Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Main Street Capital CORPMAIN · Entity 2159 | Director | February 15, 2023 | March 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Main Street Capital CORP
Report date February 15, 2023 · Filed March 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,135.871 |
Reported balance
After 2023-02-15 transaction · row 1
1 source rowRow 1 · 2023-02-15 · Other · Acquired 49.09 · Balance 12,135.871 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COHERENT INC
Report date July 01, 2022 · Filed July 01, 2022
Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-01 transaction · row 1
1 source rowRow 1 · 2022-07-01 · Disposition to issuer · Disposed 4,504 · Balance 0 F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration").
SVB FINANCIAL GROUP
Report date November 07, 2024 · Filed November 12, 2024
Section 16 reporting ended · disclosed 2024-11-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-07 transaction · row 1
1 source rowRow 1 · 2024-11-07 · Disposition to issuer · Disposed 2,374 · Balance 0 F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2032-05-02 | Direct | 0 |
Reported balance
After 2024-11-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-11-07 · Disposition to issuer · Disposed 466 · Balance 0 F3: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors.
F2: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
F3: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2024 Filed Nov 12, 2024 07:15 UTC | SVB FINANCIAL GROUP SIVBQ · Entity 86203 | Disposition to issuerRestricted Stock Unit · Derivative | 466 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-124560 · ownership.xml · derivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 466 shares Expires 2032-05-02 F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. F1 · shares: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2 · shares: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 07:15 UTC | SVB FINANCIAL GROUP SIVBQ · Entity 86203 | Disposition to issuerCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-124560 · ownership.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: On March 17, 2023, SVB Financial Group, a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On August 2, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtor's Second Amended Plan of Reorganization Under Chapter 11 of the Bankruptcy Code (the "Plan"). On November 7, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. The Plan was approved by the Issuer's Board of Directors. F2 · shares: On the Effective Date, all outstanding shares of the Issuer's common stock and restricted stock units were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| February 15, 2023 Filed Mar 9, 2023 21:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 49.09 | $39.76 | $1,951.82 |
DisclosureSEC source: 0001415889-23-004584 · form4-03092023_040301.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,135.871 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 13, 2023 Filed Jan 30, 2023 21:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 50.389 | $38.51 | $1,940.48 |
DisclosureSEC source: 0001415889-23-001565 · form4-01302023_040106.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,086.781 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 16:45 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | PurchaseCommon Stock | 1,000 | $232.06 | $232,061.30 |
DisclosureSEC source: 0001562180-23-000240 · primarydocument.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,374 Read SEC document |
| December 28, 2022 Filed Jan 11, 2023 21:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 23.557 | $36.51 | $860.07 |
DisclosureSEC source: 0001415889-23-000802 · form4-01112023_040101.xml · nonDerivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,036.392 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 15, 2022 Filed Jan 11, 2023 21:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 50.58 | $37.19 | $1,881.07 |
DisclosureSEC source: 0001415889-23-000802 · form4-01112023_040101.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,012.835 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2022 Filed Dec 2, 2022 21:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 49.024 | $38.15 | $1,870.27 |
DisclosureSEC source: 0001415889-22-011955 · form4-12022022_041201.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,962.255 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 14, 2022 Filed Oct 27, 2022 20:30 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 56.063 | $33.14 | $1,857.93 |
DisclosureSEC source: 0001415889-22-010832 · form4-10272022_041001.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,913.231 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 27, 2022 Filed Oct 17, 2022 21:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 24.233 | $34.75 | $842.10 |
DisclosureSEC source: 0001415889-22-010605 · form4-10172022_011012.xml · nonDerivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,857.168 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2022 Filed Oct 17, 2022 21:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 45.291 | $39.76 | $1,800.77 |
DisclosureSEC source: 0001415889-22-010605 · form4-10172022_011012.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,832.935 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2022 Filed Aug 29, 2022 20:26 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 40.903 | $43.81 | $1,791.96 |
DisclosureSEC source: 0001415889-22-009140 · form4-08292022_010822.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,787.644 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 15, 2022 Filed Aug 1, 2022 21:03 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 43.51 | $40.97 | $1,782.60 |
DisclosureSEC source: 0001415889-22-008071 · form4-08012022_020804.xml · nonDerivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,746.741 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 16:35 UTC | COHERENT INC COHR · Entity 125737 | Disposition to issuerCommon Stock | 4,504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-076880 · tm2220124-9_4seq1.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger"). F2 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration"). Read SEC document |
| June 30, 2022 Filed Aug 1, 2022 21:03 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 16.108 | $38.53 | $620.64 |
DisclosureSEC source: 0001415889-22-008071 · form4-08012022_020804.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,703.231 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 15, 2022 Filed Jun 27, 2022 20:58 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 49.387 | $35.81 | $1,768.55 |
DisclosureSEC source: 0001415889-22-006950 · form4-06272022_010602.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,687.123 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 13, 2022 Filed May 24, 2022 20:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 46.498 | $37.82 | $1,758.55 |
DisclosureSEC source: 0001415889-22-005585 · form4-05242022_040533.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,637.736 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 02, 2022 Filed May 4, 2022 19:50 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 466 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003780 · primarydocument.xml · derivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466 Underlying: Common Stock · 466 shares Expires 2032-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 2, 2022, and is scheduled to vest upon the completion of the reporting person's 2022-2023 director term, currently expected to be on April 20, 2023 (the scheduled date of the Issuer's 2023 Annual Shareholder Meeting). Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:01 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 1,913.265 | $39.20 | $74,999.99 |
DisclosureSEC source: 0001415889-22-004609 · form4-05042022_050501.xml · nonDerivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,591.238 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:01 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004609 · form4-05042022_050501.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,677.973 F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 11:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003528 · primarydocument.xml · derivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 284 shares Expires 2031-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 11:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003528 · primarydocument.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 14, 2022 Filed Apr 29, 2022 21:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 32.141 | $41.70 | $1,340.28 |
