organization · Reporting owner
Section 32 Fund 1, LP
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Dave Inc./DE
Report date October 09, 2024 · Filed October 11, 2024
Jointly reported with Section 32 GP 1, LLC, Maris William J
Section 16 reporting ended · disclosed 2024-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,028,232 |
Reported balance
After 2024-10-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-10-09 · Sale · Disposed 1,000,000 · Balance 1,028,232 F1: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim the existence of a "group" and beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim the existence of a "group" and beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein.
X4 Pharmaceuticals, Inc
Report date November 20, 2017 · Filed November 20, 2017
Jointly reported with Section 32 GP 1, LLC, Maris William J
Section 16 reporting ended · disclosed 2017-11-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 451,362 |
Reported balance
After 2017-11-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-20 · Conversion · Acquired 451,362 · Balance 451,362 F1: The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date. F2: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-20 · Conversion · Disposed 1,540,500 · Balance 0 F1: The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date. F2: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date.
F2: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2024 Filed Oct 11, 2024 18:00 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 1,000,000 | $40.60 | $40,600,000.00 |
DisclosureSEC source: 0001104659-24-108131 · tm2426084-1_4seq1.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,028,232 F1 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim the existence of a "group" and beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| May 10, 2024 Filed May 14, 2024 17:30 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 110,000 | $48.90 | $5,379,000.00 |
DisclosureSEC source: 0001104659-24-061249 · tm2414467-1_4seq1.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,028,232 F1 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim the existence of a "group" and beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| May 07, 2024 Filed May 9, 2024 16:01 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 450,000 | $48.90 | $22,005,000.00 |
DisclosureSEC source: 0001104659-24-059309 · tm2414012-1_4seq1.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,138,232 F1 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim the existence of a "group" and beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 16:30 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 297,771 | $5.73 | $1,707,657.13 |
DisclosureSEC source: 0001104659-23-089830 · tm2323383-1_4seq1.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,588,232 F1 · balance_after: On January 5, 2023, the Issuer effected a 1-for-32 reverse stock split of its Class A Common Stock (the "Reverse Stock Split"). As a result of the Reverse Stock Split, every 32 shares of Class A Common Stock issued or outstanding were automatically reclassified into one validly issued, fully-paid and nonassessable new share of Class A Common Stock, with no fractional shares issued. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim the existence of a "group" and beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:29 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 97,300 | $0.36 | $35,329.63 |
DisclosureSEC source: 0001104659-22-106047 · tm2227537d1_4.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,352,107 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3261 to $0.4439. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| September 29, 2022 Filed Sep 29, 2022 20:25 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 400,974 | $0.35 | $140,781.97 |
DisclosureSEC source: 0001104659-22-104250 · tm2227076d1_4.xml · nonDerivative · entry 3 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,449,407 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3261 to $0.41. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| September 28, 2022 Filed Sep 29, 2022 20:25 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 248,782 | $0.42 | $103,344.04 |
DisclosureSEC source: 0001104659-22-104250 · tm2227076d1_4.xml · nonDerivative · entry 2 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,850,381 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4 to $0.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 20:25 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 98,364 | $0.44 | $42,886.70 |
DisclosureSEC source: 0001104659-22-104250 · tm2227076d1_4.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,099,163 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4281 to $0.4439. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 20:52 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 24,181 | $0.50 | $12,095.34 |
DisclosureSEC source: 0001104659-22-101278 · tm2226240-1_4seq1.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,197,527 F1 · balance_after: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5 to $0.5024. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 21:02 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 18,181 | $0.51 | $9,199.59 |
DisclosureSEC source: 0001104659-22-100144 · tm2225926d1_4seq1.xml · nonDerivative · entry 2 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,221,708 F1 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:02 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 65,133 | $0.53 | $34,650.76 |
DisclosureSEC source: 0001104659-22-100144 · tm2225926d1_4seq1.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,239,889 F1 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:00 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 2,094,168 | $0.61 | $1,266,971.64 |
DisclosureSEC source: 0001104659-22-091890 · tm2223613d1_4seq1.xml · nonDerivative · entry 2 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,305,022 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.60 to $0.6723. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:00 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 656,654 | $0.66 | $430,765.02 |
DisclosureSEC source: 0001104659-22-091890 · tm2223613d1_4seq1.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,399,190 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6303 to $0.685. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| August 10, 2022 Filed Aug 10, 2022 20:50 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 361,633 | $0.74 | $267,608.42 |
DisclosureSEC source: 0001104659-22-088887 · tm2223149-1_4seq1.xml · nonDerivative · entry 3 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,055,844 F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:50 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 1,380,045 | $0.76 | $1,050,214.25 |
DisclosureSEC source: 0001104659-22-088887 · tm2223149-1_4seq1.xml · nonDerivative · entry 2 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,417,477 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.74 to $0.7889. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 20:50 UTC | Dave Inc./DE DAVE · Entity 4017 | SaleClass A Common Stock | 317,404 | $0.77 | $243,671.05 |
DisclosureSEC source: 0001104659-22-088887 · tm2223149-1_4seq1.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,797,522 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.74 to $0.819. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 20:42 UTC | Dave Inc./DE DAVE · Entity 4017 | GrantClass A Common Stock | 98,114,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-002609 · doc4.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,114,926 F1 · price: On January 5, 2022, pursuant to that certain Agreement and Plan of Merger, dated as of June 7, 2021 (the "Merger Agreement"), by and among VPC Impact Acquisition Holdings III, Inc. (the "Issuer"), Dave Inc., a Delaware corporation ("Legacy Dave"), and the other parties thereto, the Issuer completed its initial business combination (the "Business Combination"). As a result of the Business Combination, the Issuer changed its name to Dave Inc. In connection with the Business Combination and in accordance with the Merger Agreement, (i) 70,921,980 shares of Series A Preferred Stock and (ii) 1,520,305 shares of Series B-2 Preferred Stock of Legacy Dave held by the Reporting Person were converted into 98,114,926 shares of Class A Common Stock of the Issuer. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 17:38 UTC | X4 Pharmaceuticals, Inc ASNS · Entity 5638 | ConversionSeries D Convertible Preferred Stock · Derivative | 1,540,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-027011 · doc4.xml · derivative · entry 2 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 451,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 17:38 UTC | X4 Pharmaceuticals, Inc ASNS · Entity 5638 | ConversionCommon Stock | 451,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-027011 · doc4.xml · nonDerivative · entry 1 Section 32 Fund 1, LP · CIK 0001691436 · 10% owner Section 32 GP 1, LLC · CIK 0001691437 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series D Convertible Preferred Stock converted into Common Stock on a 0.29300-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series D Convertible Preferred Stock was convertible at any time at the holder's election and automatically upon the closing at the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 1, LP ("Fund 1"). Section 32 GP 1, LLC (the "GP"), the general partner of Fund 1, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 1. Such persons and entities disclaim beneficial ownership of shares held by Fund 1 except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.