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Levinson Mitchell E.

Disclosed activity across 1 company

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87200
SEC CIK
0001674465

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PULSE BIOSCIENCES, INC.PLSE · Entity 1151Chief Strategy OfficerSeptember 24, 2024September 30, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PULSE BIOSCIENCES, INC.

Report date September 24, 2024 · Filed September 30, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect93,880 Reported balance After 2024-09-24 transaction · row 1
1 source row

Row 1 · 2024-09-24 · Other · Acquired 3,000 · Balance 93,880

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Common StockSEC Table I · non-derivativeIndirectSpouse21,240 Reported balance After 2024-09-24 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-09-24 · Other · Acquired 1,240 · Balance 21,240

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Common StockSEC Table I · non-derivativeIndirectImmediate Family Member 18,321 Reported balance After 2024-09-24 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2024-09-24 · Other · Acquired 322 · Balance 8,321

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Common StockSEC Table I · non-derivativeIndirectImmediate Family Member 28,421 Reported balance After 2024-09-24 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2024-09-24 · Other · Acquired 322 · Balance 8,421

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Common StockSEC Table I · non-derivativeIndirectImmediate Family Member 38,521 Reported balance After 2024-09-24 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2024-09-24 · Other · Acquired 322 · Balance 8,521

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03Direct0 Reported balance After 2024-09-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-09-24 · Other · Disposed 1,500 · Balance 0

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03Direct0 Reported balance After 2024-09-24 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-09-24 · Other · Disposed 1,500 · Balance 0

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03IndirectSpouse1 Reported balance After 2024-09-24 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-09-24 · Other · Disposed 620 · Balance 1

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03IndirectSpouse1 Reported balance After 2024-09-24 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-09-24 · Other · Disposed 620 · Balance 1

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03IndirectImmediate Family Member 10 Reported balance After 2024-09-24 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-09-24 · Other · Disposed 161 · Balance 0

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03IndirectImmediate Family Member 10 Reported balance After 2024-09-24 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2024-09-24 · Other · Disposed 161 · Balance 0

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03IndirectImmediate Family Member 20 Reported balance After 2024-09-24 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2024-09-24 · Other · Disposed 161 · Balance 0

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03IndirectImmediate Family Member 20 Reported balance After 2024-09-24 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2024-09-24 · Other · Disposed 161 · Balance 0

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03IndirectImmediate Family Member 30 Reported balance After 2024-09-24 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2024-09-24 · Other · Disposed 161 · Balance 0

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2029-07-03IndirectImmediate Family Member 30 Reported balance After 2024-09-24 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2024-09-24 · Other · Disposed 161 · Balance 0

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 15

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 3

Disclosed balance after: 0

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 14

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 3

Disclosed balance after: 0

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 13

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 2

Disclosed balance after: 0

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 12

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 2

Disclosed balance after: 0

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 11

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 1

Disclosed balance after: 0

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 10

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 1

Disclosed balance after: 0

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 620 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 9

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 1

Underlying: Common Stock · 620 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 620 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 8

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 1

Underlying: Common Stock · 620 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 1,500 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 7

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 1,500 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · derivative · entry 6

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 322 $11.00 $3,542.00
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · nonDerivative · entry 5

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 3

Disclosed balance after: 8,521

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 322 $11.00 $3,542.00
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · nonDerivative · entry 4

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 2

Disclosed balance after: 8,421

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 322 $11.00 $3,542.00
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · nonDerivative · entry 3

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 1

Disclosed balance after: 8,321

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 1,240 $11.00 $13,640.00
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · nonDerivative · entry 2

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 21,240

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
September 24, 2024 Filed Sep 30, 2024 19:38 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 3,000 $11.00 $33,000.00
Disclosure

SEC source: 0001437749-24-030292 · rdgdoc.xml · nonDerivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,880

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 15

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 3

Disclosed balance after: 161

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 14

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 3

Disclosed balance after: 161

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 13

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 2

Disclosed balance after: 161

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 12

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 2

Disclosed balance after: 161

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 11

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 1

Disclosed balance after: 161

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 161 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 10

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 1

Disclosed balance after: 161

Underlying: Common Stock · 161 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 621 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 9

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 621

Underlying: Common Stock · 621 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 621 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 8

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 621

Underlying: Common Stock · 621 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 1,500 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 7

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseWarrant (right to buy) · Derivative 1,500 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · derivative · entry 6

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2029-07-03

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F1 · price: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · nonDerivative · entry 5

