organization · Reporting owner
PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SUJA LIFE, INC.SUJA · Entity 862 | 10% owner | September 03, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SUJA LIFE, INC.
Report date September 03, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 11,921,253 |
Last balance in matching sequence
After 2026-09-08 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-09-03 · Purchase · Acquired 125,000 · Balance 11,746,253 F1: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), were purchased by PSP Suja Life Aggregator, L.P. ("Suja Life Aggregator") in multiple transactions at prices ranging from $10.30 to $10.71, inclusive. F4: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Row 2 · 2026-09-04 · Purchase · Acquired 125,000 · Balance 11,871,253 F2: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $10.05 to $10.72, inclusive. F4: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Row 3 · 2026-09-08 · Purchase · Acquired 50,000 · Balance 11,921,253 F3: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $9.78 to $9.98, inclusive. F4: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), were purchased by PSP Suja Life Aggregator, L.P. ("Suja Life Aggregator") in multiple transactions at prices ranging from $10.30 to $10.71, inclusive.
F2: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $10.05 to $10.72, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $9.78 to $9.98, inclusive.
F4: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3).
F5: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator.
F6: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AgroFresh Solutions, Inc.
Report date April 03, 2023 · Filed April 04, 2023
Jointly reported with PSP AGFS HOLDINGS, L.P., PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P., PAINE W DEXTER III, SCHWARTZ KEVIN
Section 16 reporting ended · disclosed 2023-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2023-04-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-03 · Disposition to issuer · Acquired 145,046 · Balance 0 F1: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date. F2: The Reported Securities were disposed of in connection with the closing of the merger by and among AgroFresh Solutions, Inc. (the "Issuer"), Project Cloud Holdings, LLC and Project Cloud Merger Sub, Inc. on March 31, 2023 (the "Merger") as disclosed on the Form 8-K filed by the Issuer with the SEC on March 31, 2023. In connection with the closing of the Merger, the Reporting Persons ceased to beneficially own any Issuer securities. F3: Represents the number of shares of common stock issuable based upon the conversion of 145,046 shares of Series B Preferred Stock. F4: The reported securities are directly held by PSP AGFS Holdings, L.P. (the "Investor"). The Paine Schwartz Food Chain Fund V GP, L.P. (the "GP") is the sole general partner of the Investor and the Paine Schwartz Food Chain Fund V GP, Ltd. (the "UGP") is the sole general partner of the GP and Mr. W Dexter Paine and Mr. Kevin M. Schwartz serve as directors of UGP. As a result, each of GP, UGP, Mr. Paine and Mr. Schwartz may be deemed to beneficially own and have shared voting and dispositive power over the reported securities. F5: Each Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose, except to the extent of its respective pecuniary interest therein, if any. This report shall not be deemed an admission that any of GP, UGP, Mr. Paine or Mr. Schwartz is a beneficial owner of the securities held by the Investor, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date.
F2: The Reported Securities were disposed of in connection with the closing of the merger by and among AgroFresh Solutions, Inc. (the "Issuer"), Project Cloud Holdings, LLC and Project Cloud Merger Sub, Inc. on March 31, 2023 (the "Merger") as disclosed on the Form 8-K filed by the Issuer with the SEC on March 31, 2023. In connection with the closing of the Merger, the Reporting Persons ceased to beneficially own any Issuer securities.
F3: Represents the number of shares of common stock issuable based upon the conversion of 145,046 shares of Series B Preferred Stock.
F4: The reported securities are directly held by PSP AGFS Holdings, L.P. (the "Investor"). The Paine Schwartz Food Chain Fund V GP, L.P. (the "GP") is the sole general partner of the Investor and the Paine Schwartz Food Chain Fund V GP, Ltd. (the "UGP") is the sole general partner of the GP and Mr. W Dexter Paine and Mr. Kevin M. Schwartz serve as directors of UGP. As a result, each of GP, UGP, Mr. Paine and Mr. Schwartz may be deemed to beneficially own and have shared voting and dispositive power over the reported securities.
