Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARKETAXESS HOLDINGS INCMKTX · Entity 3821 | Director · Executive Chairman | November 12, 2024 | November 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARKETAXESS HOLDINGS INC
Report date November 12, 2024 · Filed November 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | Direct | 562,029 |
Ending reported balance
After 2024-11-14 transaction · row 13
13 source rows · reconciled sequenceRow 1 · 2024-11-12 · Sale · Disposed 8,573 · Balance 603,456 F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 2 · 2024-11-12 · Sale · Disposed 7,266 · Balance 596,190 F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 3 · 2024-11-12 · Sale · Disposed 3,233 · Balance 592,957 F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 4 · 2024-11-12 · Sale · Disposed 928 · Balance 592,029 F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 5 · 2024-11-13 · Sale · Disposed 8,159 · Balance 583,870 F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 6 · 2024-11-13 · Sale · Disposed 1,937 · Balance 581,933 F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 7 · 2024-11-13 · Sale · Disposed 1,474 · Balance 580,459 F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 8 · 2024-11-13 · Sale · Disposed 949 · Balance 579,510 F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 9 · 2024-11-13 · Sale · Disposed 5,143 · Balance 574,367 F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 10 · 2024-11-13 · Sale · Disposed 2,188 · Balance 572,179 F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 11 · 2024-11-13 · Sale · Disposed 150 · Balance 572,029 F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 12 · 2024-11-14 · Sale · Disposed 6,710 · Balance 565,319 F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 13 · 2024-11-14 · Sale · Disposed 3,290 · Balance 562,029 F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | IndirectBy Immediate Family Members | 2,000 |
Reported balance
Holding disclosure · report date 2024-11-12 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,640 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · derivative · entry 10 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,969 Underlying: Common Stock · 11,640 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,860 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · derivative · entry 9 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,609 Underlying: Common Stock · 9,860 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 11,640 | $214.34 | $2,494,871.04 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 6 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,846 F1 · kind: The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $21.56 per share. F3 · price: The transaction was executed in multiple trades at prices ranging from $213.95 to $214.645. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 11,640 | $21.56 | $250,958.40 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 5 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 9,860 | $21.56 | $212,581.60 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,202 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · derivative · entry 8 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,469 Underlying: Common Stock · 12,202 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,298 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · derivative · entry 7 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,671 Underlying: Common Stock · 10,298 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 12,202 | $209.63 | $2,557,891.84 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,986 F1 · kind: The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $21.56 per share. F2 · price: The transaction was executed in multiple trades at prices ranging from $209.25 to $210.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 12,202 | $21.56 | $263,075.12 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 10,298 | $21.56 | $222,024.88 |
DisclosureSEC source: 0001012975-18-001150 · edgar.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:00 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 163 | $188.89 | $30,788.56 |
DisclosureSEC source: 0001012975-18-000984 · edgar.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,688 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The transaction was executed in multiple trades at prices ranging from $188.82 to $188.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:00 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 3,289 | $188.33 | $619,430.20 |
DisclosureSEC source: 0001012975-18-000984 · edgar.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,851 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The transaction was executed in multiple trades at prices ranging from $187.80 to $188.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:00 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 4,191 | $186.82 | $782,965.55 |
DisclosureSEC source: 0001012975-18-000984 · edgar.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048,140 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The transaction was executed in multiple trades at prices ranging from $186.56 to $187.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:00 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 12,357 | $186.19 | $2,300,809.14 |
DisclosureSEC source: 0001012975-18-000984 · edgar.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,331 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The transaction was executed in multiple trades at prices ranging from $185.55 to $186.53. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,055 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · derivative · entry 10 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,969 Underlying: Common Stock · 12,055 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,945 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · derivative · entry 9 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,024 Underlying: Common stock · 9,945 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 12,055 | $189.03 | $2,278,790.40 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 6 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,688 F1 · kind: The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $21.56 per share. F3 · price: The transaction was executed in multiple trades at prices ranging from $189.00 to $189.205. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 12,055 | $21.56 | $259,905.80 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 5 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 9,945 | $21.56 | $214,414.20 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,959 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · derivative · entry 8 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,969 Underlying: Common stock · 10,959 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,041 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · derivative · entry 7 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,928 Underlying: Common stock · 9,041 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 10,959 | $189.31 | $2,074,620.89 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,743 F1 · kind: The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $21.56 per share. F2 · price: The transaction was executed in multiple trades at prices ranging from $189.00 to $189.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 10,959 | $21.56 | $236,276.04 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 17:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 9,041 | $21.56 | $194,923.96 |
DisclosureSEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2018 Filed May 10, 2018 16:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 874 | $206.03 | $180,071.71 |
DisclosureSEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 8 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045,702 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F9 · price: The transaction was executed in multiple trades at prices ranging from $205.89 to $206.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 09, 2018 Filed May 10, 2018 16:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,002 | $204.33 | $204,739.36 |
DisclosureSEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 7 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,576 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8 · price: The transaction was executed in multiple trades at prices ranging from $204.02 to $205.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 09, 2018 Filed May 10, 2018 16:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 10,032 | $203.42 | $2,040,741.54 |
DisclosureSEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 6 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047,578 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7 · price: The transaction was executed in multiple trades at prices ranging from $202.98 to $203.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 09, 2018 Filed May 10, 2018 16:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 4,937 | $202.42 | $999,344.08 |
DisclosureSEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 5 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,610 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The transaction was executed in multiple trades at prices ranging from $201.96 to $202.96. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,100 | $204.56 | $225,017.98 |
DisclosureSEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,547 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The transaction was executed in multiple trades at prices ranging from $204.55 to $204.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 3,797 | $203.82 | $773,919.35 |
DisclosureSEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,647 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The transaction was executed in multiple trades at prices ranging from $203.47 to $204.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 10,758 | $203.02 | $2,184,063.34 |
DisclosureSEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067,444 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The transaction was executed in multiple trades at prices ranging from $202.46 to $203.40. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 2,500 | $201.94 | $504,842.50 |
DisclosureSEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,202 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The transaction was executed in multiple trades at prices ranging from $201.45 to $202.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:14 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 7,555 | $198.90 | $1,502,689.50 |
DisclosureSEC source: 0001012975-18-000212 · edgar.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080,702 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of shares of restricted stock units previously granted to Mr. McVey. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:16 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 800 | $195.10 | $156,081.04 |
DisclosureSEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 7 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088,257 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8 · price: The transaction was executed in multiple trades at prices ranging from $194.80 to $195.55. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:16 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 513 | $193.85 | $99,447.51 |
DisclosureSEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 6 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,057 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7 · price: The transaction was executed in multiple trades at prices ranging from $193.59 to $194.42. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:16 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 4,974 | $192.90 | $959,504.50 |
DisclosureSEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 5 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,570 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The transaction was executed in multiple trades at prices ranging from $192.59 to $193.57. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:16 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,115 | $191.99 | $214,072.98 |
DisclosureSEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,544 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The transaction was executed in multiple trades at prices ranging from $191.58 to $192.425. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:16 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 7,068 | $190.88 | $1,349,119.34 |
DisclosureSEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,659 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The transaction was executed in multiple trades at prices ranging from $190.51 to $191.48. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:16 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 13,040 | $189.98 | $2,477,274.00 |
DisclosureSEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,727 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The transaction was executed in multiple trades at prices ranging from $189.51 to $190.50. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:16 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 7,490 | $189.03 | $1,415,798.00 |
DisclosureSEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,767 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The transaction was executed in multiple trades at prices ranging from $188.51 to $189.50. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 5,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 5 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123,257 F2 · price: Settlement of performance shares granted January 15, 2017 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2019 and January 31, 2020. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,156 | $196.21 | $226,818.76 |
DisclosureSEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118,080 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,318 | $196.21 | $258,604.78 |
DisclosureSEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,236 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 2,949 | $196.21 | $578,623.29 |
DisclosureSEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,554 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 4,095 | $196.21 | $803,479.95 |
DisclosureSEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123,503 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 16:17 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantEmployee Stock Option (right to buy) · Derivative | 16,037 | $0.00 Strike: $203.72 | $0.00 |
DisclosureSEC source: 0001012975-18-000070 · edgar.xml · derivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,037 Underlying: Common Stock · 16,037 shares Expires 2024-01-15 F2 · derivative.exercise_date: The options will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 16:17 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 4,418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000070 · edgar.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127,598 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:17 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-17-000941 · edgar.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123,180 Read SEC document |
| November 28, 2017 Filed Dec 1, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110,965 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0001012975-17-000895 · edgar.xml · derivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,965 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were fully exercisable. Read SEC document |
| November 28, 2017 Filed Dec 1, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 60,261 | $193.43 | $11,656,285.23 |
DisclosureSEC source: 0001012975-17-000895 · edgar.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,133,180 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.