organization · Reporting owner

Asgard Investment Corp. II

Disclosed activity across 3 companies

Tapewire entity: 86571
SEC CIK: 0001503915

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
SWK Holdings CorpSWKH · Entity 9770	10% owner	October 23, 2024	October 25, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SWK Holdings Corp

Report date October 23, 2024 · Filed October 25, 2024

Jointly reported with Carlson Capital, L.P., Black Diamond Offshore Ltd., Double Black Diamond Offshore Ltd, Carlson Clint Duane

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per share (the "Common Stock")SEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2024-10-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-10-23 · Other · Disposed 600,678 · Balance 0 F1: Transaction reflects pro rata in-kind distributions by Black Diamond Offshore Ltd. of 600,678 Common Stock. Clint Carlson received 399,394.19 Common Stock. Lewis Carlson received 62,078.97 Common Stock. Owen Augustus Carlson 1997 A Trust received 62,078.97 Common Stock. Julian Orlando Carlson 1997 A Trust received 62,078.97 Common Stock. Carlson Capital GP, L.P. received 12,353.51 Common Stock. The Carlson Foundation received 2,693.40 Common Stock. F2: Carlson Capital, L.P., a Delaware limited partnership, serves as the investment manager to, and has the power to direct the affairs of, Black Diamond Offshore Ltd., a Cayman Islands exempt company, and Double Black Diamond Offshore Ltd, a Cayman Islands exempt company (together, the "Funds"). Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, the Funds. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and the Funds.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	8,493,088	Reported balance Holding disclosure · report date 2024-10-23 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 8,493,088 F2: Carlson Capital, L.P., a Delaware limited partnership, serves as the investment manager to, and has the power to direct the affairs of, Black Diamond Offshore Ltd., a Cayman Islands exempt company, and Double Black Diamond Offshore Ltd, a Cayman Islands exempt company (together, the "Funds"). Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, the Funds. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and the Funds. F3: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore, Ltd.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction reflects pro rata in-kind distributions by Black Diamond Offshore Ltd. of 600,678 Common Stock. Clint Carlson received 399,394.19 Common Stock. Lewis Carlson received 62,078.97 Common Stock. Owen Augustus Carlson 1997 A Trust received 62,078.97 Common Stock. Julian Orlando Carlson 1997 A Trust received 62,078.97 Common Stock. Carlson Capital GP, L.P. received 12,353.51 Common Stock. The Carlson Foundation received 2,693.40 Common Stock.

F2: Carlson Capital, L.P., a Delaware limited partnership, serves as the investment manager to, and has the power to direct the affairs of, Black Diamond Offshore Ltd., a Cayman Islands exempt company, and Double Black Diamond Offshore Ltd, a Cayman Islands exempt company (together, the "Funds"). Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, the Funds. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and the Funds.

F3: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore, Ltd.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Magnera Corp

Report date September 25, 2024 · Filed September 26, 2024

Jointly reported with Carlson Capital, L.P., Double Black Diamond Offshore Ltd, Black Diamond Offshore Ltd., Carlson Clint Duane

Section 16 reporting ended · disclosed 2024-09-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per share (the "Common Stock")SEC Table I · non-derivative	IndirectSee footnotes	4,335,000	Reported balance After 2024-09-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-09-25 · Sale · Disposed 320,691 · Balance 4,335,000 F1: Transaction reflects direct disposition by Double Black Diamond Offshore Ltd., a Cayman Islands exempt company (the "Double Offshore") of 320,691 shares. F2: The shares of Common Stock to which this relates are held directly by Double Offshore and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore", together with Double Offshore, the "Funds"). F3: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction reflects direct disposition by Double Black Diamond Offshore Ltd., a Cayman Islands exempt company (the "Double Offshore") of 320,691 shares.

F2: The shares of Common Stock to which this relates are held directly by Double Offshore and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore", together with Double Offshore, the "Funds").

F3: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

TFF Pharmaceuticals, Inc.

