TapewireFind a company

person · Reporting owner

Grau Michael

Disclosed activity across 2 companies

Tapewire entity
87469
SEC CIK
0001792505

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Madison Square Garden Entertainment Corp.MSGE · Entity 4110EVP and CFOSeptember 13, 2024September 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Madison Square Garden Entertainment Corp.

Report date September 13, 2024 · Filed September 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect3,325 Ending reported balance After 2024-09-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-09-13 · Exercise / conversion · Acquired 1,780 · Balance 1,780

F1: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

Row 2 · 2024-09-13 · Exercise / conversion · Acquired 3,417 · Balance 5,197

F1: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

Row 3 · 2024-09-13 · Tax withholding · Disposed 1,872 · Balance 3,325

F2: Represents RSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footone 1 above, exempt under Rule 16b-3.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-09-15Direct3,560 Reported balance After 2024-09-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-09-13 · Exercise / conversion · Disposed 1,780 · Balance 3,560

F1: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-09-15Direct6,835 Reported balance After 2024-09-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-09-13 · Exercise / conversion · Disposed 3,417 · Balance 6,835

F1: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

F2: Represents RSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footone 1 above, exempt under Rule 16b-3.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Optimum Communications, Inc.

Report date March 01, 2023 · Filed March 03, 2023

Section 16 reporting ended · disclosed 2023-03-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect646,779 Reported balance After 2023-03-01 transaction · row 1
1 source row

Row 1 · 2023-03-01 · Grant · Acquired 241,116 · Balance 646,779

F1: Represents restricted share units ("RSUs") granted pursuant to the Amended and Restated Altice USA 2017 Long Term Incentive Plan, as amended (the "Plan"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs vest in equal installments on each of March 1, 2024 and 2025.

F2: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.78 · Expires 2031-12-29Direct0 Reported balance After 2023-03-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-01 · Disposition to issuer · Disposed 797,872 · Balance 0

F2: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

F3: These stock options provided for vesting in equal installments on each of December 29, 2022, 2023 and 2024.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.57 · Expires 2028-06-27Direct0 Reported balance After 2023-03-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-01 · Disposition to issuer · Disposed 56,903 · Balance 0

F2: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

F4: These stock options vested on June 27, 2021.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.36 · Expires 2030-01-29Direct0 Reported balance After 2023-03-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-03-01 · Disposition to issuer · Disposed 750,000 · Balance 0

F2: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

F5: These stock options provided for vesting 50% on December 27, 2021, 25% on December 27, 2022 and 25% on December 27, 2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.08 · Expires 2029-06-26Direct0 Reported balance After 2023-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-03-01 · Disposition to issuer · Disposed 83,052 · Balance 0

F2: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

F6: These stock options vested on June 26, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted share units ("RSUs") granted pursuant to the Amended and Restated Altice USA 2017 Long Term Incentive Plan, as amended (the "Plan"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs vest in equal installments on each of March 1, 2024 and 2025.

F2: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

F3: These stock options provided for vesting in equal installments on each of December 29, 2022, 2023 and 2024.

F4: These stock options vested on June 27, 2021.

F5: These stock options provided for vesting 50% on December 27, 2021, 25% on December 27, 2022 and 25% on December 27, 2023.

F6: These stock options vested on June 26, 2022.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2024 Filed Sep 17, 2024 17:00 UTC Madison Square Garden Entertainment Corp. MSGE · Entity 4110 Exercise / conversionRestricted Stock Units · Derivative 3,417 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107352 · ownership.xml · derivative · entry 5

Grau Michael · CIK 0001792505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,835

Underlying: Class A Common Stock · 3,417 shares

Expires 2026-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 17:00 UTC Madison Square Garden Entertainment Corp. MSGE · Entity 4110 Exercise / conversionRestricted Stock Units · Derivative 1,780 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107352 · ownership.xml · derivative · entry 4

Grau Michael · CIK 0001792505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,560

Underlying: Class A Common Stock · 1,780 shares

Expires 2026-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 17:00 UTC Madison Square Garden Entertainment Corp. MSGE · Entity 4110 Tax withholdingClass A Common Stock 1,872 $40.29 $75,422.88
Disclosure

SEC source: 0000950170-24-107352 · ownership.xml · nonDerivative · entry 3

Grau Michael · CIK 0001792505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,325

F2 · kind: Represents RSUs of MSGE withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footone 1 above, exempt under Rule 16b-3.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 17:00 UTC Madison Square Garden Entertainment Corp. MSGE · Entity 4110 Exercise / conversionClass A Common Stock 3,417 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107352 · ownership.xml · nonDerivative · entry 2

Grau Michael · CIK 0001792505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 17:00 UTC Madison Square Garden Entertainment Corp. MSGE · Entity 4110 Exercise / conversionClass A Common Stock 1,780 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107352 · ownership.xml · nonDerivative · entry 1

Grau Michael · CIK 0001792505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") was granted on April 24, 2024 under the Madison Square Garden Entertainment Corp. ("MSGE") 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 13, 2024. One-third of the RSUs are scheduled to vest and settle on September 15, 2025. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2026.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 16:15 UTC Madison Square Garden Entertainment Corp. MSGE · Entity 4110 GrantRestricted Stock Units · Derivative 12,874 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-101872 · ownership.xml · derivative · entry 1

