Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CION Investment CorpCION · Entity 5735 | See Remarks | November 12, 2024 | November 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CION Investment Corp
Report date November 12, 2024 · Filed November 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,213.43 |
Reported balance
After 2024-11-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-12 · Purchase · Acquired 750 · Balance 1,213.43 F1: Represents the aggregate of purchases effected on the same trading day at different prices. F2: Represents the weighted average purchase price per share. The shares were purchased at prices of $11.38 and $11.41 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3: Includes 13.43 shares acquired under the Issuer's distribution reinvestment plan. F4: Represents shares acquired in the Reporting Person's account with a third-party, non-Issuer 401(k) retirement savings plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the aggregate of purchases effected on the same trading day at different prices.
F2: Represents the weighted average purchase price per share. The shares were purchased at prices of $11.38 and $11.41 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3: Includes 13.43 shares acquired under the Issuer's distribution reinvestment plan.
F4: Represents shares acquired in the Reporting Person's account with a third-party, non-Issuer 401(k) retirement savings plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2024 Filed Nov 13, 2024 11:47 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon stock, $0.001 par value | 750 | $11.39 | $8,542.50 |
DisclosureSEC source: 0002016223-24-000002 · wk-form4_1731516426.xml · nonDerivative · entry 1 Arestia Charlie · CIK 0002016223 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,213.43 F1 · shares: Represents the aggregate of purchases effected on the same trading day at different prices. F2 · price: Represents the weighted average purchase price per share. The shares were purchased at prices of $11.38 and $11.41 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Includes 13.43 shares acquired under the Issuer's distribution reinvestment plan. F4 · ownership.nature: Represents shares acquired in the Reporting Person's account with a third-party, non-Issuer 401(k) retirement savings plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 14:08 UTC | CION Investment Corp CION · Entity 5735 | PurchaseCommon Stock, $0.001 par value | 450 | $11.94 | $5,373.00 |
DisclosureSEC source: 0001104659-24-089517 · tm2421679-1_4seq1.xml · nonDerivative · entry 1 Arestia Charlie · CIK 0002016223 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 450 F1 · ownership.nature: Represents shares acquired in the Reporting Person's account with a third-party, non-Issuer 401(k) retirement savings plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.