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Whalen Kathleen M

Disclosed activity across 1 company

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85995
SEC CIK
0001763910

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HCA Healthcare, Inc.HCA · Entity 2929SVP & Chief Ethics OfficerNovember 14, 2024November 18, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HCA Healthcare, Inc.

Report date November 14, 2024 · Filed November 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,454 Reported balance After 2024-11-14 transaction · row 1
1 source row

Row 1 · 2024-11-14 · Sale · Disposed 1,474 · Balance 9,454

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2024 Filed Nov 18, 2024 17:50 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 1,474 $357.99 $527,677.26
Disclosure

SEC source: 0000950170-24-128122 · ownership.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,454

Read SEC document
November 11, 2024 Filed Nov 13, 2024 18:17 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 4,710 $0.00 Strike: $173.12 $0.00
Disclosure

SEC source: 0000950170-24-126550 · ownership.xml · derivative · entry 3

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 4,710 shares

Expires 2031-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on February 3, 2022.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 18:17 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 3,236 $357.99 $1,158,455.64
Disclosure

SEC source: 0000950170-24-126550 · ownership.xml · nonDerivative · entry 2

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,928

Read SEC document
November 11, 2024 Filed Nov 13, 2024 18:17 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 4,710 $173.12 $815,395.20
Disclosure

SEC source: 0000950170-24-126550 · ownership.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2024 Filed Jul 31, 2024 17:44 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 2,987 $363.51 $1,085,804.37
Disclosure

SEC source: 0000950170-24-088748 · ownership.xml · nonDerivative · entry 4

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,454

Read SEC document
July 29, 2024 Filed Jul 31, 2024 17:44 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 8,280 $0.00 Strike: $145.24 $0.00
Disclosure

SEC source: 0000950170-24-088748 · ownership.xml · derivative · entry 5

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,280 shares

Expires 2030-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on January 29, 2021.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 17:44 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 1,864 $359.92 $670,890.88
Disclosure

SEC source: 0000950170-24-088748 · ownership.xml · nonDerivative · entry 3

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,441

Read SEC document
July 29, 2024 Filed Jul 31, 2024 17:44 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 5,293 $358.73 $1,898,757.89
Disclosure

SEC source: 0000950170-24-088748 · ownership.xml · nonDerivative · entry 2

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,305

Read SEC document
July 29, 2024 Filed Jul 31, 2024 17:44 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 8,280 $145.24 $1,202,587.20
Disclosure

SEC source: 0000950170-24-088748 · ownership.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2024 Filed May 20, 2024 17:23 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 1,685 $0.00 Strike: $133.53 $0.00
Disclosure

SEC source: 0001209191-24-005677 · doc4.xml · derivative · entry 6

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,045

Underlying: Common Stock · 1,685 shares

Expires 2028-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on October 31, 2019.

Read SEC document
May 17, 2024 Filed May 20, 2024 17:23 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 3,040 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-24-005677 · doc4.xml · derivative · entry 5

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,040 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on January 31, 2019.

Read SEC document
May 17, 2024 Filed May 20, 2024 17:23 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 2,861 $322.86 $923,702.46
Disclosure

SEC source: 0001209191-24-005677 · doc4.xml · nonDerivative · entry 4

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,318

Read SEC document
May 17, 2024 Filed May 20, 2024 17:23 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 1,685 $133.53 $224,998.05
Disclosure

SEC source: 0001209191-24-005677 · doc4.xml · nonDerivative · entry 3

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2024 Filed May 20, 2024 17:23 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 3,040 $101.16 $307,526.40
Disclosure

SEC source: 0001209191-24-005677 · doc4.xml · nonDerivative · entry 2

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed May 20, 2024 17:23 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 3,204 $326.30 $1,045,465.20
Disclosure

SEC source: 0001209191-24-005677 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,454

Read SEC document
February 16, 2024 Filed Feb 21, 2024 19:35 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 1,023 $308.55 $315,646.65
Disclosure

SEC source: 0001209191-24-003756 · doc4.xml · nonDerivative · entry 2

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,658

Read SEC document
February 16, 2024 Filed Feb 21, 2024 19:35 UTC HCA Healthcare, Inc. HCA · Entity 2929 GrantCommon Stock 3,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003756 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,681

F1 · kind: On February 3, 2021, the reporting person was granted 1,890 performance share units. The performance share units were eligible to vest based on achievement of a cumulative earnings per share goal for fiscal years 2021-2023. The number of performance share units that were eligible to vest varied from zero (for actual performance less than 90% of target) to two times the units granted (for actual performance of 110% or more of target). Based upon the Company's achievement with respect to cumulative 2021-2023 earnings per share, the number of performance share units that vested equaled 200% of the units granted.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 17:58 UTC HCA Healthcare, Inc. HCA · Entity 2929 GiftCommon Stock 349 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003460 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,901