Grau Michael · CIK 0001792505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,874

Underlying: Class A Common Stock · 12,874 shares

Expires 2027-09-15

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The RSUs are scheduled to vest and settle in three equal installments on September 15, 2025, September 15, 2026 and September 15, 2027.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 16:05 UTC Madison Square Garden Entertainment Corp. MSGE · Entity 4110 GrantRestricted Stock Units · Derivative 10,252 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-049082 · ownership.xml · derivative · entry 2

Grau Michael · CIK 0001792505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,252

Underlying: Class A Common Stock · 10,252 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The RSUs will vest and settle in three equal installments on September 15, 2024, September 15, 2025 and September 15, 2026.

F2 · derivative.expiration_date: The RSUs will vest and settle in three equal installments on September 15, 2024, September 15, 2025 and September 15, 2026.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 16:05 UTC Madison Square Garden Entertainment Corp. MSGE · Entity 4110 GrantRestricted Stock Units · Derivative 5,340 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-049082 · ownership.xml · derivative · entry 1

Grau Michael · CIK 0001792505 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,340

Underlying: Class A Common Stock · 5,340 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2023 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The RSUs will vest and settle in three equal installments on September 15, 2024, September 15, 2025 and September 15, 2026.

F2 · derivative.expiration_date: The RSUs will vest and settle in three equal installments on September 15, 2024, September 15, 2025 and September 15, 2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:34 UTC Optimum Communications, Inc. ATUS · Entity 5768 Disposition to issuerStock Option (Right to Buy) · Derivative 83,052 Not disclosed Strike: $24.08 Not disclosed
Disclosure

SEC source: 0000947871-23-000274 · ownership.xml · derivative · entry 5

Grau Michael · CIK 0001792505 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 83,052 shares

Expires 2029-06-26

F2 · price: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

F6 · derivative.exercise_date: These stock options vested on June 26, 2022.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:34 UTC Optimum Communications, Inc. ATUS · Entity 5768 Disposition to issuerStock Option (Right to Buy) · Derivative 750,000 Not disclosed Strike: $28.36 Not disclosed
Disclosure

SEC source: 0000947871-23-000274 · ownership.xml · derivative · entry 4

Grau Michael · CIK 0001792505 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 750,000 shares

Expires 2030-01-29

F2 · price: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

F5 · derivative.exercise_date: These stock options provided for vesting 50% on December 27, 2021, 25% on December 27, 2022 and 25% on December 27, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:34 UTC Optimum Communications, Inc. ATUS · Entity 5768 Disposition to issuerStock Option (Right to Buy) · Derivative 56,903 Not disclosed Strike: $17.57 Not disclosed
Disclosure

SEC source: 0000947871-23-000274 · ownership.xml · derivative · entry 3

Grau Michael · CIK 0001792505 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 56,903 shares

Expires 2028-06-27

F2 · price: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

F4 · derivative.exercise_date: These stock options vested on June 27, 2021.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:34 UTC Optimum Communications, Inc. ATUS · Entity 5768 Disposition to issuerStock Option (Right to Buy) · Derivative 797,872 Not disclosed Strike: $15.78 Not disclosed
Disclosure

SEC source: 0000947871-23-000274 · ownership.xml · derivative · entry 2

Grau Michael · CIK 0001792505 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 797,872 shares

Expires 2031-12-29

F2 · price: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

F3 · derivative.exercise_date: These stock options provided for vesting in equal installments on each of December 29, 2022, 2023 and 2024.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:34 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantClass A common stock 241,116 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-23-000274 · ownership.xml · nonDerivative · entry 1

Grau Michael · CIK 0001792505 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,779

F1 · shares: Represents restricted share units ("RSUs") granted pursuant to the Amended and Restated Altice USA 2017 Long Term Incentive Plan, as amended (the "Plan"). Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs vest in equal installments on each of March 1, 2024 and 2025.

F2 · price: On March 1, 2023, the Issuer cancelled, pursuant to the Issuer's stock option exchange program, (i) stock options to purchase 797,872 shares of the Issuer's Class A common stock granted to the Reporting Person on December 29, 2021, (ii) stock options to purchase 56,903 shares of the Issuer's Class A common stock granted to the Reporting Person on June 27, 2018, (iii) stock options to purchase 750,000 shares of the Issuer's Class A common stock granted to the Reporting Person on January 29, 2020 and (iv) stock options to purchase 83,052 shares of the Issuer's Class A common stock granted to the Reporting Person on June 26, 2019. In exchange for the cancelled stock options, the Reporting Person received 241,116 RSUs and $2,411,190 of deferred cash denominated awards ("DCAs"). The RSUs and DCAs will vest in equal installments on each of March 1, 2024 and 2025, subject to the Reporting Person's continued employment with the Issuer on the vesting date.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 23:18 UTC Optimum Communications, Inc. ATUS · Entity 5768 Tax withholdingClass A common stock 37,124 $4.28 $158,890.72
Disclosure

