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person · Reporting owner

Lau Stanley K.

Disclosed activity across 1 company

Tapewire entity
86832
SEC CIK
0001950824

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cardio Diagnostics Holdings, Inc.CDIO · Entity 8239DirectorSeptember 30, 2024October 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cardio Diagnostics Holdings, Inc.

Report date September 30, 2024 · Filed October 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.22 · Expires 2034-09-30Direct26,261 Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-30 · Grant · Acquired 18,686 · Balance 26,261

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2024 Filed Oct 10, 2024 20:50 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 GrantStock Options (Right to Buy) · Derivative 18,686 $0.22 Strike: $0.22 $4,110.92
Disclosure

SEC source: 0001486189-24-000053 · primary_doc.xml · derivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,261

Underlying: Common Stock · 18,686 shares

Expires 2034-09-30

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:51 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 GrantStock Options (Right to Buy) · Derivative 7,575 $0.55 Strike: $0.55 $4,166.25
Disclosure

SEC source: 0001486189-24-000039 · primary_doc.xml · derivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,575

Underlying: Common Stock · 7,575 shares

Expires 2034-06-30

Read SEC document
March 31, 2024 Filed Apr 8, 2024 19:22 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $12,500.00
Disclosure

SEC source: 0001486189-24-000023 · primary_doc.xml · derivative · entry 2

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I.

F4 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F3 · derivative.exercise_date: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I.

F3 · derivative.expiration_date: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I.

F4 · valueOwnedAfter: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

Read SEC document
March 31, 2024 Filed Apr 8, 2024 19:22 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 8,803 $1.42 $12,500.26
Disclosure

SEC source: 0001486189-24-000023 · primary_doc.xml · nonDerivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units (RSUs) that vested on March 31, 2024 through the issuance of shares of Common Stock.

Read SEC document
January 31, 2024 Filed Feb 5, 2024 21:50 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $2,000.00
Disclosure

SEC source: 0001486189-24-000007 · primary_doc.xml · derivative · entry 2

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On January 31, 2024, $2,000 in value of RSUs vested and were settled at the price of $2.18, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I.

F4 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F3 · derivative.exercise_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $2,000 in value of which vested on January 31, 2024.

F3 · derivative.expiration_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $2,000 in value of which vested on January 31, 2024.

F4 · balance_after: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

Read SEC document
January 31, 2024 Filed Feb 5, 2024 21:50 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 917 $2.18 $1,999.06
Disclosure

SEC source: 0001486189-24-000007 · primary_doc.xml · nonDerivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units (RSUs), awarded for advisory services, which vested on January 31, 2024 through the issuance of shares of Common Stock.

Read SEC document
January 23, 2024 Filed Feb 21, 2024 23:12 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 GrantRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $50,000.00
Disclosure

SEC source: 0001486189-24-000018 · primary_doc.xml · derivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2024-12-31

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the RSU.

F2 · reported_value: Subject to continued service with the Issuer on each respective vesting date, the RSUs will vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $12,500 in value on March 31, 2024; (ii) $12,500 in value on June 30, 2024; (iii) $12,500 in value on September 30, 2024; and (iv) $12,500 in value on December 31, 2024.

F3 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F2 · valueOwnedAfter: Subject to continued service with the Issuer on each respective vesting date, the RSUs will vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $12,500 in value on March 31, 2024; (ii) $12,500 in value on June 30, 2024; (iii) $12,500 in value on September 30, 2024; and (iv) $12,500 in value on December 31, 2024.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 22:40 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $12,500.00
Disclosure

SEC source: 0001486189-24-000001 · primary_doc.xml · derivative · entry 4

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On December 31, 2023, $14,500 in value of RSUs vested and were settled at the price of $2.49, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I.

F6 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F5 · derivative.exercise_date: On June 19, 2023, the reporting person was awarded $50,000 in value of RSUs of which $12,500 vested on December 31, 2023.

