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Golden Deborah A

Disclosed activity across 2 companies

Tapewire entity
87119
SEC CIK
0001349480

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GATX CORPGATX · Entity 2783EVP, Gen. Counsel and SecyNovember 02, 2022November 04, 2022
Midland States Bancorp, Inc.MSBI · Entity 5253DirectorSeptember 30, 2024October 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GATX CORP

Report date November 02, 2022 · Filed November 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,448 Ending reported balance After 2022-11-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-11-02 · Sale · Disposed 2,200 · Balance 8,748

F1: Represents the weighted average sale price. The highest price at which shares were sold was $105.8400 and the lowest price at which shares were sold was $105.0200.

Row 2 · 2022-11-02 · Sale · Disposed 300 · Balance 8,448

Common Stock 401(k)SEC Table I · non-derivativeIndirect401k918 Reported balance Holding disclosure · report date 2022-11-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 918

Filing footnotes · ownership attribution and instrument terms

F1: Represents the weighted average sale price. The highest price at which shares were sold was $105.8400 and the lowest price at which shares were sold was $105.0200.

Midland States Bancorp, Inc.

Report date September 30, 2024 · Filed October 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Share EquivalentsSEC Table II · derivative / convertible securityDirect10,665.3166 Reported balance After 2024-09-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-09-30 · Grant · Acquired 139.733 · Balance 10,665.3166

F1: Each common stock equivalent is the economic equivalent of one share of common stock.

F2: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

Common StockSEC Table I · non-derivativeDirect14,377 Reported balance Holding disclosure · report date 2024-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 14,377

Filing footnotes · ownership attribution and instrument terms

F1: Each common stock equivalent is the economic equivalent of one share of common stock.

F2: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2019 Filed Apr 2, 2019 19:06 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 290.9393 $24.06 $7,000.00
Disclosure

SEC source: 0001593968-19-000885 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985.3989

Underlying: Common Stock · 290.9393 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 22:28 UTC GATX CORP GATX · Entity 2783 Grant2019 NQ Stock Option (Right to Buy) · Derivative 12,900 $0.00 Strike: $71.53 $0.00
Disclosure

SEC source: 0001246360-19-000375 · form.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

Underlying: Common Stock · 12,900 shares

Expires 2026-01-24

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:12 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 41.9598 $22.34 $937.38
Disclosure

SEC source: 0001593968-19-000023 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,694.4596

Underlying: Common Stock · 41.9598 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:12 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 78.3348 $22.34 $1,750.00
Disclosure

SEC source: 0001593968-19-000023 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,652.4998

Underlying: Common Stock · 78.3348 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:12 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 313.3393 $22.34 $7,000.00
Disclosure

SEC source: 0001593968-19-000023 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,574.165

Underlying: Common Stock · 313.3393 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 14:49 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 27.1477 $32.10 $871.44
Disclosure

SEC source: 0001593968-18-001287 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,260.8257

Underlying: Common Stock · 27.1477 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 14:49 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 54.5171 $32.10 $1,750.00
Disclosure

SEC source: 0001593968-18-001287 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,233.678

Underlying: Common Stock · 54.5171 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 14:49 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 218.0685 $32.10 $7,000.00
Disclosure

SEC source: 0001593968-18-001287 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,179.1609

Underlying: Common Stock · 218.0685 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 22:07 UTC GATX CORP GATX · Entity 2783 SaleCommon Stock 2,869 $81.73 $234,469.03
Disclosure

SEC source: 0001246360-18-002218 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,010

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $82.17 and the lowest price at which shares were sold was $81.42

Read SEC document
September 12, 2018 Filed Sep 13, 2018 22:07 UTC GATX CORP GATX · Entity 2783 Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 11,600 $0.00 Strike: $45.89 $0.00
Disclosure

SEC source: 0001246360-18-002218 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,600 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 22:07 UTC GATX CORP GATX · Entity 2783 Tax withholdingCommon Stock 8,731 $82.56 $720,831.36
Disclosure

SEC source: 0001246360-18-002218 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,879

Read SEC document
September 12, 2018 Filed Sep 13, 2018 22:07 UTC GATX CORP GATX · Entity 2783 Exercise / conversionCommon Stock 11,600 $45.89 $532,335.60
Disclosure

