Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MidCap Apollo Institutional Private LendingNONE · Entity 75251 | Chief Executive Officer | May 14, 2024 | May 14, 2024 |
| MidCap Financial Investment CorpMFIC · Entity 5121 | Chief Executive Officer | August 07, 2018 | November 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MidCap Apollo Institutional Private Lending
Report date May 14, 2024 · Filed May 14, 2024
This filing explicitly reported no securities owned.
MidCap Financial Investment Corp
Report date August 07, 2018 · Filed November 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,517 |
Reported balance
After 2018-08-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-07 · Other · Disposed 403 · Balance 110,517 F1: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 110,517 |
Reported balance
After 2020-09-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-09-30 · Other · Disposed 155 · Balance 110,517 F1: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 110,517 |
Reported balance
After 2020-12-31 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-12-31 · Other · Disposed 9,102 · Balance 110,517 F1: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 110,517 |
Reported balance
After 2022-02-17 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2022-02-17 · Other · Acquired 36,928 · Balance 110,517 F2: Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 17, 2022. F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 110,517 |
Reported balance
After 2022-03-03 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2022-03-03 · Other · Disposed 9,152 · Balance 110,517 F1: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 110,517 |
Reported balance
After 2023-02-10 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2023-02-10 · Other · Acquired 40,228 · Balance 110,517 F3: Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 10, 2023. F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 110,517 |
Reported balance
After 2023-03-03 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2023-03-03 · Other · Disposed 8,277 · Balance 110,517 F1: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 110,517 |
Reported balance
After 2024-02-09 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2024-02-09 · Other · Disposed 9,007 · Balance 110,517 F1: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 110,517 |
Reported balance
After 2024-07-22 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2024-07-22 · Grant · Acquired 7,351 · Balance 110,517 F4: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units.
F2: Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 17, 2022.
F3: Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 10, 2023.
F4: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.
F5: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2024 Filed Nov 12, 2024 16:42 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | GrantCommon Stock | 7,351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-125576 · ownership.xml · nonDerivative · entry 9 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F4 · kind: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. F4 · price: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. F5 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. Read SEC document |
| February 09, 2024 Filed Nov 12, 2024 16:42 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 9,007 | $13.95 | $125,647.65 |
DisclosureSEC source: 0000950170-24-125576 · ownership.xml · nonDerivative · entry 8 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 19:38 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | SaleCommon Stock | 8,277 | $12.09 | $100,068.93 |
DisclosureSEC source: 0000899243-23-008478 · doc4.xml · nonDerivative · entry 1 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,606 F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. Read SEC document |
| March 03, 2023 Filed Nov 12, 2024 16:42 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 8,277 | $12.09 | $100,068.93 |
DisclosureSEC source: 0000950170-24-125576 · ownership.xml · nonDerivative · entry 7 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. Read SEC document |
| February 10, 2023 Filed Nov 12, 2024 16:42 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 40,228 | $12.21 | $491,183.88 |
DisclosureSEC source: 0000950170-24-125576 · ownership.xml · nonDerivative · entry 6 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F3 · kind: Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 10, 2023. F5 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. Read SEC document |
| March 03, 2022 Filed Nov 12, 2024 16:42 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 9,152 | $13.20 | $120,806.40 |
DisclosureSEC source: 0000950170-24-125576 · ownership.xml · nonDerivative · entry 5 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. Read SEC document |
| February 17, 2022 Filed Nov 12, 2024 16:42 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 36,928 | $13.67 | $504,805.76 |
DisclosureSEC source: 0000950170-24-125576 · ownership.xml · nonDerivative · entry 4 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F2 · kind: Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 17, 2022. F5 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. Read SEC document |
| December 31, 2020 Filed Nov 12, 2024 16:42 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 9,102 | $13.83 | $125,880.66 |
DisclosureSEC source: 0000950170-24-125576 · ownership.xml · nonDerivative · entry 3 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. Read SEC document |
| September 30, 2020 Filed Nov 12, 2024 16:42 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 155 | $13.83 | $2,143.65 |
DisclosureSEC source: 0000950170-24-125576 · ownership.xml · nonDerivative · entry 2 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 17:30 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | GrantCommon Stock | 14,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001278752-20-000012 · wf-form4_158163300691318.xml · nonDerivative · entry 2 Powell Tanner · CIK 0001741490 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,883 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 17:30 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | Tax withholdingCommon Stock | 6,245 | $17.04 | $106,414.80 |
DisclosureSEC source: 0001278752-20-000012 · wf-form4_158163300691318.xml · nonDerivative · entry 1 Powell Tanner · CIK 0001741490 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,396 Read SEC document |
| February 11, 2020 Filed Nov 12, 2024 16:39 UTC Amendment | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 14,487 | $17.06 | $247,148.22 |
DisclosureSEC source: 0000950170-24-125568 · ownership.xml · nonDerivative · entry 2 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F2 · kind: Represents a grant of RSUs. Such RSUs vest in four equal annual installments commencing on December 31, 2019. F3 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing an additional Form 4 filing and amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. Read SEC document |
| February 10, 2020 Filed Nov 12, 2024 16:39 UTC Amendment | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 6,245 | $17.04 | $106,414.80 |
DisclosureSEC source: 0000950170-24-125568 · ownership.xml · nonDerivative · entry 1 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units ("RSUs"). F3 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing an additional Form 4 filing and amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. Read SEC document |
| April 02, 2019 Filed Sep 25, 2019 16:15 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | Tax withholdingAINV | 1,386 | $15.42 | $21,372.12 |
DisclosureSEC source: 0001278752-19-000061 · wf-form4_156944249645899.xml · nonDerivative · entry 1 Powell Tanner · CIK 0001741490 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,461 Read SEC document |
| April 02, 2019 Filed Nov 12, 2024 16:36 UTC Amendment | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 1,386 | $15.42 | $21,372.12 |
DisclosureSEC source: 0000950170-24-125548 · ownership.xml · nonDerivative · entry 1 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F2 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing an additional Form 4 filing and amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. Read SEC document |
| January 11, 2019 Filed Jan 11, 2019 16:45 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | GrantAINV | 38,137 | $13.11 | $499,995.14 |
DisclosureSEC source: 0001741490-19-000002 · wf-form4_154724311364049.xml · nonDerivative · entry 1 Powell Tanner · CIK 0001741490 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,975 F1 · balance_after: Securities beneficially owned have been adjusted to take into account the reverse stock split effective as of the close of business on November 30, 2018. Read SEC document |
| January 11, 2019 Filed Nov 12, 2024 16:33 UTC Amendment | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 38,137 | $14.24 | $543,070.88 |
DisclosureSEC source: 0000950170-24-125536 · ownership.xml · nonDerivative · entry 1 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in four equal annual installments commencing on December 31, 2019. F2 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing an additional Form 4 filing and amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. Read SEC document |
| August 07, 2018 Filed Nov 12, 2024 16:42 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | OtherCommon Stock | 403 | $17.73 | $7,145.19 |
DisclosureSEC source: 0000950170-24-125576 · ownership.xml · nonDerivative · entry 1 Powell Tanner · CIK 0001741490 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,517 F1 · kind: Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units. F5 · balance_after: The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.