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Fleming William Kevin

Disclosed activity across 1 company

Tapewire entity
87212
SEC CIK
0001699801

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date September 30, 2024 · Filed September 30, 2024

Section 16 reporting ended · disclosed 2024-09-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect11,723 Reported balance Holding disclosure · report date 2024-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 11,723

F11: Includes 1,396 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Humana CommonSEC Table I · non-derivativeIndirectSee Footnote121 Reported balance Holding disclosure · report date 2024-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 121

F1: Shares held for the benefit of reporting person as of August 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25Direct324 Reported balance Holding disclosure · report date 2024-09-30 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 324

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $350.79 · Expires 2027-02-24Direct2,149 Reported balance Holding disclosure · report date 2024-09-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 2,149

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-22Direct4,807 Reported balance Holding disclosure · report date 2024-09-30 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 4,807

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $425.06 · Expires 2029-02-21Direct3,750 Reported balance Holding disclosure · report date 2024-09-30 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 3,750

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $510.24 · Expires 2030-02-24Direct3,698 Reported balance Holding disclosure · report date 2024-09-30 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 3,698

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $367.21 · Expires 2031-02-21Direct5,389 Reported balance Holding disclosure · report date 2024-09-30 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 5,389

F7: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect345 Reported balance Holding disclosure · report date 2024-09-30 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 345

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect639 Reported balance Holding disclosure · report date 2024-09-30 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 639

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote24 Reported balance Holding disclosure · report date 2024-09-30 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 24

F12: Phantom Stock Units held for the benefit of reporting person as of August 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held for the benefit of reporting person as of August 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.

F7: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F10: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F11: Includes 1,396 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

F12: Phantom Stock Units held for the benefit of reporting person as of August 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 50 $350.41 $17,520.50
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 6

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,749

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 108 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 5

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 173 $350.41 $60,620.93
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 4

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,691

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 512 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 308 $350.41 $107,926.28
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,352

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 997 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Mar 1, 2019 23:23 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,624 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000034 · edgar.xml · derivative · entry 11

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624

Underlying: Humana Common · 1,624 shares

Expires not disclosed

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

Read SEC document
February 25, 2019 Filed Mar 1, 2019 23:23 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 7,184 $0.00 Strike: $307.97 $0.00
Disclosure

SEC source: 0000049071-19-000034 · edgar.xml · derivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,184

Underlying: Humana Common · 7,184 shares

Expires 2026-02-25

F6 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

Read SEC document
December 18, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 660 Not disclosed Not disclosed
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 10

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,663

F14 · price: This transaction represents a gift/charitable donation effective December 18, 2018, in which no value was received in return.

Read SEC document
December 18, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 2,043 $295.03 $602,737.91
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 9

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,323

F13 · price: Price reported is weighted average sales price.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · derivative · entry 20

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Humana Common · 107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 511 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · derivative · entry 19

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Humana Common · 511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · derivative · entry 18

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,721

Underlying: Humana Common · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 870 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · derivative · entry 17

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 50 $304.05 $15,202.25
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 8

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 107 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 235 $304.05 $71,450.58
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 6

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 511 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 5

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 457 $304.05 $138,948.57
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 4

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,033

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 996 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 399 $304.05 $121,313.96
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,494

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 870 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000148 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 18:56 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 8,010 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-18-000074 · edgar.xml · derivative · entry 6

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,005

Underlying: Humana Common · 12,015 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 18:56 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 7,627 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-18-000074 · edgar.xml · derivative · entry 5

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 7,627 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 18:56 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 15,637 $293.08 $4,582,884.14
Disclosure

SEC source: 0000049071-18-000074 · edgar.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,023

F14 · price: Shares sold at prices ranging from $292.27 to $ 293.77. Price reported is weighted average sales price.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 18:56 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 8,010 $167.81 $1,344,118.05
Disclosure

SEC source: 0000049071-18-000074 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 04, 2018 Filed Jun 5, 2018 18:56 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 7,627 $164.65 $1,255,747.42
Disclosure

SEC source: 0000049071-18-000074 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2018 Filed Mar 5, 2018 18:24 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 323 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000052 · edgar.xml · derivative · entry 12

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Underlying: Humana Common · 323 shares

Expires not disclosed

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F12 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F12 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

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March 01, 2018 Filed Mar 5, 2018 18:24 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 1,391 $0.00 Strike: $271.14 $0.00
Disclosure

SEC source: 0000049071-18-000052 · edgar.xml · derivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

Underlying: Humana Common · 1,391 shares

Expires 2025-03-01

F6 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 3/1/19 to 3/1/21.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 3/1/19 to 3/1/21.

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February 28, 2018 Filed Mar 1, 2018 19:11 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 120 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000050 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,023

F13 · price: This transaction represents a gift/charitable donation effective February 28, 2018. This is not a market transaction and no value was received in return for the shares.

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February 28, 2018 Filed Mar 1, 2018 19:11 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 1,073 $275.35 $295,450.12
Disclosure

SEC source: 0000049071-18-000050 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

F12 · price: Price reported is average sales price.

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February 24, 2018 Filed Feb 27, 2018 23:35 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 514 $269.31 $138,425.34
Disclosure

SEC source: 0000049071-18-000041 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,216

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February 24, 2018 Filed Feb 27, 2018 23:35 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,587 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000041 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · shares: Includes Performance Stock Units that vested on 2/24/18.

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February 19, 2018 Filed Feb 21, 2018 19:31 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,536 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000017 · edgar.xml · derivative · entry 10

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536

Underlying: Humana Common · 1,536 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

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February 19, 2018 Filed Feb 21, 2018 19:31 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 6,623 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0000049071-18-000017 · edgar.xml · derivative · entry 6

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,623

Underlying: Humana Common · 6,623 shares

Expires 2025-02-19

F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21.

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December 20, 2017 Filed Dec 21, 2017 14:00 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 480 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000194 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

F10 · price: This transaction reports a gift of direct shares and is not a market transaction. No value was given in return.

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December 15, 2017 Filed Dec 19, 2017 16:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000180 · edgar.xml · derivative · entry 9

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,717

Underlying: Humana Common · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

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December 15, 2017 Filed Dec 19, 2017 16:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000180 · edgar.xml · derivative · entry 8

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

Underlying: Humana Common · 869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.

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December 15, 2017 Filed Dec 19, 2017 16:44 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 923 $253.62 $234,091.26
Disclosure

SEC source: 0000049071-17-000180 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,623

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,865 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000180 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 17:32 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 3,071 $250.98 $770,759.89
Disclosure

SEC source: 0000049071-17-000156 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,681

F10 · price: Shares sold at a price of $250.9801.

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March 08, 2017 Filed Mar 10, 2017 21:18 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 4,713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000066 · edgar.xml · derivative · entry 8

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713

Underlying: Humana Common · 4,713 shares

Expires not disclosed

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments, and 1,724 shares fully vest three years from the date of grant.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments, and 1,724 shares fully vest three years from the date of grant.

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March 08, 2017 Filed Mar 10, 2017 21:18 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 20,497 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-17-000066 · edgar.xml · derivative · entry 5

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,497

Underlying: Humana Common · 20,497 shares

Expires 2024-03-08

F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.