SEC source: 0001246360-18-002218 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 19:35 UTC GATX CORP GATX · Entity 2783 SaleCommon Stock 2,097 $81.89 $171,715.78
Disclosure

SEC source: 0001246360-18-002085 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,010

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $82.1114 and the lowest price at which shares were sold was $81.6600

Read SEC document
August 15, 2018 Filed Aug 17, 2018 19:35 UTC GATX CORP GATX · Entity 2783 Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 12,400 $0.00 Strike: $56.91 $0.00
Disclosure

SEC source: 0001246360-18-002085 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,400 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 19:35 UTC GATX CORP GATX · Entity 2783 Tax withholdingCommon Stock 10,303 $81.73 $842,012.68
Disclosure

SEC source: 0001246360-18-002085 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,107

Read SEC document
August 15, 2018 Filed Aug 17, 2018 19:35 UTC GATX CORP GATX · Entity 2783 Exercise / conversionCommon Stock 12,400 $56.91 $705,684.00
Disclosure

SEC source: 0001246360-18-002085 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:20 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 19.4539 $34.26 $666.49
Disclosure

SEC source: 0001593968-18-001002 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,961.0924

Underlying: Common Stock · 19.4539 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:20 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 182.4285 $34.26 $6,250.00
Disclosure

SEC source: 0001593968-18-001002 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,941.6385

Underlying: Common Stock · 182.4285 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:20 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 729.714 $34.26 $25,000.00
Disclosure

SEC source: 0001593968-18-001002 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759.21

Underlying: Common Stock · 729.714 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 21:45 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 19.6011 $31.56 $618.61
Disclosure

SEC source: 0001593968-18-000636 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,029.496

Underlying: Common Stock · 19.6011 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 21:45 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 39.6071 $31.56 $1,250.00
Disclosure

SEC source: 0001593968-18-000636 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009.8949

Underlying: Common Stock · 39.6071 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 21:45 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 158.4284 $31.56 $5,000.00
Disclosure

SEC source: 0001593968-18-000636 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,970.2878

Underlying: Common Stock · 158.4284 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
February 16, 2018 Filed Feb 16, 2018 22:07 UTC GATX CORP GATX · Entity 2783 SaleCommon Stock 1,357 $70.91 $96,220.39
Disclosure

SEC source: 0001246360-18-000715 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,618

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $70.99 and the lowest price at which shares were sold was $70.72

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:07 UTC GATX CORP GATX · Entity 2783 Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 11,700 $0.00 Strike: $58.35 $0.00
Disclosure

SEC source: 0001246360-18-000715 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,700 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:07 UTC GATX CORP GATX · Entity 2783 Tax withholdingCommon Stock 10,343 $69.80 $721,941.40
Disclosure

SEC source: 0001246360-18-000715 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,975

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:07 UTC GATX CORP GATX · Entity 2783 Exercise / conversionCommon Stock 11,700 $58.35 $682,636.50
Disclosure

SEC source: 0001246360-18-000715 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 23:14 UTC GATX CORP GATX · Entity 2783 SaleCommon Stock 3,857 $72.16 $278,335.01
Disclosure

SEC source: 0001246360-18-000380 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,618

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $72.37 and the lowest price at which shares were sold was $72.05

Read SEC document
January 25, 2018 Filed Jan 29, 2018 19:21 UTC GATX CORP GATX · Entity 2783 Grant2018 NQ Stock Option (Right to Buy) · Derivative 13,200 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-18-000357 · form.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Common Stock · 13,200 shares

Expires 2025-01-25

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

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January 22, 2018 Filed Jan 24, 2018 22:42 UTC GATX CORP GATX · Entity 2783 Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 12,100 $0.00 Strike: $44.02 $0.00
Disclosure

SEC source: 0001246360-18-000291 · form.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,100 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 22, 2018 Filed Jan 24, 2018 22:42 UTC GATX CORP GATX · Entity 2783 Tax withholdingCommon Stock 9,026 $69.46 $626,945.96
Disclosure

SEC source: 0001246360-18-000291 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,475

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January 22, 2018 Filed Jan 24, 2018 22:42 UTC GATX CORP GATX · Entity 2783 Exercise / conversionCommon Stock 12,100 $44.02 $532,581.50
Disclosure

