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FRANK ANDREAS G

Disclosed activity across 2 companies

Tapewire entity
86800
SEC CIK
0001529659

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DENTSPLY SIRONA Inc.XRAY · Entity 4448Exec VP/Chief Business OfficerOctober 11, 2024October 15, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DENTSPLY SIRONA Inc.

Report date October 11, 2024 · Filed October 15, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect119,865.361 Reported balance After 2024-10-11 transaction · row 1
1 source row

Row 1 · 2024-10-11 · Grant · Acquired 392.292 · Balance 119,865.361

F1: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

Phantom Stock (Supplemental Executive Retirement Plan) SERPSEC Table II · derivative / convertible securityDirect7,916.6773 Reported balance After 2024-10-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-10-11 · Grant · Acquired 51.3706 · Balance 7,916.6773

F2: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F3: Comprised of phantom stock acquired as a result of accrued dividends.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

F2: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F3: Comprised of phantom stock acquired as a result of accrued dividends.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Hill-Rom Holdings, Inc.

Report date December 13, 2021 · Filed December 15, 2021

Section 16 reporting ended · disclosed 2021-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-12-13 transaction · row 1
1 source row

Row 1 · 2021-12-13 · Disposition to issuer · Disposed 16,539 · Balance 0

F1: Disposed of pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter (the "Merger Agreement") in exchange for a cash payment of $156.00 per share of common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.53 · Expires 2023-11-18Direct0 Reported balance After 2021-12-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-12-13 · Disposition to issuer · Disposed 3,149 · Balance 0

F2: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 18, 2014, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.93 · Expires 2024-11-17Direct0 Reported balance After 2021-12-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-12-13 · Disposition to issuer · Disposed 10,040 · Balance 0

F3: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 17, 2015, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.33 · Expires 2025-11-16Direct0 Reported balance After 2021-12-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-12-13 · Disposition to issuer · Disposed 9,719 · Balance 0

F4: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 16, 2016, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.70 · Expires 2026-11-14Direct0 Reported balance After 2021-12-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-12-13 · Disposition to issuer · Disposed 10,215 · Balance 0

F5: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 14, 2017, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.16 · Expires 2027-11-08Direct0 Reported balance After 2021-12-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-12-13 · Disposition to issuer · Disposed 7,620 · Balance 0

F6: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 9, 2018, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $96.96 · Expires 2028-11-07Direct0 Reported balance After 2021-12-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-12-13 · Disposition to issuer · Disposed 6,601 · Balance 0

F7: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 7, 2019, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $103.11 · Expires 2029-11-06Direct0 Reported balance After 2021-12-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-12-13 · Disposition to issuer · Disposed 9,771 · Balance 0

F8: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 6, 2020, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.14 · Expires 2030-11-11Direct0 Reported balance After 2021-12-13 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-12-13 · Disposition to issuer · Disposed 12,833 · Balance 0

F9: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 11, 2021, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Performance-Based Restricted Stock Units (11/06/2019)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-12-13 · Disposition to issuer · Disposed 4,700 · Balance 0

F10: Each performance-based restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F11: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 6, 2019, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 146.0% of the target performance level.

Performance-Based Restricted Stock Units (11/11/2020)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-12-13 · Disposition to issuer · Disposed 6,505 · Balance 0

F10: Each performance-based restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F12: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 11, 2020, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 187.5% of the target performance level.

Restricted Stock Units (11/06/2019)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-12-13 · Disposition to issuer · Disposed 789 · Balance 0

F13: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F14: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 7, 2020, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

Restricted Stock Units (11/11/2020)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2021-12-13 · Disposition to issuer · Disposed 2,165 · Balance 0

F13: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F15: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 12, 2021, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

Restricted Stock Units (11/10/2021)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-13 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2021-12-13 · Disposition to issuer · Disposed 8,796 · Balance 0

F13: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F16: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 11, 2022, were assumed by Baxter in the merger and converted into a number of restricted stock units granted by Baxter, that relate to shares of Baxter common stock, determined by multiplying the number of restricted stock units by the quotient obtained by dividing (A) 156.00 by (B) the average closing price, rounded down to the nearest cent, per share of Hill-Rom Holdings, Inc. common stock on the New York Stock Exchange for the consecutive period of ten (10) trading days immediately preceding (but not including) the last trading day prior to the closing date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter (the "Merger Agreement") in exchange for a cash payment of $156.00 per share of common stock.