F5: Each Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose, except to the extent of its respective pecuniary interest therein, if any. This report shall not be deemed an admission that any of GP, UGP, Mr. Paine or Mr. Schwartz is a beneficial owner of the securities held by the Investor, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2026 Filed Sep 8, 2026 23:03 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 50,000 | $9.90 | $495,000.00 |
DisclosureSEC source: 0001140361-26-035951 · form4.xml · nonDerivative · entry 3 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,921,253 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $9.78 to $9.98, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| September 04, 2026 Filed Sep 8, 2026 23:03 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 125,000 | $10.48 | $1,310,000.00 |
DisclosureSEC source: 0001140361-26-035951 · form4.xml · nonDerivative · entry 2 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,871,253 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $10.05 to $10.72, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| September 03, 2026 Filed Sep 8, 2026 23:03 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 125,000 | $10.57 | $1,321,250.00 |
DisclosureSEC source: 0001140361-26-035951 · form4.xml · nonDerivative · entry 1 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,746,253 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), were purchased by PSP Suja Life Aggregator, L.P. ("Suja Life Aggregator") in multiple transactions at prices ranging from $10.30 to $10.71, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| September 02, 2026 Filed Sep 2, 2026 21:20 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 175,000 | $10.26 | $1,795,500.00 |
DisclosureSEC source: 0001140361-26-035501 · form4.xml · nonDerivative · entry 3 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,621,253 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $9.95 to $10.48, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 21:20 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 175,000 | $10.44 | $1,827,000.00 |
DisclosureSEC source: 0001140361-26-035501 · form4.xml · nonDerivative · entry 2 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,446,253 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $9.97 to $10.62, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 31, 2026 Filed Sep 2, 2026 21:20 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 175,000 | $10.10 | $1,767,500.00 |
DisclosureSEC source: 0001140361-26-035501 · form4.xml · nonDerivative · entry 1 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,271,253 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), were purchased by PSP Suja Life Aggregator, L.P. ("Suja Life Aggregator") in multiple transactions at prices ranging from $9.65 to $10.32, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 28, 2026 Filed Aug 28, 2026 22:32 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 185,000 | $9.33 | $1,726,050.00 |
DisclosureSEC source: 0001140361-26-034878 · form4.xml · nonDerivative · entry 3 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,096,253 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $9.21 to $9.51, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 27, 2026 Filed Aug 28, 2026 22:32 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 233,624 | $9.12 | $2,130,650.88 |
DisclosureSEC source: 0001140361-26-034878 · form4.xml · nonDerivative · entry 2 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,911,253 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $8.83 to $9.47, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 26, 2026 Filed Aug 28, 2026 22:32 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 233,624 | $9.59 | $2,240,454.16 |
DisclosureSEC source: 0001140361-26-034878 · form4.xml · nonDerivative · entry 1 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,677,629 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), were purchased by PSP Suja Life Aggregator, L.P. ("Suja Life Aggregator") in multiple transactions at prices ranging from $9.20 to $9.76, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 23:31 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 233,624 | $9.21 | $2,151,677.04 |
DisclosureSEC source: 0001140361-26-034358 · form4.xml · nonDerivative · entry 3 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,444,005 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $8.93 to $9.37, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 24, 2026 Filed Aug 25, 2026 23:31 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 233,624 | $8.84 | $2,065,236.16 |
DisclosureSEC source: 0001140361-26-034358 · form4.xml · nonDerivative · entry 2 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,210,381 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $8.15 to $9.27, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 23:31 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 189,300 | $7.96 | $1,506,828.00 |
DisclosureSEC source: 0001140361-26-034358 · form4.xml · nonDerivative · entry 1 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,976,757 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), were purchased by PSP Suja Life Aggregator, L.P. ("Suja Life Aggregator") in multiple transactions at prices ranging from $7.45 to $8.14, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 20, 2026 Filed Aug 20, 2026 21:59 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 189,300 | $7.63 | $1,444,359.00 |