Report date August 15, 2023 · Filed August 17, 2023

Jointly reported with Carlson Capital, L.P., Double Black Diamond Offshore Ltd, Carlson Clint Duane

Section 16 reporting ended · disclosed 2023-08-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per share (the "Common Stock"SEC Table I · non-derivative	IndirectSee footnotes	5,065,000	Reported balance After 2023-08-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-08-15 · Sale · Disposed 215,000 · Balance 5,065,000 F1: The transactions referenced herein provide for various per share prices ranging from $0.405886 to $0.46. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund"). F3: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	5,064,000	Reported balance After 2023-08-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2023-08-16 · Sale · Disposed 1,000 · Balance 5,064,000 F4: The transactions referenced herein provide for various per share prices ranging from $0.38 to $0.436. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund"). F3: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions referenced herein provide for various per share prices ranging from $0.405886 to $0.46. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.

F2: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund").

F3: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

F4: The transactions referenced herein provide for various per share prices ranging from $0.38 to $0.436. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 23, 2024 Filed Oct 25, 2024 20:43 UTC	SWK Holdings Corp SWKH · Entity 9770	OtherCommon Stock, par value $0.01 per share (the "Common Stock")	600,678	$0.00	$0.00	Disclosure SEC source: 0000950170-24-117453 · ownership.xml · nonDerivative · entry 1 Carlson Capital, L.P. · CIK 0001056973 · 10% owner Black Diamond Offshore Ltd. · CIK 0001452364 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Transaction reflects pro rata in-kind distributions by Black Diamond Offshore Ltd. of 600,678 Common Stock. Clint Carlson received 399,394.19 Common Stock. Lewis Carlson received 62,078.97 Common Stock. Owen Augustus Carlson 1997 A Trust received 62,078.97 Common Stock. Julian Orlando Carlson 1997 A Trust received 62,078.97 Common Stock. Carlson Capital GP, L.P. received 12,353.51 Common Stock. The Carlson Foundation received 2,693.40 Common Stock. F1 · acquired: Transaction reflects pro rata in-kind distributions by Black Diamond Offshore Ltd. of 600,678 Common Stock. Clint Carlson received 399,394.19 Common Stock. Lewis Carlson received 62,078.97 Common Stock. Owen Augustus Carlson 1997 A Trust received 62,078.97 Common Stock. Julian Orlando Carlson 1997 A Trust received 62,078.97 Common Stock. Carlson Capital GP, L.P. received 12,353.51 Common Stock. The Carlson Foundation received 2,693.40 Common Stock. F2 · ownership.nature: Carlson Capital, L.P., a Delaware limited partnership, serves as the investment manager to, and has the power to direct the affairs of, Black Diamond Offshore Ltd., a Cayman Islands exempt company, and Double Black Diamond Offshore Ltd, a Cayman Islands exempt company (together, the "Funds"). Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, the Funds. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and the Funds. Read SEC document
September 25, 2024 Filed Sep 26, 2024 21:34 UTC	Magnera Corp GLT · Entity 5570	SaleCommon Stock, par value $0.01 per share (the "Common Stock")	320,691	$1.74	$558,002.34	Disclosure SEC source: 0000950170-24-109684 · ownership.xml · nonDerivative · entry 1 Carlson Capital, L.P. · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Offshore Ltd. · CIK 0001452364 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 4,335,000 F1 · price: Transaction reflects direct disposition by Double Black Diamond Offshore Ltd., a Cayman Islands exempt company (the "Double Offshore") of 320,691 shares. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Offshore and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore", together with Double Offshore, the "Funds"). F3 · ownership.nature: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
September 19, 2024 Filed Sep 23, 2024 20:05 UTC	Magnera Corp GLT · Entity 5570	SaleCommon Stock, par value $0.01 per share (the "Common Stock")	50,000	$1.82	$91,000.00	Disclosure SEC source: 0000950170-24-108751 · ownership.xml · nonDerivative · entry 1 Carlson Capital, L.P. · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Offshore Ltd. · CIK 0001452364 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 4,655,691 F1 · price: Transaction reflects direct disposition by Double Black Diamond Offshore Ltd., a Cayman Islands exempt company (the "Double Offshore") of 50,000 shares. The transactions referenced herein provide for various per share prices ranging from $1.73 to $1.85. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Offshore and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore", together with Double Offshore, the "Funds"). F3 · ownership.nature: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:55 UTC	Magnera Corp GLT · Entity 5570	SaleCommon Stock	2,262,984	$1.40	$3,168,177.60	Disclosure SEC source: 0000950170-24-079721 · ownership.xml · nonDerivative · entry 2 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 4,705,691 F4 · price: The transactions referenced herein provide for various per share prices ranging from $1.39 to $1.620557. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F5 · ownership.nature: Transaction reflects direct disposition by Arbitrage of 1,758,784 shares and by EDCA of 504,200 shares. Read SEC document