F2: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 18, 2014, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F3: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 17, 2015, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F4: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 16, 2016, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F5: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 14, 2017, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F6: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 9, 2018, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F7: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 7, 2019, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F8: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 6, 2020, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F9: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 11, 2021, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F10: Each performance-based restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F11: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 6, 2019, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 146.0% of the target performance level.

F12: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 11, 2020, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 187.5% of the target performance level.

F13: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F14: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 7, 2020, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

F15: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 12, 2021, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

F16: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 11, 2022, were assumed by Baxter in the merger and converted into a number of restricted stock units granted by Baxter, that relate to shares of Baxter common stock, determined by multiplying the number of restricted stock units by the quotient obtained by dividing (A) 156.00 by (B) the average closing price, rounded down to the nearest cent, per share of Hill-Rom Holdings, Inc. common stock on the New York Stock Exchange for the consecutive period of ten (10) trading days immediately preceding (but not including) the last trading day prior to the closing date of the merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2024 Filed Oct 15, 2024 20:35 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative 51.3706 $24.50 $1,258.58
Disclosure

SEC source: 0001127602-24-025505 · form4.xml · derivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Exec VP/Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,916.6773

Underlying: Common Stock · 51.3706 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F3 · shares: Comprised of phantom stock acquired as a result of accrued dividends.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:35 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 392.292 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-025505 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Exec VP/Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,865.361

F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 20:46 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative 48.4772 $25.80 $1,250.71
Disclosure

SEC source: 0001127602-24-020389 · form4.xml · derivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Exec VP/Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,865.3067

Underlying: Common Stock · 48.4772 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 20:46 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 423.276 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020389 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Exec VP/Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,473.069

F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

F2 · balance_after: Includes 236 shares acquired between January 1st - June 30,2024 under the Dentsply Sirona Employee Stock Purchase Plan.

Read SEC document
May 13, 2024 Filed May 14, 2024 20:04 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 Tax withholdingCommon Stock 2,452 $28.18 $69,097.36
Disclosure

SEC source: 0001127602-24-015253 · form4.xml · nonDerivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Exec VP/Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,813.793

F1 · shares: Shares withheld to cover taxes related to the vesting of the reporting person's Restricted Stock Units and dividend equivalent units previously reported in Table I.

Read SEC document
May 13, 2024 Filed May 14, 2024 20:04 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 Tax withholdingCommon Stock 12,118 $28.18 $341,485.24
Disclosure

SEC source: 0001127602-24-015253 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Exec VP/Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,265.793

F1 · shares: Shares withheld to cover taxes related to the vesting of the reporting person's Restricted Stock Units and dividend equivalent units previously reported in Table I.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 23:18 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative 39.5619 $31.45 $1,244.22
Disclosure

SEC source: 0001127602-24-012899 · form4.xml · derivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Exec VP/Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,816.8295

Underlying: Common Stock · 39.5619 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F3 · shares: Comprised of phantom stock acquired as a result of accrued dividends.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

Read SEC document
April 12, 2024 Filed Apr 15, 2024 23:18 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 503.503 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012899 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Exec VP/Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,383.793

F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 20:57 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative 2,804.861 $35.59 $99,825.00
Disclosure

SEC source: 0001127602-24-010637 · form4.xml · derivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Exec VP/Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,777.2676

Underlying: Common Stock · 2,804.861 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F2 · shares: Comprised of phantom stock.

F3 · price: Supplemental Executive Retirement Plan (SERP) contribution for the year 2023 based on closing price on 12/29/2023.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:35 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantStock Option (Right to Buy) · Derivative 56,500 $0.00 Strike: $33.28 $0.00
Disclosure

SEC source: 0001127602-24-008824 · form4.xml · derivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,500

Underlying: Common Stock · 56,500 shares

Expires 2034-03-04

F2 · derivative.exercise_date: Stock options vest in annual one-third (1/3) increments over a three (3) year period ending March 4, 2027.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:35 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 16,902 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008824 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,880.29

F1 · shares: Award consists entirely of Restricted Stock Units (RSUs) which vest in annual one-third (1/3) increments over a three-year period ending 3/4/2027.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:56 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 Tax withholdingCommon Stock 1,507 $33.27 $50,137.89
Disclosure

SEC source: 0001127602-24-008227 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,978.29