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 3

Disclosed balance after: 8,199

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · nonDerivative · entry 4

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 2

Disclosed balance after: 8,099

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · nonDerivative · entry 3

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member 1

Disclosed balance after: 7,999

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 1,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · nonDerivative · entry 2

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 20,000

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
July 03, 2024 Filed Jul 8, 2024 21:56 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022341 · rdgdoc.xml · nonDerivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,880

F1 · kind: The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F2 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 1,039 $6.13 $6,372.39
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 10

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member (4)

Disclosed balance after: 1,039

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 2,400 $5.80 $13,926.24
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 9

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member (3)

Disclosed balance after: 3,234

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 100 $5.90 $590.00
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 8

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member (3)

Disclosed balance after: 834

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 2,400 $5.85 $14,029.68
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 7

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member (2)

Disclosed balance after: 3,234

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 100 $5.94 $594.00
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 6

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member (2)

Disclosed balance after: 834

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 2,300 $5.94 $13,661.77
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 5

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member (1)

Disclosed balance after: 3,234

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 200 $5.92 $1,184.00
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 4

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate Family Member (1)

Disclosed balance after: 934

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 5,000 $5.94 $29,699.50
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 3

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 9,135

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 3,800 $5.88 $22,344.00
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 2

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,027

Read SEC document
November 15, 2023 Filed Nov 17, 2023 09:10 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 PurchaseCommon Stock 461 $5.83 $2,688.55
Disclosure

SEC source: 0001437749-23-032408 · rdgdoc.xml · nonDerivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,227

Read SEC document
November 01, 2023 Filed Nov 3, 2023 17:34 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001437749-23-030246 · rdgdoc.xml · derivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-11-01

F1 · derivative.exercise_date: 100% vesting upon the earlier of (i) the six (6) year anniversary of the grant date, and (ii) the 1-year anniversary of a Company change of control.

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July 12, 2023 Filed Jul 14, 2023 20:25 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 GrantStock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $7.08 Not disclosed
Disclosure

SEC source: 0001437749-23-019989 · rdgdoc.xml · derivative · entry 1

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-07-12

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on July 12, 2023 under the Issuer's 2017 Equity Incentive Plan. The shares subject to the option are subject to four tranches of performance-based vesting criteria tied to Issuer's market capitalization, with no vesting until the Issuer's market capitalization exceeds $1 billion, in all cases, subject to the Reporting Person's continued service through each vesting milestone.

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May 25, 2023 Filed Jun 13, 2023 17:26 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 143 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001437749-23-017296 · rdgdoc.xml · derivative · entry 10

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member

Disclosed balance after: 0

Underlying: Common Stock · 143 shares

Expires 2027-06-09

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May 25, 2023 Filed Jun 13, 2023 17:26 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 143 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001437749-23-017296 · rdgdoc.xml · derivative · entry 9

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member

Disclosed balance after: 0

Underlying: Common Stock · 143 shares

Expires 2027-06-09

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May 25, 2023 Filed Jun 13, 2023 17:26 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 143 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001437749-23-017296 · rdgdoc.xml · derivative · entry 8

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member

Disclosed balance after: 0

Underlying: Common Stock · 143 shares

Expires 2027-06-09

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May 25, 2023 Filed Jun 13, 2023 17:26 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 814 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001437749-23-017296 · rdgdoc.xml · derivative · entry 7

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 0

Underlying: Common Stock · 814 shares

Expires 2027-06-09

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May 25, 2023 Filed Jun 13, 2023 17:26 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherWarrant (right to buy) · Derivative 10,935 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001437749-23-017296 · rdgdoc.xml · derivative · entry 6

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,935 shares

Expires 2027-06-09

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May 25, 2023 Filed Jun 13, 2023 17:26 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 143 $2.05 $293.15
Disclosure

SEC source: 0001437749-23-017296 · rdgdoc.xml · nonDerivative · entry 5

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member

Disclosed balance after: 734

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May 25, 2023 Filed Jun 13, 2023 17:26 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 143 $2.05 $293.15
Disclosure

SEC source: 0001437749-23-017296 · rdgdoc.xml · nonDerivative · entry 4

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member

Disclosed balance after: 734

Read SEC document
May 25, 2023 Filed Jun 13, 2023 17:26 UTC PULSE BIOSCIENCES, INC. PLSE · Entity 1151 OtherCommon Stock 143 $2.05 $293.15
Disclosure

SEC source: 0001437749-23-017296 · rdgdoc.xml · nonDerivative · entry 3

Levinson Mitchell E. · CIK 0001674465 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member

Disclosed balance after: 734

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.