June 27, 2024 Filed Jul 1, 2024 20:55 UTC	Magnera Corp GLT · Entity 5570	SaleCommon Stock, par value $0.01 per share (the "Common Stock")	207,325	$1.65	$342,086.25	Disclosure SEC source: 0000950170-24-079721 · ownership.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,968,675 F1 · price: The transactions referenced herein provide for various per share prices ranging from $1.630146 to $1.79. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Transaction reflects direct disposition by Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") of 161,133 shares and by EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds") of 46,192 shares. F3 · ownership.nature: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
October 26, 2023 Filed Oct 26, 2023 23:06 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock	50,000	$1.60	$80,000.00	Disclosure SEC source: 0000950170-23-055740 · ownership.xml · nonDerivative · entry 3 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Black Diamond Offshore Ltd. · CIK 0001452364 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,176,000 F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Offshore, Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage"), and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA" and, together with Offshore, Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F3 · ownership.nature: (continued from footnote 2) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F5 · ownership.nature: Transaction reflects direct acquisition by Double Offshore of 15,804 shares, by Arbitrage of 23,634 shares, and by EDCA of 10,562 shares. Read SEC document
October 25, 2023 Filed Oct 26, 2023 23:06 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock	25,000	$1.55	$38,697.50	Disclosure SEC source: 0000950170-23-055740 · ownership.xml · nonDerivative · entry 2 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Black Diamond Offshore Ltd. · CIK 0001452364 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,126,000 F4 · price: Transaction reflects direct acquisition by Offshore of 25,000 shares. The transactions referenced herein provide for various per share prices ranging from $1.52968 to $1.56. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Offshore, Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage"), and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA" and, together with Offshore, Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F3 · ownership.nature: (continued from footnote 2) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F4 · ownership.nature: Transaction reflects direct acquisition by Offshore of 25,000 shares. The transactions referenced herein provide for various per share prices ranging from $1.52968 to $1.56. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document
October 24, 2023 Filed Oct 26, 2023 23:06 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock, par value $0.01 per share (the "Common Stock")	75,000	$1.54	$115,320.00	Disclosure SEC source: 0000950170-23-055740 · ownership.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Black Diamond Offshore Ltd. · CIK 0001452364 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,101,000 F1 · price: Transaction reflects direct acquisition by Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore") of 75,000 shares. The transactions referenced herein provide for various per share prices ranging from $1.53189 to $1.54. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F1 · ownership.nature: Transaction reflects direct acquisition by Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore") of 75,000 shares. The transactions referenced herein provide for various per share prices ranging from $1.53189 to $1.54. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Offshore, Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage"), and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA" and, together with Offshore, Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F3 · ownership.nature: (continued from footnote 2) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
October 10, 2023 Filed Oct 12, 2023 21:48 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock, par value $0.01 per share (the "Common Stock")	236,000	$1.80	$424,800.00	Disclosure SEC source: 0000950170-23-053160 · ownership.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,026,000 F1 · ownership.nature: Transaction reflects direct acquisition by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore") of 155,298 shares, by Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") of 55,776 shares and by EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds") of 24,926 shares. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Offshore, Arbitrage and EDCA. Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F3 · ownership.nature: (continued from footnote 2) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