DisclosureSEC source: 0001140361-26-033922 · form4.xml · nonDerivative · entry 3 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,787,457 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $7.45 to $7.80, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 19, 2026 Filed Aug 20, 2026 21:59 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 189,300 | $7.11 | $1,345,923.00 |
DisclosureSEC source: 0001140361-26-033922 · form4.xml · nonDerivative · entry 2 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,598,157 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $6.61 to $7.43, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2026 Filed Aug 20, 2026 21:59 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 189,300 | $6.73 | $1,273,989.00 |
DisclosureSEC source: 0001140361-26-033922 · form4.xml · nonDerivative · entry 1 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,408,857 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), were purchased by PSP Suja Life Aggregator, L.P. ("Suja Life Aggregator") in multiple transactions at prices ranging from $6.48 to $6.92, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 17, 2026 Filed Aug 17, 2026 21:38 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 175,185 | $6.49 | $1,136,950.65 |
DisclosureSEC source: 0001140361-26-033407 · form4.xml · nonDerivative · entry 3 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,219,557 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $6.02 to $6.76, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 21:38 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 111,929 | $6.43 | $719,703.47 |
DisclosureSEC source: 0001140361-26-033407 · form4.xml · nonDerivative · entry 2 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,044,372 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $6.26 to $6.53, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 13, 2026 Filed Aug 17, 2026 21:38 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 111,929 | $6.27 | $701,794.83 |
DisclosureSEC source: 0001140361-26-033407 · form4.xml · nonDerivative · entry 1 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,932,443 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), were purchased by PSP Suja Life Aggregator, L.P. ("Suja Life Aggregator") in multiple transactions at prices ranging from $6.21 to $6.35, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 12, 2026 Filed Aug 12, 2026 23:02 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 111,929 | $6.13 | $686,124.77 |
DisclosureSEC source: 0001140361-26-032563 · form4.xml · nonDerivative · entry 3 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,820,514 F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $5.89 to $6.26, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 11, 2026 Filed Aug 12, 2026 23:02 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 108,440 | $6.09 | $660,399.60 |
DisclosureSEC source: 0001140361-26-032563 · form4.xml · nonDerivative · entry 2 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,708,585 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased by Suja Life Aggregator in multiple transactions at prices ranging from $5.86 to $6.63, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 23:02 UTC | SUJA LIFE, INC. SUJA · Entity 862 | PurchaseClass A Common Stock | 111,929 | $6.43 | $719,703.47 |
DisclosureSEC source: 0001140361-26-032563 · form4.xml · nonDerivative · entry 1 PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,600,145 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), were purchased by PSP Suja Life Aggregator, L.P. ("Suja Life Aggregator") in multiple transactions at prices ranging from $6.23 to $6.59, inclusive. F4 · price: The reporting person undertakes to provide Suja Life, Inc., any security holder of Suja Life, Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3). F5 · balance_after: The reported securities consist of shares of Class A Common Stock held directly by Paine Schwartz Food Chain Fund V B, L.P. ("PSFC Fund V B"), Paine Schwartz Food Chain Fund V C, L.P. ("PSFC Fund V C"), Paine Schwartz Food Chain Fund V D, L.P. ("PSFC Fund V D"), Suja Life Consortium Aggregator, L.P. ("Consortium Aggregator"), and Suja Life Aggregator. F6 · ownership.nature: Paine Schwartz Food Chain Fund V, L.P. ("PSFC Fund V") is one of the members of Consortium Aggregator. The sole general partner of PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator is Paine Schwartz Food Chain Fund V GP L.P. ("PSFC Fund V GP" and, together with PSFC Fund V, PSFC Fund V B, PSFC Fund V C, PSFC Fund V D, and Suja Life Aggregator, the "PSP Funds"). Kevin Schwartz, W. Dexter Paine, III, and Angelos Dassios are on the board of directors of Paine Schwartz Food Chain Fund V GP, Ltd., the general partner of PSFC Fund V GP. Consequently, Paine Schwartz Food Chain Fund V GP, Ltd. may be deemed the beneficial owner of the shares held by the PSP Funds. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 21:34 UTC | AgroFresh Solutions, Inc. AGFS · Entity 114699 | Disposition to issuerSeries B Convertible Preferred Stock · Derivative | 145,046 | $1,771.68 | $256,975,097.28 |
