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Fleming William Kevin

Disclosed activity across 1 company

Tapewire entity
87212
SEC CIK
0001699801

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date September 30, 2024 · Filed September 30, 2024

Section 16 reporting ended · disclosed 2024-09-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect11,723 Reported balance Holding disclosure · report date 2024-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 11,723

F11: Includes 1,396 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Humana CommonSEC Table I · non-derivativeIndirectSee Footnote121 Reported balance Holding disclosure · report date 2024-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 121

F1: Shares held for the benefit of reporting person as of August 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25Direct324 Reported balance Holding disclosure · report date 2024-09-30 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 324

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $350.79 · Expires 2027-02-24Direct2,149 Reported balance Holding disclosure · report date 2024-09-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 2,149

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-22Direct4,807 Reported balance Holding disclosure · report date 2024-09-30 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 4,807

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $425.06 · Expires 2029-02-21Direct3,750 Reported balance Holding disclosure · report date 2024-09-30 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 3,750

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $510.24 · Expires 2030-02-24Direct3,698 Reported balance Holding disclosure · report date 2024-09-30 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 3,698

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $367.21 · Expires 2031-02-21Direct5,389 Reported balance Holding disclosure · report date 2024-09-30 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 5,389

F7: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect345 Reported balance Holding disclosure · report date 2024-09-30 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 345

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect639 Reported balance Holding disclosure · report date 2024-09-30 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 639

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote24 Reported balance Holding disclosure · report date 2024-09-30 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 24

F12: Phantom Stock Units held for the benefit of reporting person as of August 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held for the benefit of reporting person as of August 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.

F7: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F10: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F11: Includes 1,396 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

F12: Phantom Stock Units held for the benefit of reporting person as of August 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2021 Filed May 6, 2021 15:25 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 7,642 $459.21 $3,509,311.86
Disclosure

SEC source: 0000049071-21-000090 · edgar.xml · nonDerivative · entry 5

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,119

F14 · price: Price reported is weighed avg sales price.

Read SEC document
May 04, 2021 Filed May 6, 2021 15:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,391 $271.14 $377,155.74
Disclosure

SEC source: 0000049071-21-000090 · edgar.xml · nonDerivative · entry 4

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 6, 2021 15:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 6,251 $268.47 $1,678,205.97
Disclosure

SEC source: 0000049071-21-000090 · edgar.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 6, 2021 15:25 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 222 $449.90 $99,876.69
Disclosure

SEC source: 0000049071-21-000090 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,119

F13 · price: Shares swapped for the purchase price of a stock option exercise, using Fair Market Value of Humana Inc. common stock on May 3, 2021, per the 2011 Stock Incentive Plan.

Read SEC document
May 04, 2021 Filed May 6, 2021 15:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 372 $268.47 $99,870.84
Disclosure

SEC source: 0000049071-21-000090 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 23, 2021 23:34 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 4,378 $378.26 $1,656,043.73
Disclosure

SEC source: 0000049071-21-000053 · edgar.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,969

F14 · price: Price reported is weighed avg sales price.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:34 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,168 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000053 · edgar.xml · derivative · entry 12

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

Underlying: Humana Common · 1,168 shares

Expires not disclosed

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:34 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 4,807 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0000049071-21-000053 · edgar.xml · derivative · entry 9

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,807

Underlying: Humana Common · 4,807 shares

Expires 2028-02-22

F6 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:34 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 3,049 $377.42 $1,150,738.34
Disclosure

SEC source: 0000049071-21-000053 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,347

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:34 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 7,436 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000053 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · shares: Includes Performance Stock Units that vested on 2/19/21.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 860 $395.23 $339,897.80
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · nonDerivative · entry 9

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

F13 · price: All shares sold at reported price.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 427 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · derivative · entry 18

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856

Underlying: Humana Common · 427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 541 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · derivative · entry 17

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Humana Common · 541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · derivative · entry 16

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 513 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · derivative · entry 15

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 196 $390.49 $76,535.06
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · nonDerivative · entry 8

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 427 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · nonDerivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 248 $390.49 $96,840.28
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · nonDerivative · entry 6

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,589

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 541 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · nonDerivative · entry 5

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 50 $390.49 $19,524.25
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · nonDerivative · entry 4

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,296

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 108 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 235 $390.49 $91,763.98
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,238

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:45 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 513 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000167 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 542 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 8

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,290

F15 · shares: Shares represent a charitable gift/donation, effective November 5, 2020, in which no value was received in return.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 12,750 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · derivative · entry 11

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 12,750 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 11,373 $451.71 $5,137,272.81
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

F17 · price: Shares sold at prices ranging from $450.00 to $454.515. Price reported is weighted average sales price.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 7,040 $217.42 $1,530,601.60
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 6

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 4,333 $217.42 $942,059.20
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 5

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 476 $420.05 $199,944.99
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 4

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

F14 · shares: Shares swapped for the payment of purchase price on stock option exercise using fair market value on November 3, 2020 pursuant to Humana Inc.'s 2011 Stock Incentive Plan.

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November 04, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 918 $217.42 $199,586.97
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 238 $420.05 $99,972.50
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,390

F14 · shares: Shares swapped for the payment of purchase price on stock option exercise using fair market value on November 3, 2020 pursuant to Humana Inc.'s 2011 Stock Incentive Plan.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 459 $217.42 $99,793.49
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Nov 6, 2020 18:10 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 1,330 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 9

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

F16 · shares: Shares represent a charitable gift/donation, effective June 30, 2020, in which no value was received in return.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 18:35 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,724 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000059 · edgar.xml · derivative · entry 9

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 18:35 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 718 $359.85 $258,370.51
Disclosure

SEC source: 0000049071-20-000059 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,169

Read SEC document
March 08, 2020 Filed Mar 10, 2020 18:35 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,724 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000059 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 20:57 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,283 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000040 · edgar.xml · derivative · entry 12

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283

Underlying: Humana Common · 1,283 shares

Expires not disclosed

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F13 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F13 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 20:57 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 6,446 $0.00 Strike: $350.79 $0.00
Disclosure

SEC source: 0000049071-20-000040 · edgar.xml · derivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,446

Underlying: Humana Common · 6,446 shares

Expires 2027-02-24

F6 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 7,747 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 15

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,750

Underlying: Humana Common · 7,747 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F7 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 4,005 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 14

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 4,005 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 500 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 12

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163

F14 · price: Transaction represents a gift/charitable donation effective December 16, in which no value was received in return.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 13,131 $354.43 $4,653,970.43
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 11

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,663

F13 · price: Price reported is weighted avg sales price for 11,752 options. 1,379 long shares were sold at $354.2379.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 7,747 $217.42 $1,684,314.01
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 10

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 4,005 $167.81 $672,059.03
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 9

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 541 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 22

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083

Underlying: Humana Common · 541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 21

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108

Underlying: Humana Common · 108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 512 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 20

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513

Underlying: Humana Common · 512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 997 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · derivative · entry 19

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

Underlying: Humana Common · 997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,724 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 248 $350.41 $86,901.68
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 8

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,042

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:25 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 541 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000135 · edgar.xml · nonDerivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.