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McVey Richard M

Disclosed activity across 1 company

Tapewire entity
86083
SEC CIK
0001296466

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MARKETAXESS HOLDINGS INCMKTX · Entity 3821Director · Executive ChairmanNovember 12, 2024November 14, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MARKETAXESS HOLDINGS INC

Report date November 12, 2024 · Filed November 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.003 per shareSEC Table I · non-derivativeDirect562,029 Ending reported balance After 2024-11-14 transaction · row 13
13 source rows · reconciled sequence

Row 1 · 2024-11-12 · Sale · Disposed 8,573 · Balance 603,456

F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 2 · 2024-11-12 · Sale · Disposed 7,266 · Balance 596,190

F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 3 · 2024-11-12 · Sale · Disposed 3,233 · Balance 592,957

F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 4 · 2024-11-12 · Sale · Disposed 928 · Balance 592,029

F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 5 · 2024-11-13 · Sale · Disposed 8,159 · Balance 583,870

F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 6 · 2024-11-13 · Sale · Disposed 1,937 · Balance 581,933

F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 7 · 2024-11-13 · Sale · Disposed 1,474 · Balance 580,459

F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 8 · 2024-11-13 · Sale · Disposed 949 · Balance 579,510

F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 9 · 2024-11-13 · Sale · Disposed 5,143 · Balance 574,367

F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 10 · 2024-11-13 · Sale · Disposed 2,188 · Balance 572,179

F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 11 · 2024-11-13 · Sale · Disposed 150 · Balance 572,029

F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 12 · 2024-11-14 · Sale · Disposed 6,710 · Balance 565,319

F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 13 · 2024-11-14 · Sale · Disposed 3,290 · Balance 562,029

F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Common Stock, par value $0.003 per shareSEC Table I · non-derivativeIndirectBy Immediate Family Members2,000 Reported balance Holding disclosure · report date 2024-11-12 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 2,000

Filing footnotes · ownership attribution and instrument terms

F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2020 Filed Aug 11, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,965 $481.90 $946,933.50
Disclosure

SEC source: 0001209191-20-046105 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,243

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $481.58 to $482.55. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,075 $481.15 $998,386.25
Disclosure

SEC source: 0001209191-20-046105 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,208

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $480.58 to $481.57. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 16:07 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 58,582 $0.00 Strike: $88.25 $0.00
Disclosure

SEC source: 0001209191-20-041730 · doc4.xml · derivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,582 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 16:07 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 24,207 $520.79 $12,606,763.53
Disclosure

SEC source: 0001209191-20-041730 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,283

Read SEC document
July 06, 2020 Filed Jul 8, 2020 16:07 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 58,582 $88.25 $5,169,861.50
Disclosure

SEC source: 0001209191-20-041730 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 58,000 $0.00 Strike: $88.25 $0.00
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · derivative · entry 20

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,582

Underlying: Common Stock · 58,000 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 1,133 $0.00 Strike: $88.25 $0.00
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · derivative · entry 19

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,133 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The stock options were fully exercisable.

F1 · derivative.underlying_shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,704 $490.22 $835,334.88
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 17

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,908

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F16 · price: The transactions were executed in multiple trades at prices ranging from $489.92 to $490.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 824 $489.26 $403,150.24
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 16

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,612

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F15 · price: The transactions were executed in multiple trades at prices ranging from $488.87 to $489.83. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,701 $488.40 $830,768.40
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 15

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,436

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F14 · price: The transactions were executed in multiple trades at prices ranging from $487.85 to $488.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,498 $487.26 $729,915.48
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 14

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,137

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F13 · price: The transactions were executed in multiple trades at prices ranging from $486.72 to $487.65. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 300 $485.79 $145,737.00
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 13

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,635

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F12 · price: The transactions were executed in multiple trades at prices ranging from $485.41 to $486.14. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 3,199 $484.62 $1,550,299.38
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 12

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,935

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F11 · price: The transactions were executed in multiple trades at prices ranging from $484.31 to $485.22. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 4,542 $483.82 $2,197,510.44
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 11

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,134

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The transactions were executed in multiple trades at prices ranging from $483.30 to $484.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 3,302 $482.76 $1,594,073.52
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 10

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,676

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The transactions were executed in multiple trades at prices ranging from $482.30 to $483.27. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,200 $481.78 $1,059,916.00
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 9

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980,978

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transactions were executed in multiple trades at prices ranging from $481.17 to $482.13. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,000 $480.62 $480,620.00
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,178