October 03, 2023 Filed Oct 4, 2023 20:05 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock	75,000	$1.90	$142,500.00	Disclosure SEC source: 0000950170-23-051896 · ownership.xml · nonDerivative · entry 2 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,790,000 F4 · price: Transaction reflects direct acquisition by Double Offshore of 28,635 shares, by Arbitrage of 36,229 shares and by EDCA of 10,136 shares. The transactions referenced herein provide for various per share prices ranging from $1.89903 to $1.91. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Offshore, Arbitrage and EDCA. Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F3 · ownership.nature: (continued from footnote 2) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F4 · ownership.nature: Transaction reflects direct acquisition by Double Offshore of 28,635 shares, by Arbitrage of 36,229 shares and by EDCA of 10,136 shares. The transactions referenced herein provide for various per share prices ranging from $1.89903 to $1.91. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:05 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock, par value $0.01 per share (the "Common Stock")	250,000	$1.95	$488,425.00	Disclosure SEC source: 0000950170-23-051896 · ownership.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,715,000 F1 · price: Transaction reflects direct acquisition by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore") of 159,599 shares, by Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") of 50,049 shares and by EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds") of 40,352 shares. The transactions referenced herein provide for various per share prices ranging from $1.95 to $1.99406. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F1 · ownership.nature: Transaction reflects direct acquisition by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore") of 159,599 shares, by Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") of 50,049 shares and by EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds") of 40,352 shares. The transactions referenced herein provide for various per share prices ranging from $1.95 to $1.99406. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Offshore, Arbitrage and EDCA. Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F3 · ownership.nature: (continued from footnote 2) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
September 06, 2023 Filed Sep 7, 2023 21:02 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock	100,000	$2.00	$200,040.00	Disclosure SEC source: 0000950170-23-047056 · ownership.xml · nonDerivative · entry 2 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,465,000 F4 · price: Transaction reflects direct acquisition by Double Offshore of 100,000 shares. The transactions referenced herein provide for various per share prices ranging from $1.996695 to $2.015. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F3 · ownership.nature: (continued from footnote 2) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F4 · ownership.nature: Transaction reflects direct acquisition by Double Offshore of 100,000 shares. The transactions referenced herein provide for various per share prices ranging from $1.996695 to $2.015. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document
September 05, 2023 Filed Sep 7, 2023 21:02 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock, par value $0.01 per share (the "Common Stock")	200,000	$1.92	$384,340.00	Disclosure SEC source: 0000950170-23-047056 · ownership.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,365,000 F1 · price: Transaction reflects direct acquisition by Double Offshore of 200,000 shares. The transactions referenced herein provide for various per share prices ranging from $1.91 to $2.049989. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F1 · ownership.nature: Transaction reflects direct acquisition by Double Offshore of 200,000 shares. The transactions referenced herein provide for various per share prices ranging from $1.91 to $2.049989. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F3 · ownership.nature: (continued from footnote 2) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
August 16, 2023 Filed Aug 17, 2023 21:41 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock	65,000	$2.00	$129,954.50	Disclosure SEC source: 0000899243-23-018213 · doc4.xml · nonDerivative · entry 3 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,165,000 F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F2 · ownership.nature: (continued from footnote 1) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F5 · ownership.nature: Transaction reflects direct acquisition by Double Offshore of 22,171 shares, by Arbitrage of 30,519 shares and by EDCA of 12,310 shares. Read SEC document