F5 · derivative.expiration_date: On June 19, 2023, the reporting person was awarded $50,000 in value of RSUs of which $12,500 vested on December 31, 2023.

F6 · valueOwnedAfter: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 22:40 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $4,000.00
Disclosure

SEC source: 0001486189-24-000001 · primary_doc.xml · derivative · entry 3

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On December 31, 2023, $14,500 in value of RSUs vested and were settled at the price of $2.49, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I.

F6 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F4 · derivative.exercise_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $4,000 in value of which vested on December 31, 2023. Subject to continued service with the Issuer on the vesting date, $2,000 in value of RSUs will vest on January 31, 2024.

F4 · derivative.expiration_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $4,000 in value of which vested on December 31, 2023. Subject to continued service with the Issuer on the vesting date, $2,000 in value of RSUs will vest on January 31, 2024.

F6 · valueOwnedAfter: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 22:40 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 5,020 $2.49 $12,499.80
Disclosure

SEC source: 0001486189-24-000001 · primary_doc.xml · nonDerivative · entry 2

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the settlement of RSUs, awarded as director compensation, which vested on December 31, 2023 through the issuance of shares of Common Stock.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 22:40 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 1,606 $2.49 $3,998.94
Disclosure

SEC source: 0001486189-24-000001 · primary_doc.xml · nonDerivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units (RSUs), awarded for advisory services, which vested on December 31, 2023 through the issuance of shares of Common Stock.

Read SEC document
October 31, 2023 Filed Nov 3, 2023 20:24 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 6,631 $0.30 $1,999.91
Disclosure

SEC source: 0001486189-23-000040 · primary_doc.xml · nonDerivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units (RSUs), awarded for advisory services, which vested on October 31, 2023 through the issuance of shares of Common Stock.

Read SEC document
September 30, 2023 Filed Oct 4, 2023 16:15 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $12,500.00
Disclosure

SEC source: 0001486189-23-000035 · primary_doc.xml · derivative · entry 8

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On September 30, 2023, $12,500 in value of RSUs vested and were settled at the price of $0.34 which was the closing price of the Companys Common Stock on the vesting date. The settlement shares are reflected in Table I.

F7 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F11 · derivative.exercise_date: On June 19, 2023, the reporting person was awarded $50,000 in value of RSUs of which $12,500 vested on September 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the remaining $12,500 in value of RSUs will vest on December 31, 2023, based on the closing price of the Issuers common stock on the vesting date.

F11 · derivative.expiration_date: On June 19, 2023, the reporting person was awarded $50,000 in value of RSUs of which $12,500 vested on September 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the remaining $12,500 in value of RSUs will vest on December 31, 2023, based on the closing price of the Issuers common stock on the vesting date.

F7 · valueOwnedAfter: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

Read SEC document
September 30, 2023 Filed Oct 4, 2023 16:15 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $2,000.00
Disclosure

SEC source: 0001486189-23-000035 · primary_doc.xml · derivative · entry 7

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On September 30, 2023, $2,000 in value of RSUs vested and were settled at the price of $0.34 which was the closing price of the Companys Common Stock on the vesting date. The settlement shares are reflected in Table I.

F7 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F6 · derivative.exercise_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $10,000 in value of which vested on July 1, 2023, $2,000 in value of which vested on July 31, 2023, $2,000 in value of which vested on August 31, 2023, and $2,000 in value of which vested on September 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $2,000 in value on October 31, 2023; (ii) $2,000 in value on November 30, 2023; (iii) $2,000 in value on December 31, 2023; and (iv) $2,000 in value on January 31, 2024.

F6 · derivative.expiration_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $10,000 in value of which vested on July 1, 2023, $2,000 in value of which vested on July 31, 2023, $2,000 in value of which vested on August 31, 2023, and $2,000 in value of which vested on September 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $2,000 in value on October 31, 2023; (ii) $2,000 in value on November 30, 2023; (iii) $2,000 in value on December 31, 2023; and (iv) $2,000 in value on January 31, 2024.

