Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Main Street Capital CORPMAIN · Entity 2159 | Director | February 15, 2023 | March 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Main Street Capital CORP
Report date February 15, 2023 · Filed March 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,135.871 |
Reported balance
After 2023-02-15 transaction · row 1
1 source rowRow 1 · 2023-02-15 · Other · Acquired 49.09 · Balance 12,135.871 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COHERENT INC
Report date July 01, 2022 · Filed July 01, 2022
Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-01 transaction · row 1
1 source rowRow 1 · 2022-07-01 · Disposition to issuer · Disposed 4,504 · Balance 0 F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration").
SVB FINANCIAL GROUP
Report date November 07, 2024 · Filed November 12, 2024
Section 16 reporting ended · disclosed 2024-11-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-07 transaction · row 1
1 source rowRow 1 · 2024-11-07 · Disposition to issuer · Disposed 2,374 · Balance 0 F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2032-05-02 | Direct | 0 |
Reported balance
After 2024-11-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-11-07 · Disposition to issuer · Disposed 466 · Balance 0 F3: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors.
F2: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
F3: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2020 Filed Aug 25, 2020 21:51 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 24.385 | $32.80 | $799.83 |
DisclosureSEC source: 0001593968-20-001800 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,865.999 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 15, 2020 Filed Jul 24, 2020 20:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.412 | $31.27 | $794.63 |
DisclosureSEC source: 0001593968-20-001661 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,841.614 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 15, 2020 Filed Jun 26, 2020 21:06 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 23.88 | $33.07 | $789.71 |
DisclosureSEC source: 0001593968-20-001533 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,816.202 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2020 Filed May 29, 2020 21:12 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 4.299 | $28.71 | $123.42 |
DisclosureSEC source: 0001593968-20-001279 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,792.322 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 04, 2020 Filed May 6, 2020 21:22 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 3,245.942 | $24.03 | $77,999.99 |
DisclosureSEC source: 0001593968-20-001120 · primary_01.xml · nonDerivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,788.023 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document |
| May 04, 2020 Filed May 6, 2020 21:22 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 1,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001120 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,542.081 F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan. Read SEC document |
| May 01, 2020 Filed May 5, 2020 10:12 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 722 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003324 · primarydocument.xml · derivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722 Underlying: Common Stock · 722 shares Expires 2030-05-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 1, 2020, and is scheduled to vest upon the completion of the reporting person's 2020-2021 director term, currently expected to be on April 22, 2021 (the scheduled date of the Issuer's 2021 Annual Shareholder Meeting). Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 17:19 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 2,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005245 · edgar.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,648 F1 · shares: On April 27, 2020 the Reporting Person was granted 2,148 Restricted Stock Units ("RSUs") which will vest on February 15, 2021, subject to the Reporting Person's continued service on the Issuer's Board of Directors through this vesting date. F2 · balance_after: Includes 1,500 RSUs subject to vesting as follows: 50% of the RSUs shall vest on the each of May 9, 2020 and May 9, 2021, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting dates. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 12:32 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003155 · primarydocument.xml · derivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 368 shares Expires 2029-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 12:32 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003155 · primarydocument.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 15, 2020 Filed Apr 27, 2020 10:12 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 4.94 | $24.78 | $122.41 |
DisclosureSEC source: 0001593968-20-001039 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,294.081 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 13, 2020 Filed Mar 20, 2020 20:48 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 4.313 | $28.18 | $121.54 |
DisclosureSEC source: 0001593968-20-000877 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289.141 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 14, 2020 Filed Feb 28, 2020 21:19 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 2.694 | $44.90 | $120.96 |
DisclosureSEC source: 0001593968-20-000538 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284.828 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:33 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 590.134 | $43.38 | $25,600.01 |
DisclosureSEC source: 0001593968-20-000130 · primary_01.xml · nonDerivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282.134 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 21:33 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 692 | $43.38 | $30,018.96 |
DisclosureSEC source: 0001593968-20-000130 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692 F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:29 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-005382 · primarydocument.xml · derivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368 Underlying: Common Stock · 368 shares Expires 2029-11-04 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on November 4, 2019, and is scheduled to vest upon the completion of the reporting person's 2019-2020 director term, currently expected to be on April 23, 2020 (the scheduled date of the Issuer's 2020 Annual Shareholder Meeting). F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 09, 2019 Filed May 10, 2019 16:37 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005878 · edgar.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · shares: Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 50% of the RSUs shall vest on each of May 9, 2020 and May 9, 2021, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.