Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXICURE, INC.XCUR · Entity 8068 | 10% owner | September 12, 2024 | September 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXICURE, INC.
Report date September 12, 2024 · Filed September 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 849,223 |
Reported balance
After 2024-09-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-09-12 · Purchase · Acquired 237,223 · Balance 849,223 F1: Reporting Person acquired shares in exchange for $711,699 of debt owned by the Company to the Reporting Person . F2: Shares adjusted due to 1-for-5 reverse stock split. Also includes shares previously reported as sold based on a contract for sale, but the sale has not closed. Reporting Person provided the buyer with an extension to close by October 31, 2024, but as of the date hereof it is uncertain whether buyer will purchase the shares and Reporting Person has the right to terminate the contract. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person acquired shares in exchange for $711,699 of debt owned by the Company to the Reporting Person .
F2: Shares adjusted due to 1-for-5 reverse stock split. Also includes shares previously reported as sold based on a contract for sale, but the sale has not closed. Reporting Person provided the buyer with an extension to close by October 31, 2024, but as of the date hereof it is uncertain whether buyer will purchase the shares and Reporting Person has the right to terminate the contract.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2024 Filed Sep 17, 2024 01:41 UTC | EXICURE, INC. XCUR · Entity 8068 | PurchaseCommon Stock | 237,223 | $3.00 | $711,669.00 |
DisclosureSEC source: 0000950170-24-106988 · ownership.xml · nonDerivative · entry 1 DGP Co., Ltd. · CIK 0001982280 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 849,223 F1 · kind: Reporting Person acquired shares in exchange for $711,699 of debt owned by the Company to the Reporting Person . F1 · shares: Reporting Person acquired shares in exchange for $711,699 of debt owned by the Company to the Reporting Person . F1 · price: Reporting Person acquired shares in exchange for $711,699 of debt owned by the Company to the Reporting Person . F2 · balance_after: Shares adjusted due to 1-for-5 reverse stock split. Also includes shares previously reported as sold based on a contract for sale, but the sale has not closed. Reporting Person provided the buyer with an extension to close by October 31, 2024, but as of the date hereof it is uncertain whether buyer will purchase the shares and Reporting Person has the right to terminate the contract. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:36 UTC | EXICURE, INC. XCUR · Entity 8068 | SaleCommon Stock | 3,400,000 | $1.32 | $4,488,000.00 |
DisclosureSEC source: 0000950170-24-025131 · ownership.xml · nonDerivative · entry 1 DGP Co., Ltd. · CIK 0001982280 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Stock Purchase Agreement, the Reporting Person agreed to sell 3,400,000 shares, but only 340,000 shares were initially delivered to the buyer in exchange for 10% of the total consideration, with the remaining 90% of the sale to close by or on June 30, 2024. F1 · balance_after: Pursuant to the Stock Purchase Agreement, the Reporting Person agreed to sell 3,400,000 shares, but only 340,000 shares were initially delivered to the buyer in exchange for 10% of the total consideration, with the remaining 90% of the sale to close by or on June 30, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.