F7 · valueOwnedAfter: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

Read SEC document
September 30, 2023 Filed Oct 4, 2023 16:15 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 36,765 $0.34 $12,500.10
Disclosure

SEC source: 0001486189-23-000035 · primary_doc.xml · nonDerivative · entry 4

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the settlement of RSUs, awarded as director compensation, which vested on September 30, 2023 through the issuance of shares of Common Stock.

Read SEC document
September 30, 2023 Filed Oct 4, 2023 16:15 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 5,882 $0.34 $1,999.88
Disclosure

SEC source: 0001486189-23-000035 · primary_doc.xml · nonDerivative · entry 3

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the settlement of RSUs, awarded for advisory services, which vested on September 30, 2023 through the issuance of shares of Common Stock.

Read SEC document
August 31, 2023 Filed Oct 4, 2023 16:15 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $2,000.00
Disclosure

SEC source: 0001486189-23-000035 · primary_doc.xml · derivative · entry 6

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On August 31, 2023, $2,000 in value of RSUs vested and were settled at the price of $0.5499, which was the closing price of the Companys Common Stock on the vesting date. The settlement shares are reflected in Table I.

F7 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F6 · derivative.exercise_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $10,000 in value of which vested on July 1, 2023, $2,000 in value of which vested on July 31, 2023, $2,000 in value of which vested on August 31, 2023, and $2,000 in value of which vested on September 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $2,000 in value on October 31, 2023; (ii) $2,000 in value on November 30, 2023; (iii) $2,000 in value on December 31, 2023; and (iv) $2,000 in value on January 31, 2024.

F6 · derivative.expiration_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $10,000 in value of which vested on July 1, 2023, $2,000 in value of which vested on July 31, 2023, $2,000 in value of which vested on August 31, 2023, and $2,000 in value of which vested on September 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $2,000 in value on October 31, 2023; (ii) $2,000 in value on November 30, 2023; (iii) $2,000 in value on December 31, 2023; and (iv) $2,000 in value on January 31, 2024.

F7 · valueOwnedAfter: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

Read SEC document
August 31, 2023 Filed Oct 4, 2023 16:15 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 3,637 $0.55 $1,999.99
Disclosure

SEC source: 0001486189-23-000035 · primary_doc.xml · nonDerivative · entry 2

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the settlement of RSUs, awarded for advisory services, which vested on August 31, 2023 through the issuance of shares of Common Stock

Read SEC document
July 31, 2023 Filed Oct 4, 2023 16:15 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $2,000.00
Disclosure

SEC source: 0001486189-23-000035 · primary_doc.xml · derivative · entry 5

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On July 31, 2023, $2,000 in value of RSUs vested and were settled at the price of $1.21, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I.

F7 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F6 · derivative.exercise_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $10,000 in value of which vested on July 1, 2023, $2,000 in value of which vested on July 31, 2023, $2,000 in value of which vested on August 31, 2023, and $2,000 in value of which vested on September 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $2,000 in value on October 31, 2023; (ii) $2,000 in value on November 30, 2023; (iii) $2,000 in value on December 31, 2023; and (iv) $2,000 in value on January 31, 2024.

F6 · derivative.expiration_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $10,000 in value of which vested on July 1, 2023, $2,000 in value of which vested on July 31, 2023, $2,000 in value of which vested on August 31, 2023, and $2,000 in value of which vested on September 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $2,000 in value on October 31, 2023; (ii) $2,000 in value on November 30, 2023; (iii) $2,000 in value on December 31, 2023; and (iv) $2,000 in value on January 31, 2024.

F7 · valueOwnedAfter: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

Read SEC document
July 31, 2023 Filed Oct 4, 2023 16:15 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 1,653 $1.21 $2,000.13
Disclosure

SEC source: 0001486189-23-000035 · primary_doc.xml · nonDerivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units (RSUs), awarded for advisory services, which vested on July 31, 2023 through the issuance of shares of Common Stock.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 17:55 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $14,000.00
Disclosure

SEC source: 0001486189-23-000023 · primary_doc.xml · derivative · entry 4

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On July 1, 2023, $10,000 in value of RSUs vested and were settled at the price of $1.19, which was the closing price of the Companys Common Stock on the vesting date. The settlement shares are reflected in Table I.