Read SEC document
February 09, 2024 Filed Feb 13, 2024 19:03 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 4,262 $306.21 $1,305,074.27
Disclosure

SEC source: 0001209191-24-003242 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,250

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.16 to $306.34, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 19:45 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $101.16 $0.00
Disclosure

SEC source: 0001209191-24-002970 · doc4.xml · derivative · entry 7

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,040

Underlying: Common Stock · 2,000 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on January 31, 2019.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 19:45 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 4,040 $0.00 Strike: $81.96 $0.00
Disclosure

SEC source: 0001209191-24-002970 · doc4.xml · derivative · entry 6

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,040 shares

Expires 2027-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 1, 2018.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 19:45 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 2,510 $0.00 Strike: $69.58 $0.00
Disclosure

SEC source: 0001209191-24-002970 · doc4.xml · derivative · entry 5

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,510 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on January 29, 2017.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 19:45 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 4,288 $310.62 $1,331,938.56
Disclosure

SEC source: 0001209191-24-002970 · doc4.xml · nonDerivative · entry 4

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,512

Read SEC document
February 05, 2024 Filed Feb 7, 2024 19:45 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 2,000 $101.16 $202,320.00
Disclosure

SEC source: 0001209191-24-002970 · doc4.xml · nonDerivative · entry 3

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 19:45 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 4,040 $81.96 $331,118.40
Disclosure

SEC source: 0001209191-24-002970 · doc4.xml · nonDerivative · entry 2

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 19:45 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 2,510 $69.58 $174,645.80
Disclosure

SEC source: 0001209191-24-002970 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 18:52 UTC HCA Healthcare, Inc. HCA · Entity 2929 GrantStock Appreciation Right · Derivative 3,302 $0.00 Strike: $304.90 $0.00
Disclosure

SEC source: 0001209191-24-002733 · doc4.xml · derivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,302

Underlying: Common Stock · 3,302 shares

Expires 2034-01-31

F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 31, 2025.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 16:39 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 2,916 $270.00 $787,320.00
Disclosure

SEC source: 0001209191-23-044831 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,250

Read SEC document
February 17, 2023 Filed Feb 22, 2023 20:10 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 1,356 $262.84 $356,411.04
Disclosure

SEC source: 0001209191-23-012010 · doc4.xml · nonDerivative · entry 3

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,166

Read SEC document
February 17, 2023 Filed Feb 22, 2023 20:10 UTC HCA Healthcare, Inc. HCA · Entity 2929 GrantCommon Stock 4,560 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012010 · doc4.xml · nonDerivative · entry 2

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,522

F2 · kind: On January 29, 2020, the reporting person was granted 2,280 performance share units. The performance share units were eligible to vest based on achievement of a cumulative earnings per share goal for fiscal years 2020-2022. The number of performance share units that were eligible to vest varied from zero (for actual performance less than 90% of target) to two times the units granted (for actual performance of 110% or more of target). Based upon the Company's achievement with respect to cumulative 2020-2022 earnings per share, the number of performance share units that vested equaled 200% of the units granted.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 20:10 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 1,734 $263.61 $457,096.79
Disclosure

SEC source: 0001209191-23-012010 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,962

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.5481 to $263.615, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2023 Filed Feb 1, 2023 20:07 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 586 $255.07 $149,471.02
Disclosure

SEC source: 0001209191-23-006044 · doc4.xml · nonDerivative · entry 3

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,696

Read SEC document
January 31, 2023 Filed Feb 1, 2023 20:07 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 1,250 $0.00 Strike: $69.58 $0.00
Disclosure

SEC source: 0001209191-23-006044 · doc4.xml · derivative · entry 5

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,510

Underlying: Common Stock · 1,250 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on January 29, 2017.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 20:07 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 1,250 $69.58 $86,975.00
Disclosure

SEC source: 0001209191-23-006044 · doc4.xml · nonDerivative · entry 2

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 20:07 UTC HCA Healthcare, Inc. HCA · Entity 2929 GiftCommon Stock 341 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006044 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,032

Read SEC document
January 30, 2023 Filed Feb 1, 2023 20:07 UTC HCA Healthcare, Inc. HCA · Entity 2929 GrantStock Appreciation Right · Derivative 3,789 $0.00 Strike: $253.30 $0.00
Disclosure

SEC source: 0001209191-23-006044 · doc4.xml · derivative · entry 4

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,789

Underlying: Common Stock · 3,789 shares

Expires 2033-01-30

F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 30, 2024.