DisclosureSEC source: 0001415889-22-004385 · form4-04292022_050410.xml · nonDerivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,912.973 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 30, 2022 Filed Apr 29, 2022 21:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 10.997 | $42.44 | $466.71 |
DisclosureSEC source: 0001415889-22-004385 · form4-04292022_050410.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,880.832 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 20:53 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 32.549 | $40.89 | $1,330.93 |
DisclosureSEC source: 0001415889-22-003328 · form4-03242022_010312.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,869.835 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:36 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 30.941 | $42.80 | $1,324.27 |
DisclosureSEC source: 0001415889-22-002135 · form4-03022022_010354.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,837.286 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:14 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.89 | $44.09 | $1,317.85 |
DisclosureSEC source: 0001593968-22-000306 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806.345 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 30, 2021 Filed Jan 18, 2022 21:17 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 13.709 | $44.61 | $611.56 |
DisclosureSEC source: 0001593968-22-000225 · primary_01.xml · nonDerivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,776.455 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 15, 2021 Filed Jan 18, 2022 21:17 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.778 | $42.92 | $1,278.07 |
DisclosureSEC source: 0001593968-22-000225 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,762.746 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2021 Filed Nov 23, 2021 23:35 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 27.85 | $45.68 | $1,272.19 |
DisclosureSEC source: 0001593968-21-002458 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,732.968 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 15, 2021 Filed Nov 1, 2021 20:27 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.718 | $42.60 | $1,265.99 |
DisclosureSEC source: 0001593968-21-002322 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,705.118 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2021 Filed Sep 28, 2021 20:40 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.491 | $41.70 | $1,229.77 |
DisclosureSEC source: 0001593968-21-002179 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,675.4 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 13, 2021 Filed Aug 25, 2021 20:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 28.589 | $42.81 | $1,223.90 |
DisclosureSEC source: 0001593968-21-002025 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,645.909 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 15, 2021 Filed Jul 28, 2021 22:29 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.474 | $41.32 | $1,217.87 |
DisclosureSEC source: 0001593968-21-001907 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,617.32 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 15, 2021 Filed Jun 28, 2021 20:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 29.056 | $41.71 | $1,211.93 |
DisclosureSEC source: 0001593968-21-001714 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,587.846 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 14, 2021 Filed May 24, 2021 21:10 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 20.846 | $40.54 | $845.10 |
DisclosureSEC source: 0001593968-21-001429 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,558.79 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 06, 2021 Filed May 10, 2021 17:11 UTC | COHERENT INC COHR · Entity 125737 | GrantCommon Stock | 856 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005078 · edgar.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,504 F1 · shares: On May 6, 2021 the Reporting Person was granted 856 Restricted Stock Units which will vest no later than February 15, 2022, subject to certain vesting requirements. Read SEC document |
| May 03, 2021 Filed May 5, 2021 11:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003190 · primarydocument.xml · derivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284 Underlying: Common Stock · 284 shares Expires 2031-05-03 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · shares: This transaction represents the reporting person's annual Director Equity grant of Restricted Stock Units. This award was granted on May 3, 2021, and is scheduled to vest upon the completion of the reporting person's 2021-2022 director term, currently expected to be on April 21, 2022 (the scheduled date of the Issuer's 2022 Annual Shareholder Meeting). Read SEC document |
| May 03, 2021 Filed May 6, 2021 00:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 1,768.451 | $42.41 | $75,000.01 |
DisclosureSEC source: 0001593968-21-001233 · primary_01.xml · nonDerivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,537.945 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document |
| May 03, 2021 Filed May 6, 2021 00:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001233 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,769.494 F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 14:28 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 722 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002935 · primarydocument.xml · derivative · entry 2 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 722 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 14:28 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002935 · primarydocument.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| April 15, 2021 Filed Apr 28, 2021 20:48 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 20.048 | $41.95 | $841.01 |
DisclosureSEC source: 0001593968-21-001171 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,062.494 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2021 Filed Mar 26, 2021 22:49 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 21.267 | $39.34 | $836.64 |
DisclosureSEC source: 0001593968-21-001014 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,042.446 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 12, 2021 Filed Feb 26, 2021 21:59 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 24.149 | $34.44 | $831.69 |
DisclosureSEC source: 0001593968-21-000673 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,021.179 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 15, 2021 Filed Feb 1, 2021 21:43 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.563 | $32.33 | $826.45 |
DisclosureSEC source: 0001593968-21-000276 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,997.03 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 15, 2020 Filed Dec 29, 2020 21:35 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 25.742 | $31.90 | $821.17 |
DisclosureSEC source: 0001593968-20-002414 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,971.467 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 13, 2020 Filed Dec 2, 2020 21:55 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.341 | $30.97 | $815.78 |
DisclosureSEC source: 0001593968-20-002275 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,945.725 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 15, 2020 Filed Oct 29, 2020 21:04 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 27.152 | $29.84 | $810.22 |
DisclosureSEC source: 0001593968-20-002108 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,919.384 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2020 Filed Sep 24, 2020 20:46 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 26.233 | $30.68 | $804.83 |
DisclosureSEC source: 0001593968-20-001926 · primary_01.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,892.232 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.