SEC source: 0001246360-18-000291 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:10 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 16.0308 $32.48 $520.68
Disclosure

SEC source: 0001593968-18-000053 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811.8594

Underlying: Common Stock · 16.0308 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 29, 2017 Filed Jan 3, 2018 22:10 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 38.4852 $32.48 $1,250.00
Disclosure

SEC source: 0001593968-18-000053 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,795.8286

Underlying: Common Stock · 38.4852 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 29, 2017 Filed Jan 3, 2018 22:10 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 153.9409 $32.48 $5,000.00
Disclosure

SEC source: 0001593968-18-000053 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,757.3434

Underlying: Common Stock · 153.9409 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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September 29, 2017 Filed Oct 3, 2017 15:48 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 15.0948 $31.38 $473.67
Disclosure

SEC source: 0001593968-17-001085 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,603.4025

Underlying: Common Stock · 15.0948 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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September 29, 2017 Filed Oct 3, 2017 15:48 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 39.4571 $31.68 $1,250.00
Disclosure

SEC source: 0001593968-17-001085 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,588.3077

Underlying: Common Stock · 39.4571 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 15:48 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 157.8283 $31.68 $5,000.00
Disclosure

SEC source: 0001593968-17-001085 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,548.8506

Underlying: Common Stock · 157.8283 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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August 11, 2017 Filed Aug 14, 2017 19:04 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 PurchaseCommon Stock 100 $29.35 $2,935.00
Disclosure

SEC source: 0001593968-17-000982 · primary_01.xml · nonDerivative · entry 1

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
June 30, 2017 Filed Jul 5, 2017 13:48 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 9.0944 $33.52 $304.84
Disclosure

SEC source: 0001593968-17-000852 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,391.0223

Underlying: Common Stock · 9.0944 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 13:48 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 171.5394 $33.52 $5,750.00
Disclosure

SEC source: 0001593968-17-000852 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381.9279

Underlying: Common Stock · 171.5394 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 13:48 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 686.1575 $33.52 $23,000.00
Disclosure

SEC source: 0001593968-17-000852 · primary_01.xml · derivative · entry 1

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210.3885

Underlying: Common Stock · 686.1575 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 17:21 UTC GATX CORP GATX · Entity 2783 SaleCommon Stock 1,368 $64.46 $88,183.33
Disclosure

SEC source: 0001246360-17-002208 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,783

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $64.9000 and the lowest price at which shares were sold was $64.2700

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June 14, 2017 Filed Jun 16, 2017 17:21 UTC GATX CORP GATX · Entity 2783 Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 5,300 $0.00 Strike: $33.94 $0.00
Disclosure

SEC source: 0001246360-17-002208 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,300 shares

Expires 2018-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:21 UTC GATX CORP GATX · Entity 2783 Tax withholdingCommon Stock 3,932 $64.74 $254,557.68
Disclosure

SEC source: 0001246360-17-002208 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,151

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:21 UTC GATX CORP GATX · Entity 2783 Exercise / conversionCommon Stock 5,300 $33.94 $179,855.50
Disclosure

SEC source: 0001246360-17-002208 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:49 UTC GATX CORP GATX · Entity 2783 SaleCommon Stock 2,429 $65.42 $158,904.69
Disclosure

SEC source: 0001246360-17-002198 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,783

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $65.4900 and the lowest price at which shares were sold was $65.3045

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:49 UTC GATX CORP GATX · Entity 2783 Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 8,000 $0.00 Strike: $33.94 $0.00
Disclosure

SEC source: 0001246360-17-002198 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 8,000 shares

Expires 2018-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:49 UTC GATX CORP GATX · Entity 2783 Tax withholdingCommon Stock 5,571 $64.38 $358,633.13
Disclosure

SEC source: 0001246360-17-002198 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,212

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:49 UTC GATX CORP GATX · Entity 2783 Exercise / conversionCommon Stock 8,000 $33.94 $271,480.00
Disclosure

SEC source: 0001246360-17-002198 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:56 UTC Midland States Bancorp, Inc. MSBI · Entity 5253 GrantCommon Share Equivalents · Derivative 8.0775 $34.39 $277.79
Disclosure

SEC source: 0001593968-17-000550 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,524.231

Underlying: Common Stock · 8.0775 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.