F1 · shares: Shares withheld to cover taxes related to the vesting of the reporting person's Restricted Stock Units and dividend equivalent units previously reported in Table I.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 18:50 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative 18.8476 $36.80 $693.59
Disclosure

SEC source: 0001127602-24-001309 · form4.xml · derivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,972.4066

Underlying: Common Stock · 18.8476 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F3 · shares: Comprised of phantom stock acquired as a result of accrued dividends.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 18:50 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 362.265 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-001309 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,485.29

F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:59 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 Tax withholdingCommon Stock 11,216 $29.60 $331,993.60
Disclosure

SEC source: 0001127602-23-027858 · form4.xml · nonDerivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,123.025

F1 · shares: Shares withheld to cover taxes related to the vesting of the reporting person's Restricted Stock Units and dividend equivalent units previously reported in Table I.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:59 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 Tax withholdingCommon Stock 2,458 $29.60 $72,756.80
Disclosure

SEC source: 0001127602-23-027858 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,339.025

F1 · shares: Shares withheld to cover taxes related to the vesting of the reporting person's Restricted Stock Units and dividend equivalent units previously reported in Table I.

Read SEC document
October 13, 2023 Filed Oct 16, 2023 20:51 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative 22.4801 $30.71 $690.36
Disclosure

SEC source: 0001127602-23-025909 · form4.xml · derivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,953.559

Underlying: Common Stock · 22.4801 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F3 · shares: Comprised of phantom stock acquired as a result of accrued dividends.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

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October 13, 2023 Filed Oct 16, 2023 20:51 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 533.865 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-025909 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,797.025

F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

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July 14, 2023 Filed Jul 17, 2023 20:58 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative 16.7229 $41.14 $687.98
Disclosure

SEC source: 0001127602-23-020825 · form4.xml · derivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,931.0789

Underlying: Common Stock · 16.7229 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F3 · shares: Comprised of phantom stock acquired as a result of accrued dividends.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

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July 14, 2023 Filed Jul 17, 2023 20:58 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 454.105 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020825 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,263.16

F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

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April 14, 2023 Filed Apr 18, 2023 20:40 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 461.017 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013139 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,809.055

F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

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April 10, 2023 Filed Apr 11, 2023 20:45 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative 4,914.356 $31.84 $156,473.10
Disclosure

SEC source: 0001127602-23-012815 · form4.xml · derivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,914.356

Underlying: Common Stock · 4,914.356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F2 · shares: Comprised of phantom stock.

F3 · price: Supplemental Executive Retirement Plan (SERP) contribution for the year 2022 based on closing price on 12/30/2022.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.

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March 03, 2023 Filed Mar 7, 2023 21:08 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantStock Option (Right to Buy) · Derivative 44,800 $0.00 Strike: $38.74 $0.00
Disclosure

SEC source: 0001127602-23-009272 · form4.xml · derivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,800

Underlying: Common Stock · 44,800 shares

Expires 2023-03-03

F2 · derivative.exercise_date: Stock Options vest in annual one-third (1/3) increments over a three (3) year period ending March 3, 2026.

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March 03, 2023 Filed Mar 7, 2023 21:08 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 14,520 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009272 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,348.038

F1 · kind: Award consists entirely of Restricted Stock Units (RSUs) which vest in annual one-third (1/3) increments over a three-year period ending March 3, 2026.

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January 13, 2023 Filed Jan 13, 2023 21:41 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 449.038 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-001398 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,828.038

F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.

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November 16, 2022 Filed Nov 17, 2022 21:33 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantStock Option (Right to Buy) · Derivative 51,400 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-22-025954 · form4.xml · derivative · entry 3

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,400

Underlying: Common Stock · 51,400 shares

Expires 2032-11-16

F2 · derivative.exercise_date: Stock Options vest as follows: one-third (1/3) on one (1) year anniversary of November 16, 2022 grant date; one-third (1/3) on May 13, 2024 and one-third (1/3) on May 13, 2025.

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November 16, 2022 Filed Nov 17, 2022 21:33 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 16,340 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025954 · form4.xml · nonDerivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,379

F1 · kind: Award consists entirely of Restricted Stock Units (RSUs) which vest as follows: one-third (1/3) on one (1) year anniversary of November 16, 2022 grant date; one-third (1/3) on May 13, 2024 and one-third (1/3) on May 13, 2025.