August 16, 2023 Filed Aug 17, 2023 21:29 UTC	TFF Pharmaceuticals, Inc. TFFP · Entity 89110	SaleCommon Stock	1,000	$0.39	$391.60	Disclosure SEC source: 0000899243-23-018209 · doc4.xml · nonDerivative · entry 2 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 5,064,000 F4 · price: The transactions referenced herein provide for various per share prices ranging from $0.38 to $0.436. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund"). F3 · ownership.nature: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:41 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock	5,000	$2.03	$10,129.00	Disclosure SEC source: 0000899243-23-018213 · doc4.xml · nonDerivative · entry 2 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,100,000 F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F2 · ownership.nature: (continued from footnote 1) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F4 · ownership.nature: Transaction reflects direct acquisition by Double Offshore of 1,932 shares, by Arbitrage of 2,430 shares and by EDCA of 638 shares. Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:41 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock, par value $0.01 per share (the "Common Stock")	180,000	$2.00	$360,000.00	Disclosure SEC source: 0000899243-23-018213 · doc4.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,095,000 F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F2 · ownership.nature: (continued from footnote 1) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F3 · ownership.nature: Transaction reflects direct acquisition by Double Offshore of 69,553 shares, by Arbitrage of 87,489 shares and by EDCA of 22,958 shares. Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:29 UTC	TFF Pharmaceuticals, Inc. TFFP · Entity 89110	SaleCommon Stock, par value $0.001 per share (the "Common Stock"	215,000	$0.44	$94,041.00	Disclosure SEC source: 0000899243-23-018209 · doc4.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 5,065,000 F1 · price: The transactions referenced herein provide for various per share prices ranging from $0.405886 to $0.46. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price. F2 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund"). F3 · ownership.nature: Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:16 UTC	Magnera Corp GLT · Entity 5570	PurchaseCommon Stock	500,000	$3.09	$1,546,900.00	Disclosure SEC source: 0000899243-23-010091 · doc4.xml · nonDerivative · entry 2 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 5,915,000 F4 · shares: Transaction reflects direct acquisition by Double Offshore of 162,255 shares, by Arbitrage of 253,655 shares and by EDCA of 84,090 shares. F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F2 · ownership.nature: (continued from footnote 1) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F4 · ownership.nature: Transaction reflects direct acquisition by Double Offshore of 162,255 shares, by Arbitrage of 253,655 shares and by EDCA of 84,090 shares. Read SEC document
January 20, 2023 Filed Mar 31, 2023 20:16 UTC	Magnera Corp GLT · Entity 5570	OtherStock Option (right to buy) · Derivative	50,000	$0.00 Strike: $2.50	$0.00	Disclosure SEC source: 0000899243-23-010091 · doc4.xml · derivative · entry 3 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2023-01-20 F3 · derivative.exercise_date: Transaction reflects direct exercise by Double Offshore. The stock options were exercisable at any time before and including the date of its expiration. F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F2 · ownership.nature: (continued from footnote 1) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F3 · ownership.nature: Transaction reflects direct exercise by Double Offshore. The stock options were exercisable at any time before and including the date of its expiration. Read SEC document
January 20, 2023 Filed Mar 31, 2023 20:16 UTC	Magnera Corp GLT · Entity 5570	OtherCommon Stock, par value $0.01 per share (the "Common Stock")	50,000	$2.50	$125,000.00	Disclosure SEC source: 0000899243-23-010091 · doc4.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner Double Black Diamond Offshore Ltd · CIK 0001404976 · 10% owner Black Diamond Arbitrage Offshore Ltd. · CIK 0001613525 · 10% owner EDCA 2019 Fund, L.P. · CIK 0001951606 · 10% owner Asgard Investment Corp. II · CIK 0001503915 · 10% owner Carlson Clint Duane · CIK 0001404625 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 5,415,000 F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. F2 · ownership.nature: (continued from footnote 1) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. F3 · ownership.nature: Transaction reflects direct exercise by Double Offshore. The stock options were exercisable at any time before and including the date of its expiration. Read SEC document