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transactions were executed in multiple trades at prices ranging from $480.16 to $481.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,000 $479.64 $959,280.00
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984,178

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $479.14 to $480.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 800 $478.52 $382,816.00
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,178

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $478.10 to $478.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,430 $477.39 $682,667.70
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,978

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $477.00 to $477.88. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 500 $476.72 $238,360.00
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,408

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $476.00 to $476.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 21,169 $484.32 $10,252,570.08
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,908

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 58,000 $88.25 $5,118,500.00
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:11 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 1,133 $88.25 $99,987.25
Disclosure

SEC source: 0001209191-20-028477 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 102 $342.24 $34,908.48
Disclosure

SEC source: 0001209191-20-008717 · doc4.xml · nonDerivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,944

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The transactions were executed in multiple trades at prices ranging from $342.23 to $342.50. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 3,713 $341.80 $1,269,103.40
Disclosure

SEC source: 0001209191-20-008717 · doc4.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,046

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transactions were executed in multiple trades at prices ranging from $341.21 to $342.19. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 5,649 $340.65 $1,924,331.85
Disclosure

SEC source: 0001209191-20-008717 · doc4.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,759

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transactions were executed in multiple trades at prices ranging from $340.22 to $341.19. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 3,151 $339.76 $1,070,583.76
Disclosure

SEC source: 0001209191-20-008717 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,408

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $339.23 to $340.18. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 5,395 $338.85 $1,828,095.75
Disclosure

SEC source: 0001209191-20-008717 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,559

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $338.24 to $339.15. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,103 $337.66 $710,098.98
Disclosure

SEC source: 0001209191-20-008717 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,954

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $337.22 to $338.19. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 3,677 $336.68 $1,237,972.36
Disclosure

SEC source: 0001209191-20-008717 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,057

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $336.18 to $337.16. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,210 $335.67 $406,160.70
Disclosure

SEC source: 0001209191-20-008717 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,734

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $335.12 to $336.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 16:29 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 857 $354.18 $303,532.26
Disclosure

SEC source: 0001209191-20-006350 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,944

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 16:29 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 754 $354.18 $267,051.72
Disclosure

SEC source: 0001209191-20-006350 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,801

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 17:27 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 7,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005400 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,555

F1 · price: Settlement of performance shares granted January 15, 2019 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2021 and January 31, 2022.

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January 15, 2020 Filed Jan 17, 2020 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantStock Option (right to buy) · Derivative 9,342 $0.00 Strike: $368.10 $0.00
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · derivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,342

Underlying: Common Stock · 9,342 shares

Expires 2026-01-15

F4 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 3,128 $368.10 $1,151,416.80
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,413

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 10,336 $368.10 $3,804,681.60
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,541

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 3,527 $368.10 $1,298,288.70
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,877

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 4,336 $368.10 $1,596,081.60
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,404

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the settlement of vested restricted stock units that had been deferred by Mr. McVey.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 2,324 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,740

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on February 15, 2021, and 33% on each of January 31, 2022 and January 31, 2023.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 09:09 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 982 $0.00 Strike: $101.77 $0.00
Disclosure

SEC source: 0001209191-19-061860 · doc4.xml · derivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 982 shares

Expires 2022-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

F1 · derivative.underlying_shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 09:09 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 2,266 $0.00 Strike: $88.25 $0.00
Disclosure

SEC source: 0001209191-19-061860 · doc4.xml · derivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133

Underlying: Common Stock · 2,266 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

F1 · derivative.underlying_shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 09:09 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 982 $101.77 $99,938.14
Disclosure

SEC source: 0001209191-19-061860 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 09:09 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 2,266 $88.25 $199,974.50
Disclosure

SEC source: 0001209191-19-061860 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:13 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060858 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,168

F1 · kind: Represents a bona fide gift of shares as a contribution to a charitable trust by the Reporting Person.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:27 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 3,647 $349.83 $1,275,830.01
Disclosure

SEC source: 0001209191-19-056107 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,168

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $349.63 to $350.16. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:27 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 6,444 $349.19 $2,250,180.36
Disclosure

SEC source: 0001209191-19-056107 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,815

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $348.61 to $349.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:27 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 5,814 $348.13 $2,024,027.82
Disclosure

SEC source: 0001209191-19-056107 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036,259

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $347.61 to $348.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:27 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 3,722 $347.14 $1,292,055.08
Disclosure

SEC source: 0001209191-19-056107 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,073

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $346.61 to $347.58. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.