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November 16, 2022 Filed Nov 17, 2022 21:33 UTC DENTSPLY SIRONA Inc. XRAY · Entity 4448 GrantCommon Stock 98,039 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025954 · form4.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · Executive VP, Product Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,039

F1 · kind: Award consists entirely of Restricted Stock Units (RSUs) which vest as follows: one-third (1/3) on one (1) year anniversary of November 16, 2022 grant date; one-third (1/3) on May 13, 2024 and one-third (1/3) on May 13, 2025.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (11/10/2021) · Derivative 8,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 14

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,796 shares

Expires not disclosed

F13 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F16 · price: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 11, 2022, were assumed by Baxter in the merger and converted into a number of restricted stock units granted by Baxter, that relate to shares of Baxter common stock, determined by multiplying the number of restricted stock units by the quotient obtained by dividing (A) 156.00 by (B) the average closing price, rounded down to the nearest cent, per share of Hill-Rom Holdings, Inc. common stock on the New York Stock Exchange for the consecutive period of ten (10) trading days immediately preceding (but not including) the last trading day prior to the closing date of the merger.

F16 · derivative.exercise_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 11, 2022, were assumed by Baxter in the merger and converted into a number of restricted stock units granted by Baxter, that relate to shares of Baxter common stock, determined by multiplying the number of restricted stock units by the quotient obtained by dividing (A) 156.00 by (B) the average closing price, rounded down to the nearest cent, per share of Hill-Rom Holdings, Inc. common stock on the New York Stock Exchange for the consecutive period of ten (10) trading days immediately preceding (but not including) the last trading day prior to the closing date of the merger.

F16 · derivative.expiration_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 11, 2022, were assumed by Baxter in the merger and converted into a number of restricted stock units granted by Baxter, that relate to shares of Baxter common stock, determined by multiplying the number of restricted stock units by the quotient obtained by dividing (A) 156.00 by (B) the average closing price, rounded down to the nearest cent, per share of Hill-Rom Holdings, Inc. common stock on the New York Stock Exchange for the consecutive period of ten (10) trading days immediately preceding (but not including) the last trading day prior to the closing date of the merger.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (11/11/2020) · Derivative 2,165 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 13

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,165 shares

Expires not disclosed

F13 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F15 · price: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 12, 2021, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

F15 · derivative.exercise_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 12, 2021, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

F15 · derivative.expiration_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 12, 2021, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerRestricted Stock Units (11/06/2019) · Derivative 789 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 12

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 789 shares

Expires not disclosed

F13 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F14 · price: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 7, 2020, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

F14 · derivative.exercise_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 7, 2020, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

F14 · derivative.expiration_date: Pursuant to the Merger Agreement, these restricted stock units, which provided for vesting in three equal installments beginning November 7, 2020, were cancelled in exchange for a cash payment of $156.00 per unvested share of underlying common stock.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerPerformance-Based Restricted Stock Units (11/11/2020) · Derivative 6,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 11

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,505 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F12 · price: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 11, 2020, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 187.5% of the target performance level.

F12 · derivative.exercise_date: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 11, 2020, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 187.5% of the target performance level.

F12 · derivative.expiration_date: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 11, 2020, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 187.5% of the target performance level.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerPerformance-Based Restricted Stock Units (11/06/2019) · Derivative 4,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 10

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,700 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Hill-Rom Holdings, Inc. common stock.

F11 · price: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 6, 2019, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 146.0% of the target performance level.

F11 · derivative.exercise_date: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 6, 2019, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 146.0% of the target performance level.

F11 · derivative.expiration_date: Pursuant to the Merger Agreement, these performance-based restricted stock units, which were granted November 6, 2019, were cancelled in exchange for a cash payment of $156.00 per share of underlying common stock and applicable performance conditions were deemed to be achieved at 146.0% of the target performance level.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 12,833 $61.86 Strike: $94.14 $793,849.38
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 9

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,833 shares

Expires 2030-11-11

F9 · price: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 11, 2021, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 11, 2021, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 9,771 $52.89 Strike: $103.11 $516,788.19
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 8

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,771 shares

Expires 2029-11-06

F8 · price: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 6, 2020, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F8 · derivative.exercise_date: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 6, 2020, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 6,601 $59.04 Strike: $96.96 $389,723.04
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 7

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,601 shares

Expires 2028-11-07

F7 · price: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 7, 2019, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F7 · derivative.exercise_date: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 7, 2019, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 7,620 $77.84 Strike: $78.16 $593,140.80
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 6