SEC source: 0000947871-23-000006 · ownership.xml · nonDerivative · entry 1

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,663

F1 · kind: Represents shares of the Issuer's Class A common stock withheld for taxes upon the vesting of restricted share units granted pursuant to the Amended and Restated Altice USA 2017 Long Term Incentive Plan, as amended.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:33 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantStock Option (right to buy) · Derivative 797,872 $0.00 Strike: $15.78 $0.00
Disclosure

SEC source: 0000947871-22-000705 · ownership.xml · derivative · entry 2

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,872

Underlying: Class A common stock · 797,872 shares

Expires 2031-12-29

F1 · date: This grant was approved by a committee of the board of directors of the Issuer on December 23, 2021, subject to stockholder approval of an amendment to the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's stockholders approved the amendment to the Plan on June 15, 2022.

F3 · derivative.exercise_date: Represents stock options granted pursuant to the Plan. The stock options vest in equal installments on each of December 29, 2022, 2023 and 2024.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:33 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantClass A common stock 308,935 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-22-000705 · ownership.xml · nonDerivative · entry 1

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,787

F1 · date: This grant was approved by a committee of the board of directors of the Issuer on December 23, 2021, subject to stockholder approval of an amendment to the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's stockholders approved the amendment to the Plan on June 15, 2022.

F2 · price: Represents restricted share units granted pursuant to the Plan. Each restricted share unit represents a contingent right to receive one share of the Issuer's Class A common stock. The restricted share units vest in equal installments on each of December 29, 2022, 2023 and 2024.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:57 UTC Optimum Communications, Inc. ATUS · Entity 5768 SaleClass A common stock 30,000 $36.91 $1,107,300.00
Disclosure

SEC source: 0000947871-21-000636 · ownership.xml · nonDerivative · entry 1

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,852

F1 · price: Represents the weighted average sales price of the shares sold ranging from a low of $36.81 to a high of $36.94 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 20, 2021 Filed Feb 5, 2021 21:37 UTC Optimum Communications, Inc. ATUS · Entity 5768 SaleClass A common stock 40,000 $36.15 $1,446,000.00
Disclosure

SEC source: 0000947871-21-000136 · ownership.xml · nonDerivative · entry 2

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,852

F1 · kind: The Reporting Person contributed shares of Class A common stock of the Issuer to an exchange fund in exchange for shares of the exchange fund. The shares of Class A common stock of the Issuer were valued at $36.15 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.

F1 · price: The Reporting Person contributed shares of Class A common stock of the Issuer to an exchange fund in exchange for shares of the exchange fund. The shares of Class A common stock of the Issuer were valued at $36.15 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.

Read SEC document
December 29, 2020 Filed Feb 5, 2021 21:37 UTC Optimum Communications, Inc. ATUS · Entity 5768 GiftClass A common stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000947871-21-000136 · ownership.xml · nonDerivative · entry 1

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,852

Read SEC document
June 21, 2020 Filed Jun 23, 2020 20:56 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass C Unit · Derivative 111,874 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000574 · ownership.xml · derivative · entry 2

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 111,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

F1 · derivative.exercise_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

F1 · derivative.expiration_date: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

Read SEC document
June 21, 2020 Filed Jun 23, 2020 20:56 UTC Optimum Communications, Inc. ATUS · Entity 5768 ConversionClass A common stock 111,874 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000574 · ownership.xml · nonDerivative · entry 1

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:43 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantPerformance Stock Units · Derivative 158,200 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000556 · ownership.xml · derivative · entry 3

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,200

Underlying: Class A common stock · 158,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share.

F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020.

F5 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $60 per share.

F4 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2024 (January 29, 2026 in the event of a recession or market disruption event prior to achievement of the performance measure) or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:43 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantPerformance Stock Units · Derivative 64,920 $0.00 $0.00
Disclosure

SEC source: 0000947871-20-000556 · ownership.xml · derivative · entry 2

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,920

Underlying: Class A common stock · 64,920 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share.

F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020.

F3 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share.

F4 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2024 (January 29, 2026 in the event of a recession or market disruption event prior to achievement of the performance measure) or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:43 UTC Optimum Communications, Inc. ATUS · Entity 5768 GrantStock Option (right to buy) · Derivative 750,000 $0.00 Strike: $28.36 $0.00
Disclosure

SEC source: 0000947871-20-000556 · ownership.xml · derivative · entry 1

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A common stock · 750,000 shares

Expires 2030-01-29

F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020.

F2 · derivative.exercise_date: These Options were granted under the Plan and are scheduled to vest 50% on December 27, 2021, 25% on December 27, 2022 and 25% on December 27, 2023.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:40 UTC Optimum Communications, Inc. ATUS · Entity 5768 SaleClass A common stock 40,000 $24.00 $960,000.00
Disclosure

SEC source: 0000947871-20-000503 · ownership.xml · nonDerivative · entry 1

Grau Michael · CIK 0001792505 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,978

F1 · price: Represents the weighted average sales price of the shares sold ranging from a low of $24.00 to a high of $24.03 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.