of the applicable RSU award agreement, 8,724 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F3 · balance_after: The reporting person transferred 5,145 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 21:00 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 25,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-006444 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Interim CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,071 F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 25,229 RSUs subject to the award on September 13, 2023, with respect to the performance conditions that were satisfied for fiscal 2023. F1 · price: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 25,229 RSUs subject to the award on September 13, 2023, with respect to the performance conditions that were satisfied for fiscal 2023. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 20:46 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 26,348 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001683168-23-004707 · ownership.xml · derivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Interim CEO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,348 shares Expires 2023-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The reporting person previously exercised 23,652 stock options from this award granted on September 14, 2016 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 20:46 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 26,348 | $1.37 | $36,096.76 |
DisclosureSEC source: 0001683168-23-004707 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Interim CEO & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on September 14, 2016 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 00:02 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 2,479 | $5.16 | $12,801.56 |
DisclosureSEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 4 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,494 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.11 to $5.23. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: The reporting person transferred 1,637 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 00:02 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 2,479 | $5.23 | $12,962.69 |
DisclosureSEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,610 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $5.15 to $5.34. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2022 Filed Sep 20, 2022 00:02 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 2,480 | $5.50 | $13,649.92 |
DisclosureSEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,089 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2022 Filed Sep 20, 2022 00:02 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 14,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,569 F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 14,876 RSUs subject to the award on September 15, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 2,406 | $5.63 | $13,540.97 |
DisclosureSEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 4 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,693 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.57 to $5.69. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: The reporting person transferred 1,588 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 2,406 | $5.76 | $13,853.75 |
DisclosureSEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,687 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $5.65 to $5.99. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 2,407 | $5.71 | $13,751.19 |
DisclosureSEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,093 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.63 to $5.80. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 00:01 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 14,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,500 F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 14,438 RSUs subject to the award on September 12, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| September 09, 2022 Filed Sep 10, 2022 00:14 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 2,406 | $5.82 | $14,000.51 |
DisclosureSEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 4 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,062 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $5.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: The reporting person transferred 1,588 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| September 08, 2022 Filed Sep 10, 2022 00:14 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 2,406 | $5.82 | $14,010.14 |
DisclosureSEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,056 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $5.80 to $5.89. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2022 Filed Sep 10, 2022 00:14 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 2,407 | $6.06 | $14,574.39 |
DisclosureSEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,462 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.98 to $6.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2022 Filed Sep 10, 2022 00:14 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 14,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,869 F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 14,438 RSUs subject to the award on September 7, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 00:25 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 5,000 | $6.06 | $30,290.00 |
DisclosureSEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 6 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,431 F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7 · price: This transaction was executed in multiple trades at prices ranging from $6.02 to $6.11. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: The reporting person transferred 3,979 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 00:25 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 5,000 | $6.04 | $30,195.00 |
DisclosureSEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 5 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,410 F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $6.15. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:25 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 2,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006225 · ownership.xml · derivative · entry 7 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:25 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 5,000 | $5.85 | $29,235.00 |
DisclosureSEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 4 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,410 F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.73 to $5.92. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:25 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,410 F3 · kind: On November 2, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2021 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,000 RSUs subject to the award on September 1, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:25 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 972 | $5.85 | $5,686.20 |
DisclosureSEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,410 F2 · kind: In accordance with the terms of the RSU Agreement, 972 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:25 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 2,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 01:12 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 3,364 | $6.19 | $20,836.62 |
DisclosureSEC source: 0001683168-22-006135 · ownership.xml · nonDerivative · entry 4 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,569 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. F5 · price: This transaction was executed in multiple trades at prices ranging from $6.04 to $6.33. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: The reporting person transferred 2,220 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 01:12 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 3,364 | $6.35 | $21,371.49 |
DisclosureSEC source: 0001683168-22-006135 · ownership.xml · nonDerivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,153 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. F4 · price: This transaction was executed in multiple trades at prices ranging from $6.25 to $6.47. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 01:12 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 3,364 | $6.51 | $21,906.37 |
DisclosureSEC source: 0001683168-22-006135 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,517 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.41 to $6.66. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 01:12 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 20,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-006135 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,881 F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 20,184 RSUs subject to the award on August 29, 2022 with respect to the performance conditions that were satisfied for fiscal 2022. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-004161 · ownership.xml · derivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,817 Underlying: Common Stock · 2,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 947 | $5.64 | $5,341.08 |
DisclosureSEC source: 0001683168-22-004161 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,697 F2 · kind: In accordance with the terms of the RSU Agreement, 947 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F3 · balance_after: The reporting person transferred 679 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-004161 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| March 04, 2022 Filed Mar 5, 2022 00:03 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 32 | $6.53 | $208.96 |
DisclosureSEC source: 0001683168-22-001465 · ownership.xml · nonDerivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,511 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding obligations. F4 · balance_after: The reporting person transferred 679 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| March 03, 2022 Filed Mar 5, 2022 00:03 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-001465 · ownership.xml · derivative · entry 4 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,629 Underlying: Common Stock · 2,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| March 03, 2022 Filed Mar 5, 2022 00:03 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 1,135 | $6.58 | $7,468.64 |
DisclosureSEC source: 0001683168-22-001465 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,222 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding obligations. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.53 to $6.64. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2022 Filed Mar 5, 2022 00:03 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-001465 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| December 05, 2021 Filed Dec 7, 2021 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock OPtion (Right to buy) · Derivative | 20,053 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001683168-21-006168 · ownership.xml · derivative · entry 5 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,053 shares Expires 2022-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: The reporting person previously exercised 19,947 stock options from this award granted on September 1, 2015 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| December 05, 2021 Filed Dec 7, 2021 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 20,053 | $1.35 | $27,071.55 |
DisclosureSEC source: 0001683168-21-006168 · ownership.xml · nonDerivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents shares of common stock acquired via exercise of stock options granted on September 1, 2015 under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestrick Stock Units · Derivative | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-006168 · ownership.xml · derivative · entry 4 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,441 Underlying: Common Stock · 2,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 972 | $7.01 | $6,813.72 |
DisclosureSEC source: 0001683168-21-006168 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,492 F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding obligations. F3 · balance_after: The reporting person transferred 408 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-006168 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock. Read SEC document |
| November 15, 2021 Filed Nov 24, 2021 01:54 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 501 | $4.24 | $2,124.24 |
DisclosureSEC source: 0001683168-21-005943 · ownership.xml · nonDerivative · entry 1 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,060 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 6,916 | $6.24 | $43,155.84 |
DisclosureSEC source: 0001683168-21-004302 · ownership.xml · nonDerivative · entry 4 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,559 F4 · kind: In accordance with the terms of the applicable RSU award agreement, 6,916 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F5 · balance_after: The reporting person transferred 6,307 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-004302 · ownership.xml · nonDerivative · entry 3 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,782 F3 · kind: On November 2, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2021 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 20,000 RSUs subject to the award on September 13, 2021 with respect to the performance conditions that were satisfied for fiscal 2021. F3 · price: On November 2, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2021 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 20,000 RSUs subject to the award on September 13, 2021 with respect to the performance conditions that were satisfied for fiscal 2021. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 12,909 | $6.24 | $80,552.16 |
DisclosureSEC source: 0001683168-21-004302 · ownership.xml · nonDerivative · entry 2 Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,782 F2 · kind: In accordance with the terms of the applicable RSU award agreement, 12,909 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.