F5 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F7 · derivative.exercise_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $10,000 in value of which vested on July 1, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $2,000 in value on July 31, 2023, (ii) $2,000 in value on August 31, 2023, (iii) $2,000 in value on September 30, 2023; (iv) $2,000 in value on October 31, 2023; (v) $2,000 in value on November 30, 2023; (vi) $2,000 in value on December 31, 2023 and (vii) $2,000 in value on January 31, 2024.

F7 · derivative.expiration_date: On July 1, 2023, the reporting person was awarded $24,000 in value of RSUs, $10,000 in value of which vested on July 1, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $2,000 in value on July 31, 2023, (ii) $2,000 in value on August 31, 2023, (iii) $2,000 in value on September 30, 2023; (iv) $2,000 in value on October 31, 2023; (v) $2,000 in value on November 30, 2023; (vi) $2,000 in value on December 31, 2023 and (vii) $2,000 in value on January 31, 2024.

F5 · valueOwnedAfter: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

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July 01, 2023 Filed Jul 5, 2023 17:55 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 8,403 $1.19 $9,999.57
Disclosure

SEC source: 0001486189-23-000023 · primary_doc.xml · nonDerivative · entry 2

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the settlement of restricted stock units (RSUs) that vested on July 1, 2023 through the issuance of shares of Common Stock.

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June 30, 2023 Filed Jul 5, 2023 17:55 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $25,000.00
Disclosure

SEC source: 0001486189-23-000023 · primary_doc.xml · derivative · entry 3

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On June 30, 2023, $25,000 in value of RSUs vested and were settled at the price of $1.19, which was the closing price of the Companys Common Stock on the vesting date. The settlement shares are reflected in Table I.

F5 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F4 · derivative.exercise_date: On June 19, 2023, the reporting person was awarded $50,000 in value of RSUs, $25,000 in value of which vested on June 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $12,500 in value on September 30, 2023; and (ii) $12,500 in value on December 31, 2023.

F4 · derivative.expiration_date: On June 19, 2023, the reporting person was awarded $50,000 in value of RSUs, $25,000 in value of which vested on June 30, 2023. Subject to continued service with the Issuer on each respective vesting date, the RSUs will continue to vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $12,500 in value on September 30, 2023; and (ii) $12,500 in value on December 31, 2023.

F5 · valueOwnedAfter: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

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June 30, 2023 Filed Jul 5, 2023 17:55 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 Exercise / conversionCommon Stock 21,008 $1.19 $24,999.52
Disclosure

SEC source: 0001486189-23-000023 · primary_doc.xml · nonDerivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units (RSUs) that vested on June 30, 2023 through the issuance of shares of Common Stock.

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June 19, 2023 Filed Jun 21, 2023 21:08 UTC Cardio Diagnostics Holdings, Inc. CDIO · Entity 8239 GrantRestricted Stock Units · Derivative Not disclosed $0.00 Strike: $0.00 $50,000.00
Disclosure

SEC source: 0001486189-23-000011 · primary_doc.xml · derivative · entry 1

Lau Stanley K. · CIK 0001950824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2023-12-31

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the RSU.

F2 · reported_value: Subject to continued service with the Issuer on each respective vesting date, the RSUs will vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $25,000 in value on June 30, 2023; (ii) $12,500 in value on September 30, 2023; and (iii) $12,500 in value on December 31, 2023.

F3 · price: The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

F2 · valueOwnedAfter: Subject to continued service with the Issuer on each respective vesting date, the RSUs will vest as follows based on the closing price of the Issuers common stock on each respective vesting date: (i) $25,000 in value on June 30, 2023; (ii) $12,500 in value on September 30, 2023; and (iii) $12,500 in value on December 31, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.