Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GCT Semiconductor Holding, Inc.GCTS · Entity 6473 | 10% owner | September 26, 2024 | September 27, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GCT Semiconductor Holding, Inc.
Report date September 26, 2024 · Filed September 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,017,466 |
Reported balance
After 2024-09-26 transaction · row 1
1 source rowRow 1 · 2024-09-26 · Purchase · Acquired 741,603 · Balance 8,017,466 F1: Pursuant to a Securities Purchase Agreement (the "Agreement"), dated as of September 26, 2024 by and between GCT Semiconductor Holding, Inc. (the "Issuer") and Anapass, Inc. (the "Reporting Person"), the Reporting Person acquired in a private placement transaction 741,603 shares of common stock, $0.0001 par value (the "Common Stock") of the Issuer. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.02 | Direct | 148,320 |
Reported balance
After 2024-09-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-09-26 · Purchase · Acquired 148,320 · Balance 148,320 F2: Pursuant to the Agreement, the Issuer issued to the Reporting Person a warrant, which entitles the Reporting Person to purchase 148,320 shares of Common Stock for $3.02 per share (the "Warrant"). F3: The Warrant is currently exercisable and will expire five years from September 26, 2024. |
| Warrant to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 937,350 |
Reported balance
Holding disclosure · report date 2024-09-26 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 937,350 F4: The warrants reported herein are currently exercisable and will expire five years after the closing of the Issuer's business combination, as described in the Issuer's registration statement on Form S-4 (File No. 333-275522), as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a Securities Purchase Agreement (the "Agreement"), dated as of September 26, 2024 by and between GCT Semiconductor Holding, Inc. (the "Issuer") and Anapass, Inc. (the "Reporting Person"), the Reporting Person acquired in a private placement transaction 741,603 shares of common stock, $0.0001 par value (the "Common Stock") of the Issuer.
F2: Pursuant to the Agreement, the Issuer issued to the Reporting Person a warrant, which entitles the Reporting Person to purchase 148,320 shares of Common Stock for $3.02 per share (the "Warrant").
F3: The Warrant is currently exercisable and will expire five years from September 26, 2024.
F4: The warrants reported herein are currently exercisable and will expire five years after the closing of the Issuer's business combination, as described in the Issuer's registration statement on Form S-4 (File No. 333-275522), as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 26, 2024 Filed Sep 27, 2024 20:08 UTC | GCT Semiconductor Holding, Inc. GCTS · Entity 6473 | PurchaseWarrant to Purchase Common Stock · Derivative | 148,320 | $0.00 Strike: $3.02 | $0.00 |
DisclosureSEC source: 0000929638-24-003344 · form4.xml · derivative · entry 2 Anapass, Inc. · CIK 0002007839 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,320 Underlying: Common Stock · 148,320 shares Expires not disclosed F2 · kind: Pursuant to the Agreement, the Issuer issued to the Reporting Person a warrant, which entitles the Reporting Person to purchase 148,320 shares of Common Stock for $3.02 per share (the "Warrant"). F3 · derivative.exercise_date: The Warrant is currently exercisable and will expire five years from September 26, 2024. F3 · derivative.expiration_date: The Warrant is currently exercisable and will expire five years from September 26, 2024. Read SEC document |
| September 26, 2024 Filed Sep 27, 2024 20:08 UTC | GCT Semiconductor Holding, Inc. GCTS · Entity 6473 | PurchaseCommon Stock | 741,603 | $3.02 | $2,239,641.06 |
DisclosureSEC source: 0000929638-24-003344 · form4.xml · nonDerivative · entry 1 Anapass, Inc. · CIK 0002007839 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,017,466 F1 · kind: Pursuant to a Securities Purchase Agreement (the "Agreement"), dated as of September 26, 2024 by and between GCT Semiconductor Holding, Inc. (the "Issuer") and Anapass, Inc. (the "Reporting Person"), the Reporting Person acquired in a private placement transaction 741,603 shares of common stock, $0.0001 par value (the "Common Stock") of the Issuer. Read SEC document |
| March 26, 2024 Filed Mar 27, 2024 23:01 UTC | GCT Semiconductor Holding, Inc. GCTS · Entity 6473 | GrantCommon Stock | 7,275,863 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001261 · form4.xml · nonDerivative · entry 1 Anapass, Inc. · CIK 0002007839 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,275,863 F1 · kind: Pursuant to the Business Combination Agreement, dated as of November 2, 2023 (the "Business Combination Agreement"), by and among Concord Acquisition Corp III, Gibraltar Merger Sub Inc., and GCT Semiconductor, Inc. ("GCT"), at the Effective Time (as defined in the Business Combination Agreement), each share of GCT common stock was automatically converted for the right to receive common stock of the Issuer in the manner set forth in the Business Combination Agreement. Read SEC document |
| March 26, 2024 Filed May 3, 2024 20:05 UTC Amendment | GCT Semiconductor Holding, Inc. GCTS · Entity 6473 | OtherPrivate Placement Warrants · Derivative | 937,350 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000929638-24-001689 · form4.xml · derivative · entry 2 Anapass, Inc. · CIK 0002007839 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 937,350 Underlying: Common Stock · 937,350 shares Expires not disclosed F2 · security: This Form 4/A is being filed to include the amount of Private Placement Warrants (as defined below) beneficially owned by Anapass, Inc., which was inadvertently omitted in the original Form 4 filed on March 27, 2024. F3 · kind: Represents 937,350 private placement warrants (the "Private Placement Warrants") received by Anapass, Inc. that were allocated to certain Company Insider Recipients at GCT's discretion to incentivize investment. Each Private Placement Warrant entitles the holder to purchase one share of Common Stock for $11.50 per share, subject to adjustment. F4 · derivative.exercise_date: The Private Placement Warrants are currently exercisable and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-275522), as amended. F4 · derivative.expiration_date: The Private Placement Warrants are currently exercisable and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-275522), as amended. Read SEC document |
| March 26, 2024 Filed May 3, 2024 20:05 UTC Amendment | GCT Semiconductor Holding, Inc. GCTS · Entity 6473 | GrantCommon Stock | 7,275,863 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001689 · form4.xml · nonDerivative · entry 1 Anapass, Inc. · CIK 0002007839 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,275,863 F1 · kind: Pursuant to the Business Combination Agreement, dated as of November 2, 2023 (the "Business Combination Agreement"), by and among Concord Acquisition Corp III, Gibraltar Merger Sub Inc., and GCT Semiconductor, Inc. ("GCT"), at the Effective Time (as defined in the Business Combination Agreement), each share of GCT common stock was automatically converted for the right to receive common stock, $0.0001 par value (the "Common Stock") of the Issuer in the manner set forth in the Business Combination Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.