Gardner Thomas J

SEC source: 0001493152-24-039338 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,012

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended September 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026068 · ownership.xml · nonDerivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,662

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended June 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026068 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,512

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F3 · shares: Represent restricted stock units issued under the Company's 2017 Omnibus Equity Incentive Plan due to the cancellation of all outstanding options. Two RSU's were granted for every three options cancelled. The RSU's will vest as follows: 1/3 immediately, 1/3 after one year and 1/3 after two years.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 16

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,475

Underlying: Common Stock · 1,800 shares

Expires 2024-09-28

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 15

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,650

Underlying: Common Stock · 825 shares

Expires 2024-12-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 14

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,825

Underlying: Common Stock · 825 shares

Expires 2025-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 13

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 825 shares

Expires 2025-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 12

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 1,250 shares

Expires 2025-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 11

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 1,250 shares

Expires 2025-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 10

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,250 shares

Expires 2026-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 9

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 1,250 shares

Expires 2026-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 8

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 1,250 shares

Expires 2026-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 7

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,250 shares

Expires 2026-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 6

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 1,250 shares

Expires 2027-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 5

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 1,250 shares

Expires 2027-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 4

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2027-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 3

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires 2027-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2028-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2028-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-013433 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,162

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended March 31, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-000349 · ownership.xml · nonDerivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,235

F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 30,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023.

SEC source: 0001493152-24-000349 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,235

F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $16,500 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023.

SEC source: 0001493152-23-035296 · ownership.xml · nonDerivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,235

F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 25,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023.

SEC source: 0001493152-23-035296 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,235

F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $15,000 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023.

SEC source: 0001654954-23-008748 · section16.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,500

Underlying: Common Stock · 25,000 shares

Expires 2028-06-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001654954-23-004404 · section16.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,500

Underlying: Common Stock · 25,000 shares

Expires 2028-03-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001903596-23-000013 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,500

Underlying: Common Stock · 25,000 shares

Expires 2027-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000683 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

Underlying: Common Stock · 25,000 shares

Expires 2027-09-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000472 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,500

Underlying: Common Stock · 25,000 shares

Expires 2027-06-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 8

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,500

Underlying: Common Stock · 25,000 shares

Expires 2027-03-30

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 9

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,500

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 10

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,500

Underlying: Common Stock · 25,000 shares

Expires 2026-09-29

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 12

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,000

Underlying: Common Stock · 2,500 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 11

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,500

Underlying: Common Stock · 17,500 shares

Expires 2024-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 7

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.32.

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 6

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 5

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 13

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,500

Underlying: Common Stock · 25,000 shares

Expires 2026-06-29

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 16

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 13,000 shares

Expires 2024-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 15

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Underlying: Common Stock · 2,500 shares

Expires 2024-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 14

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,500

Underlying: Common Stock · 4,500 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 4

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.07 to $7.16.

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 3

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 17

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,500

Underlying: Common Stock · 25,000 shares

Expires 2026-03-30

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-21-000008 · ownership.xml · derivative · entry 7

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,000

Underlying: Common Stock · 2,500 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-21-000008 · ownership.xml · derivative · entry 6

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 8,000 shares

Expires 2024-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-21-000008 · ownership.xml · derivative · entry 5

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,500

Underlying: Common Stock · 9,500 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001575705-21-000008 · ownership.xml · nonDerivative · entry 4

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $5.75 to $5.79.