DisclosureSEC source: 0001140361-23-016472 · form4.xml · derivative · entry 1 PSP AGFS HOLDINGS, L.P. · CIK 0001817183 · 10% owner PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. · CIK 0001817158 · 10% owner PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner PAINE W DEXTER III · CIK 0001099188 · 10% owner SCHWARTZ KEVIN · CIK 0001817201 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 33,982,720 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date. F2 · kind: The Reported Securities were disposed of in connection with the closing of the merger by and among AgroFresh Solutions, Inc. (the "Issuer"), Project Cloud Holdings, LLC and Project Cloud Merger Sub, Inc. on March 31, 2023 (the "Merger") as disclosed on the Form 8-K filed by the Issuer with the SEC on March 31, 2023. In connection with the closing of the Merger, the Reporting Persons ceased to beneficially own any Issuer securities. F1 · derivative.exercise_date: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date. F1 · derivative.expiration_date: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date. F3 · derivative.underlying_shares: Represents the number of shares of common stock issuable based upon the conversion of 145,046 shares of Series B Preferred Stock. F4 · ownership.nature: The reported securities are directly held by PSP AGFS Holdings, L.P. (the "Investor"). The Paine Schwartz Food Chain Fund V GP, L.P. (the "GP") is the sole general partner of the Investor and the Paine Schwartz Food Chain Fund V GP, Ltd. (the "UGP") is the sole general partner of the GP and Mr. W Dexter Paine and Mr. Kevin M. Schwartz serve as directors of UGP. As a result, each of GP, UGP, Mr. Paine and Mr. Schwartz may be deemed to beneficially own and have shared voting and dispositive power over the reported securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose, except to the extent of its respective pecuniary interest therein, if any. This report shall not be deemed an admission that any of GP, UGP, Mr. Paine or Mr. Schwartz is a beneficial owner of the securities held by the Investor, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interest therein, if any. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 19:48 UTC | AgroFresh Solutions, Inc. AGFS · Entity 114699 | GrantSeries B Convertible Preferred Stock · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-110031 · a4.xml · derivative · entry 1 PSP AGFS HOLDINGS, L.P. · CIK 0001817183 · 10% owner PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. · CIK 0001817158 · 10% owner PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · 10% owner PAINE W DEXTER III · CIK 0001099188 · 10% owner SCHWARTZ KEVIN · CIK 0001817201 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 150,000 Underlying: Common Stock, par value $0.0001 per share · 30,000,000 shares Expires not disclosed F2 · security: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") was issued in exchange for 150,000 shares of Series B-1 Convertible Preferred Stock, par value $0.0001 per share, and 150,000 shares of Series B-2 Convertible Preferred Stock, par value $0.0001 per share, that were previously issued to the Investor. Shares of Series B Preferred Stock are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date. F2 · derivative.exercise_price: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") was issued in exchange for 150,000 shares of Series B-1 Convertible Preferred Stock, par value $0.0001 per share, and 150,000 shares of Series B-2 Convertible Preferred Stock, par value $0.0001 per share, that were previously issued to the Investor. Shares of Series B Preferred Stock are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date. F2 · price: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") was issued in exchange for 150,000 shares of Series B-1 Convertible Preferred Stock, par value $0.0001 per share, and 150,000 shares of Series B-2 Convertible Preferred Stock, par value $0.0001 per share, that were previously issued to the Investor. Shares of Series B Preferred Stock are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date. F2 · derivative.exercise_date: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") was issued in exchange for 150,000 shares of Series B-1 Convertible Preferred Stock, par value $0.0001 per share, and 150,000 shares of Series B-2 Convertible Preferred Stock, par value $0.0001 per share, that were previously issued to the Investor. Shares of Series B Preferred Stock are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date. F2 · derivative.expiration_date: The Issuer's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock") was issued in exchange for 150,000 shares of Series B-1 Convertible Preferred Stock, par value $0.0001 per share, and 150,000 shares of Series B-2 Convertible Preferred Stock, par value $0.0001 per share, that were previously issued to the Investor. Shares of Series B Preferred Stock are convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B Preferred Stock has no expiration date. F3 · derivative.underlying_shares: Represents the number of shares of common stock issuable based upon the conversion of 150,000 shares of Series B Preferred Stock. F1 · ownership.direct: This statement is being filed by the following Reporting Persons: PSP AGFS Holdings, L.P. (the "Investor"), Paine Schwartz Food Chain Fund V GP, L.P. (the "GP"), Paine Schwartz Food Chain Fund V GP, Ltd. (the "UGP"), Mr. W. Dexter Paine and Mr. Kevin M. Schwartz. F4 · ownership.direct: The GP is the sole general partner of the Investor and the UGP is the sole general partner of the GP. As a result, each of the GP and the UGP may be deemed to beneficially own and have shared voting and dispositive power over such shares of common stock beneficially owned by the Investor. Mr. Paine and Mr. Schwartz serve as directors of the UGP and each disclaim beneficial ownership of any common stock held of record or beneficially owned by the Investor, the GP and the UGP. F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange of 1934, as amended (the "Exchange Act"),or for any other purpose, except to the extent of its respective pecuniary interest therein, if any. This report shall not be deemed an admission that any of the GP or UGP is a beneficial owner of the securities held by the Investor, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interest therein, if any. F1 · ownership.nature: This statement is being filed by the following Reporting Persons: PSP AGFS Holdings, L.P. (the "Investor"), Paine Schwartz Food Chain Fund V GP, L.P. (the "GP"), Paine Schwartz Food Chain Fund V GP, Ltd. (the "UGP"), Mr. W. Dexter Paine and Mr. Kevin M. Schwartz. F4 · ownership.nature: The GP is the sole general partner of the Investor and the UGP is the sole general partner of the GP. As a result, each of the GP and the UGP may be deemed to beneficially own and have shared voting and dispositive power over such shares of common stock beneficially owned by the Investor. Mr. Paine and Mr. Schwartz serve as directors of the UGP and each disclaim beneficial ownership of any common stock held of record or beneficially owned by the Investor, the GP and the UGP. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange of 1934, as amended (the "Exchange Act"),or for any other purpose, except to the extent of its respective pecuniary interest therein, if any. This report shall not be deemed an admission that any of the GP or UGP is a beneficial owner of the securities held by the Investor, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interest therein, if any. Read SEC document |
| September 24, 2020 Filed Sep 24, 2020 21:57 UTC | AgroFresh Solutions, Inc. AGFS · Entity 114699 | GrantSeries B-2 Convertible Preferred Stock · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-108448 · a4.xml · derivative · entry 1 PSP AGFS HOLDINGS, L.P. · CIK 0001817183 · Director · 10% owner PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. · CIK 0001817158 · Director · 10% owner PAINE SCHWARTZ FOOD CHAIN FUND V GP, LTD. · CIK 0001818714 · Director · 10% owner PAINE W DEXTER III · CIK 0001099188 · Director · 10% owner SCHWARTZ KEVIN · CIK 0001817201 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 150,000 Underlying: Common Stock, par value $0.0001 per share · 19,430,269.71 shares Expires not disclosed F2 · security: The Issuer's Series B-2 Convertible Preferred Stock, par value $0.0001 per shares (the "Series B-1 Preferred Stock"), is convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B-2 Preferred Stock has no expiration date. F2 · derivative.exercise_price: The Issuer's Series B-2 Convertible Preferred Stock, par value $0.0001 per shares (the "Series B-1 Preferred Stock"), is convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B-2 Preferred Stock has no expiration date. F2 · price: The Issuer's Series B-2 Convertible Preferred Stock, par value $0.0001 per shares (the "Series B-1 Preferred Stock"), is convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B-2 Preferred Stock has no expiration date. F2 · derivative.exercise_date: The Issuer's Series B-2 Convertible Preferred Stock, par value $0.0001 per shares (the "Series B-1 Preferred Stock"), is convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B-2 Preferred Stock has no expiration date. F2 · derivative.expiration_date: The Issuer's Series B-2 Convertible Preferred Stock, par value $0.0001 per shares (the "Series B-1 Preferred Stock"), is convertible at the option of a holder at any time into shares of common stock at an initial conversion price of $5.00 per share. The Series B-2 Preferred Stock has no expiration date. F3 · derivative.underlying_shares: Represents the number of shares of common stock issuable based upon the conversion of 150,000 shares of Series B-2 Preferred Stock. F1 · ownership.direct: This statement is being filed by the following Reporting Persons: PSP AGFS Holdings, L.P. (the "Investor"), Paine Schwartz Food Chain Fund V GP, L.P. (the "GP"), Paine Schwartz Food Chain Fund V GP, Ltd. (the "UGP"), Mr. W. Dexter Paine and Mr. Kevin M. Schwartz. F4 · ownership.direct: The GP is the sole general partner of the Investor and the UGP is the sole general partner of the GP. As a result, each of the GP and the UGP may be deemed to beneficially own and have shared voting and dispositive power over such shares of common stock beneficially owned by the Investor. Mr. Paine and Mr. Schwartz serve as directors of the UGP and each disclaim beneficial ownership of any common stock held of record or beneficially owned by the Investor, the GP and the UGP. F5 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange of 1934, as amended (the "Exchange Act"),or for any other purpose, except to the extent of its respective pecuniary interest therein, if any. This report shall not be deemed an admission that any of the GP or UGP is a beneficial owner of the securities held by the Investor, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interest therein, if any. F1 · ownership.nature: This statement is being filed by the following Reporting Persons: PSP AGFS Holdings, L.P. (the "Investor"), Paine Schwartz Food Chain Fund V GP, L.P. (the "GP"), Paine Schwartz Food Chain Fund V GP, Ltd. (the "UGP"), Mr. W. Dexter Paine and Mr. Kevin M. Schwartz. F4 · ownership.nature: The GP is the sole general partner of the Investor and the UGP is the sole general partner of the GP. As a result, each of the GP and the UGP may be deemed to beneficially own and have shared voting and dispositive power over such shares of common stock beneficially owned by the Investor. Mr. Paine and Mr. Schwartz serve as directors of the UGP and each disclaim beneficial ownership of any common stock held of record or beneficially owned by the Investor, the GP and the UGP. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange of 1934, as amended (the "Exchange Act"),or for any other purpose, except to the extent of its respective pecuniary interest therein, if any. This report shall not be deemed an admission that any of the GP or UGP is a beneficial owner of the securities held by the Investor, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.