May 19, 2017 Filed May 22, 2017 20:27 UTC	SWK Holdings Corp SWKH · Entity 9770	PurchaseCommon Stock	8,147	$11.00	$89,617.00	Disclosure SEC source: 0001140361-17-021728 · doc1.xml · nonDerivative · entry 2 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner · See Remarks DOUBLE BLACK DIAMOND, L.P. · CIK 0001056352 · Director · 10% owner · See Remarks Asgard Investment Corp. · CIK 0001404557 · Director · 10% owner · See Remarks Carlson Clint Duane · CIK 0001404625 · Director · 10% owner · See Remarks Double Black Diamond Offshore Ltd · CIK 0001404976 · Director · 10% owner · See Remarks Black Diamond Offshore Ltd. · CIK 0001452364 · Director · 10% owner · See Remarks Asgard Investment Corp. II · CIK 0001503915 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,093,766 F1 · ownership.nature: The shares of Common Stock of SWK Holdings Corp described herein were acquired directly, and held beneficially, by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("DOF"), and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("OFF"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson"), serves as investment manager to, and has the power to direct the affairs of, DOF and OFF. Carlson also serves as the investment manager, with the power to direct the affairs, of Double Black Diamond, L.P., a Delaware limited partnership ("DBD LP"), which did not acquire or dispose of any securities in connection with the transactions reported herein, but which holds a warrant exercisable for 1,000,000 shares of Common Stock. (Continued in Footnote 2). F2 · ownership.nature: Asgard Investment Corp. II, a Delaware corporation ("Asgard II"), serves as general partner, and has the power to direct the affairs, of Carlson. Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder, and has the power to direct the affairs, of Asgard II. Clint D. Carlson, a U.S. citizen ("Mr. Carlson"), serves as president, and has the power to direct the affairs, of Asgard II, Asgard and Carlson. Each reporting person disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of such reporting person's pecuniary interest therein. Read SEC document
May 18, 2017 Filed May 22, 2017 20:27 UTC	SWK Holdings Corp SWKH · Entity 9770	PurchaseCommon Stock	1,600	$11.00	$17,599.04	Disclosure SEC source: 0001140361-17-021728 · doc1.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner · See Remarks DOUBLE BLACK DIAMOND, L.P. · CIK 0001056352 · Director · 10% owner · See Remarks Asgard Investment Corp. · CIK 0001404557 · Director · 10% owner · See Remarks Carlson Clint Duane · CIK 0001404625 · Director · 10% owner · See Remarks Double Black Diamond Offshore Ltd · CIK 0001404976 · Director · 10% owner · See Remarks Black Diamond Offshore Ltd. · CIK 0001452364 · Director · 10% owner · See Remarks Asgard Investment Corp. II · CIK 0001503915 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,085,619 F1 · ownership.nature: The shares of Common Stock of SWK Holdings Corp described herein were acquired directly, and held beneficially, by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("DOF"), and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("OFF"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson"), serves as investment manager to, and has the power to direct the affairs of, DOF and OFF. Carlson also serves as the investment manager, with the power to direct the affairs, of Double Black Diamond, L.P., a Delaware limited partnership ("DBD LP"), which did not acquire or dispose of any securities in connection with the transactions reported herein, but which holds a warrant exercisable for 1,000,000 shares of Common Stock. (Continued in Footnote 2). F2 · ownership.nature: Asgard Investment Corp. II, a Delaware corporation ("Asgard II"), serves as general partner, and has the power to direct the affairs, of Carlson. Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder, and has the power to direct the affairs, of Asgard II. Clint D. Carlson, a U.S. citizen ("Mr. Carlson"), serves as president, and has the power to direct the affairs, of Asgard II, Asgard and Carlson. Each reporting person disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of such reporting person's pecuniary interest therein. Read SEC document
May 17, 2017 Filed May 17, 2017 21:43 UTC	SWK Holdings Corp SWKH · Entity 9770	PurchaseCommon Stock	500	$10.85	$5,425.00	Disclosure SEC source: 0001140361-17-021227 · doc1.xml · nonDerivative · entry 3 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner · See Remarks DOUBLE BLACK DIAMOND, L.P. · CIK 0001056352 · Director · 10% owner · See Remarks Asgard Investment Corp. · CIK 0001404557 · Director · 10% owner · See Remarks Carlson Clint Duane · CIK 0001404625 · Director · 10% owner · See Remarks Double Black Diamond Offshore Ltd · CIK 0001404976 · Director · 10% owner · See Remarks Black Diamond Offshore Ltd. · CIK 0001452364 · Director · 10% owner · See Remarks Asgard Investment Corp. II · CIK 0001503915 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,084,019 F1 · ownership.nature: The shares of Common Stock of SWK Holdings Corp described herein were acquired directly, and held beneficially, by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("DOF"), and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("OFF"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson"), serves as investment manager to, and has the power to direct the affairs of, DOF and OFF. Carlson also serves as the investment manager, with the power to direct the affairs, of Double Black Diamond, L.P., a Delaware limited partnership ("DBD LP"), which did not acquire or dispose of any securities in connection with the transactions reported herein, but which holds a warrant exercisable for 1,000,000 shares of Common Stock. (Continued in Footnote 2). F2 · ownership.nature: Asgard Investment Corp. II, a Delaware corporation ("Asgard II"), serves as general partner, and has the power to direct the affairs, of Carlson. Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder, and has the power to direct the affairs, of Asgard II. Clint D. Carlson, a U.S. citizen ("Mr. Carlson"), serves as president, and has the power to direct the affairs, of Asgard II, Asgard and Carlson. Each reporting person disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of such reporting person's pecuniary interest therein. Read SEC document
May 15, 2017 Filed May 17, 2017 21:43 UTC	SWK Holdings Corp SWKH · Entity 9770	PurchaseCommon Stock	10,000	$11.11	$111,050.00	Disclosure SEC source: 0001140361-17-021227 · doc1.xml · nonDerivative · entry 2 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner · See Remarks DOUBLE BLACK DIAMOND, L.P. · CIK 0001056352 · Director · 10% owner · See Remarks Asgard Investment Corp. · CIK 0001404557 · Director · 10% owner · See Remarks Carlson Clint Duane · CIK 0001404625 · Director · 10% owner · See Remarks Double Black Diamond Offshore Ltd · CIK 0001404976 · Director · 10% owner · See Remarks Black Diamond Offshore Ltd. · CIK 0001452364 · Director · 10% owner · See Remarks Asgard Investment Corp. II · CIK 0001503915 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,083,519 F1 · ownership.nature: The shares of Common Stock of SWK Holdings Corp described herein were acquired directly, and held beneficially, by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("DOF"), and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("OFF"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson"), serves as investment manager to, and has the power to direct the affairs of, DOF and OFF. Carlson also serves as the investment manager, with the power to direct the affairs, of Double Black Diamond, L.P., a Delaware limited partnership ("DBD LP"), which did not acquire or dispose of any securities in connection with the transactions reported herein, but which holds a warrant exercisable for 1,000,000 shares of Common Stock. (Continued in Footnote 2). F2 · ownership.nature: Asgard Investment Corp. II, a Delaware corporation ("Asgard II"), serves as general partner, and has the power to direct the affairs, of Carlson. Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder, and has the power to direct the affairs, of Asgard II. Clint D. Carlson, a U.S. citizen ("Mr. Carlson"), serves as president, and has the power to direct the affairs, of Asgard II, Asgard and Carlson. Each reporting person disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of such reporting person's pecuniary interest therein. Read SEC document
May 15, 2017 Filed May 17, 2017 21:43 UTC	SWK Holdings Corp SWKH · Entity 9770	PurchaseCommon Stock	19,900	$11.10	$220,890.00	Disclosure SEC source: 0001140361-17-021227 · doc1.xml · nonDerivative · entry 1 CARLSON CAPITAL L P · CIK 0001056973 · 10% owner · See Remarks DOUBLE BLACK DIAMOND, L.P. · CIK 0001056352 · Director · 10% owner · See Remarks Asgard Investment Corp. · CIK 0001404557 · Director · 10% owner · See Remarks Carlson Clint Duane · CIK 0001404625 · Director · 10% owner · See Remarks Double Black Diamond Offshore Ltd · CIK 0001404976 · Director · 10% owner · See Remarks Black Diamond Offshore Ltd. · CIK 0001452364 · Director · 10% owner · See Remarks Asgard Investment Corp. II · CIK 0001503915 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,073,519 F1 · ownership.nature: The shares of Common Stock of SWK Holdings Corp described herein were acquired directly, and held beneficially, by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("DOF"), and Black Diamond Offshore Ltd., a Cayman Islands exempted company ("OFF"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson"), serves as investment manager to, and has the power to direct the affairs of, DOF and OFF. Carlson also serves as the investment manager, with the power to direct the affairs, of Double Black Diamond, L.P., a Delaware limited partnership ("DBD LP"), which did not acquire or dispose of any securities in connection with the transactions reported herein, but which holds a warrant exercisable for 1,000,000 shares of Common Stock. (Continued in Footnote 2). F2 · ownership.nature: Asgard Investment Corp. II, a Delaware corporation ("Asgard II"), serves as general partner, and has the power to direct the affairs, of Carlson. Asgard Investment Corp., a Delaware corporation ("Asgard"), is the sole stockholder, and has the power to direct the affairs, of Asgard II. Clint D. Carlson, a U.S. citizen ("Mr. Carlson"), serves as president, and has the power to direct the affairs, of Asgard II, Asgard and Carlson. Each reporting person disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of such reporting person's pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.