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,620 shares

Expires 2027-11-08

F6 · price: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 9, 2018, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 9, 2018, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 10,215 $102.30 Strike: $53.70 $1,044,994.50
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 5

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,215 shares

Expires 2026-11-14

F5 · price: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 14, 2017, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 14, 2017, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

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December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 9,719 $104.67 Strike: $51.33 $1,017,287.73
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 4

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,719 shares

Expires 2025-11-16

F4 · price: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 16, 2016, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 16, 2016, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 10,040 $111.07 Strike: $44.93 $1,115,142.80
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 3

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,040 shares

Expires 2024-11-17

F3 · price: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 17, 2015, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 17, 2015, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 3,149 $114.47 Strike: $41.53 $360,466.03
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · derivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,149 shares

Expires 2023-11-18

F2 · price: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 18, 2014, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, these options, which provided for vesting in four equal installments beginning on November 18, 2014, were cancelled in exchange for a cash payment representing the difference between $156.00 and the exercise price of each share of underlying common stock.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:41 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Disposition to issuerCommon Stock 16,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-013226 · marketforms-54653.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Merger Agreement between Hill-Rom Holdings, Inc., Baxter International Inc. ("Baxter"), and a wholly-owned subsidiary of Baxter (the "Merger Agreement") in exchange for a cash payment of $156.00 per share of common stock.

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December 06, 2021 Filed Dec 8, 2021 18:35 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Exercise / conversionRestricted Stock Units (12/03/2018) LTI · Derivative 361 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012903 · marketforms-54537.xml · derivative · entry 4

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs were granted on December 3, 2018 and vested 34% on December 4, 2019, 33% on December 4, 2020 and 33% on December 4, 2021. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.expiration_date: RSUs were granted on December 3, 2018 and vested 34% on December 4, 2019, 33% on December 4, 2020 and 33% on December 4, 2021. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.

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December 06, 2021 Filed Dec 8, 2021 18:35 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Tax withholdingCommon Stock 192 $155.73 $29,900.16
Disclosure

SEC source: 0001214659-21-012903 · marketforms-54537.xml · nonDerivative · entry 3

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,539

F2 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. common stock incident to the vesting of RSUs in accordance with Rule 16b-3.

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December 06, 2021 Filed Dec 8, 2021 18:35 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Exercise / conversionCommon Stock 361 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-012903 · marketforms-54537.xml · nonDerivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

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November 24, 2021 Filed Dec 8, 2021 18:35 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 GiftCommon Stock 5,300 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012903 · marketforms-54537.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,370

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November 12, 2021 Filed Nov 16, 2021 20:15 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Exercise / conversionRestricted Stock Units (11/11/2020) · Derivative 1,115 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011927 · marketforms-54272.xml · derivative · entry 3

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138

Underlying: Common Stock · 1,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: RSUs were granted on November 11, 2020 and vested 34% on November 12, 2021; 33% will vest on November 12, 2022 and 33% will vest on November 12, 2023. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.expiration_date: RSUs were granted on November 11, 2020 and vested 34% on November 12, 2021; 33% will vest on November 12, 2022 and 33% will vest on November 12, 2023. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.

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November 12, 2021 Filed Nov 16, 2021 20:15 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Tax withholdingCommon Stock 593 $155.11 $91,980.23
Disclosure

SEC source: 0001214659-21-011927 · marketforms-54272.xml · nonDerivative · entry 2

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,670

F2 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. common stock incident to the vesting of RSUs in accordance with Rule 16b-3.

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November 12, 2021 Filed Nov 16, 2021 20:15 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 Exercise / conversionCommon Stock 1,115 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-011927 · marketforms-54272.xml · nonDerivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 17:30 UTC Hill-Rom Holdings, Inc. HRC · Entity 132395 GrantRestricted Stock Units (11/10/2021) · Derivative 8,796 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011625 · marketforms-54247.xml · derivative · entry 1

FRANK ANDREAS G · CIK 0001529659 · SVP, Pres. Front Line Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,796

Underlying: Common Stock · 8,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: RSUs vest 34% on November 11, 2022, 33% on November 11, 2023 and 33% on November 11, 2024. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.

F2 · derivative.expiration_date: RSUs vest 34% on November 11, 2022, 33% on November 11, 2023 and 33% on November 11, 2024. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.