Read SEC document
May 03, 2022 Filed May 5, 2022 17:05 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 500 $215.38 $107,690.00
Disclosure

SEC source: 0001209191-22-027398 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,373

Read SEC document
February 18, 2022 Filed Feb 23, 2022 19:21 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 1,224 $244.10 $298,778.40
Disclosure

SEC source: 0001209191-22-012423 · doc4.xml · nonDerivative · entry 3

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,873

Read SEC document
February 18, 2022 Filed Feb 23, 2022 19:21 UTC HCA Healthcare, Inc. HCA · Entity 2929 GrantCommon Stock 4,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012423 · doc4.xml · nonDerivative · entry 2

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,097

F1 · kind: On January 30, 2019, the reporting person was granted 2,320 performance share units. The performance share units were eligible to vest based on achievement of a cumulative earnings per share goal for fiscal years 2019-2021. The number of performance share units that were eligible to vest varied from zero (for actual performance less than 90% of target) to two times the units granted (for actual performance of 110% or more of target). Based upon the Company's achievement with respect to cumulative 2019-2021 earnings per share, the number of performance share units that vested equaled 200% of the units granted.

Read SEC document
February 09, 2022 Filed Feb 23, 2022 19:21 UTC HCA Healthcare, Inc. HCA · Entity 2929 GiftCommon Stock 420 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012423 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,457

Read SEC document
January 28, 2022 Filed Feb 1, 2022 19:38 UTC HCA Healthcare, Inc. HCA · Entity 2929 GrantStock Appreciation Right · Derivative 4,160 $0.00 Strike: $236.61 $0.00
Disclosure

SEC source: 0001209191-22-006089 · doc4.xml · derivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Common Stock · 4,160 shares

Expires 2032-01-28

F1 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments beginning on January 28, 2023.

Read SEC document
November 04, 2021 Filed Nov 4, 2021 18:22 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 3,815 $250.48 $955,597.99
Disclosure

SEC source: 0001209191-21-062999 · doc4.xml · nonDerivative · entry 4

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,877

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.141 to $250.84, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 18:22 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 5,000 $0.00 Strike: $68.96 $0.00
Disclosure

SEC source: 0001209191-21-062999 · doc4.xml · derivative · entry 7

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 4, 2016.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 18:22 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 700 $0.00 Strike: $47.97 $0.00
Disclosure

SEC source: 0001209191-21-062999 · doc4.xml · derivative · entry 6

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vested at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the achievement of certain annual EBITDA performance targets.

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November 02, 2021 Filed Nov 4, 2021 18:22 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionStock Appreciation Right · Derivative 2,625 $0.00 Strike: $47.97 $0.00
Disclosure

SEC source: 0001209191-21-062999 · doc4.xml · derivative · entry 5

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,625 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vested in four equal annual installments beginning on February 5, 2015.

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November 02, 2021 Filed Nov 4, 2021 18:22 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 4,510 $248.44 $1,120,464.40
Disclosure

SEC source: 0001209191-21-062999 · doc4.xml · nonDerivative · entry 3

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,692

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November 02, 2021 Filed Nov 4, 2021 18:22 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 5,000 $68.96 $344,800.00
Disclosure

SEC source: 0001209191-21-062999 · doc4.xml · nonDerivative · entry 2

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2021 Filed Nov 4, 2021 18:22 UTC HCA Healthcare, Inc. HCA · Entity 2929 Exercise / conversionCommon Stock 3,325 $47.97 $159,500.25
Disclosure

SEC source: 0001209191-21-062999 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 22, 2021 Filed Jul 26, 2021 18:15 UTC HCA Healthcare, Inc. HCA · Entity 2929 SaleCommon Stock 886 $246.90 $218,751.81
Disclosure

SEC source: 0001209191-21-048222 · doc4.xml · nonDerivative · entry 1

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,877

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.8683 to $246.94, inclusive. The reporting person undertakes to provide to HCA Healthcare, Inc., any security holder of HCA Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 18, 2021 Filed Feb 22, 2021 20:47 UTC HCA Healthcare, Inc. HCA · Entity 2929 Tax withholdingCommon Stock 2,575 $174.61 $449,620.75
Disclosure

SEC source: 0001209191-21-013011 · doc4.xml · nonDerivative · entry 3

Whalen Kathleen M · CIK 0001763910 · SVP & Chief Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,763

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.