Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GATX CORPGATX · Entity 2783 | EVP, Gen. Counsel and Secy | November 02, 2022 | November 04, 2022 |
| Midland States Bancorp, Inc.MSBI · Entity 5253 | Director | September 30, 2024 | October 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GATX CORP
Report date November 02, 2022 · Filed November 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,448 |
Ending reported balance
After 2022-11-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-11-02 · Sale · Disposed 2,200 · Balance 8,748 F1: Represents the weighted average sale price. The highest price at which shares were sold was $105.8400 and the lowest price at which shares were sold was $105.0200. Row 2 · 2022-11-02 · Sale · Disposed 300 · Balance 8,448 |
| Common Stock 401(k)SEC Table I · non-derivative | Indirect401k | 918 |
Reported balance
Holding disclosure · report date 2022-11-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 918 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sale price. The highest price at which shares were sold was $105.8400 and the lowest price at which shares were sold was $105.0200.
Midland States Bancorp, Inc.
Report date September 30, 2024 · Filed October 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Share EquivalentsSEC Table II · derivative / convertible security | Direct | 10,665.3166 |
Reported balance
After 2024-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-09-30 · Grant · Acquired 139.733 · Balance 10,665.3166 F1: Each common stock equivalent is the economic equivalent of one share of common stock. F2: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director. |
| Common StockSEC Table I · non-derivative | Direct | 14,377 |
Reported balance
Holding disclosure · report date 2024-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 14,377 |
Filing footnotes · ownership attribution and instrument terms
F1: Each common stock equivalent is the economic equivalent of one share of common stock.
F2: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2017 Filed Apr 4, 2017 14:56 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalents · Derivative | 25.4434 | $34.39 | $875.00 |
DisclosureSEC source: 0001593968-17-000550 · primary_01.xml · derivative · entry 2 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516.1535 Underlying: Common Stock · 25.4434 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 14:56 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalents · Derivative | 101.7738 | $34.39 | $3,500.00 |
DisclosureSEC source: 0001593968-17-000550 · primary_01.xml · derivative · entry 1 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,490.7101 Underlying: Common Stock · 101.7738 shares Expires not disclosed F1 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:14 UTC | GATX CORP GATX · Entity 2783 | Grant2017 NQ Stock Option (Right to Buy) · Derivative | 12,700 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000381 · form.xml · derivative · entry 3 Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Underlying: Common Stock · 12,700 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:06 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalents · Derivative | 5.8617 | $36.18 | $212.08 |
DisclosureSEC source: 0001593968-17-000038 · primary_01.xml · derivative · entry 3 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388.9363 Underlying: Common Stock · 5.8617 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of .4156 shares that were overstated in last Form 4 filed for the reporting person. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:06 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalents · Derivative | 24.1846 | $36.18 | $875.00 |
DisclosureSEC source: 0001593968-17-000038 · primary_01.xml · derivative · entry 2 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383.0746 Underlying: Common Stock · 24.1846 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:06 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalents · Derivative | 96.7385 | $36.18 | $3,500.00 |
DisclosureSEC source: 0001593968-17-000038 · primary_01.xml · derivative · entry 1 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358.89 Underlying: Common Stock · 96.7385 shares Expires not disclosed F1 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 11:00 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 1,104 | $46.39 | $51,210.36 |
DisclosureSEC source: 0001246360-16-007134 · form.xml · nonDerivative · entry 2 Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,374.197 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $46.98 and the lowest price at which shares were sold was $46.04 Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:49 UTC | GATX CORP GATX · Entity 2783 | SaleCommon Stock | 1,601 | $46.07 | $73,755.99 |
DisclosureSEC source: 0001246360-16-007002 · form.xml · nonDerivative · entry 4 Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,478.197 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $46.19 and the lowest price at which shares were sold was $46.04 Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 21:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 10,000 | $0.00 Strike: $26.16 | $0.00 |
DisclosureSEC source: 0001246360-16-007002 · form.xml · derivative · entry 5 Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 21:49 UTC | GATX CORP GATX · Entity 2783 | Tax withholdingCommon Stock | 7,295 | $46.88 | $341,953.13 |
DisclosureSEC source: 0001246360-16-007002 · form.xml · nonDerivative · entry 3 Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,079.197 Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 21:49 UTC | GATX CORP GATX · Entity 2783 | Exercise / conversionCommon Stock | 10,000 | $26.16 | $261,550.00 |
DisclosureSEC source: 0001246360-16-007002 · form.xml · nonDerivative · entry 2 Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,374.197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:09 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalents · Derivative | 8.0972 | $25.34 | $205.18 |
DisclosureSEC source: 0001593968-16-001093 · primary_01.xml · derivative · entry 3 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,262.1515 Underlying: Common Stock · 8.0972 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:09 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalents · Derivative | 34.5304 | $25.34 | $875.00 |
DisclosureSEC source: 0001593968-16-001093 · primary_01.xml · derivative · entry 2 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,254.0543 Underlying: Common Stock · 34.5304 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:09 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalents · Derivative | 138.1215 | $25.34 | $3,500.00 |
DisclosureSEC source: 0001593968-16-001093 · primary_01.xml · derivative · entry 1 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219.5239 Underlying: Common Stock · 138.1215 shares Expires not disclosed F1 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.