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person · Reporting owner

Dresselhuys Eric P.

Disclosed activity across 2 companies

Tapewire entity
85970
SEC CIK
0001571531

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESS Tech, Inc.GWH · Entity 7856Director · Chief Executive OfficerNovember 18, 2024November 18, 2024
Itron Networked Solutions, Inc.SSNI · Entity 170408Co-Founder & EVP, Global Dev.February 23, 2017February 24, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESS Tech, Inc.

Report date November 18, 2024 · Filed November 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect180,580 Reported balance After 2024-11-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-11-18 · Purchase · Acquired 1,000 · Balance 180,580

F1: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2: On August 23, 2024, the Issuer completed a one-for-fifteen reverse stock split of its common stock. All of the share numbers have been adjusted to reflect this reverse stock split.

Filing footnotes · ownership attribution and instrument terms

F1: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2: On August 23, 2024, the Issuer completed a one-for-fifteen reverse stock split of its common stock. All of the share numbers have been adjusted to reflect this reverse stock split.

Itron Networked Solutions, Inc.

Report date February 23, 2017 · Filed February 24, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect90,000 Reported balance After 2017-02-23 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-02-23 · Exercise / conversion · Acquired 13,725 · Balance 90,000

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2: Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on February 14, 2017.

Common StockSEC Table I · non-derivativeDirect105,033 Reported balance After 2017-02-23 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-02-23 · Exercise / conversion · Acquired 15,033 · Balance 105,033

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Common StockSEC Table I · non-derivativeDirect76,375 Reported balance After 2017-02-23 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2017-02-23 · Sale · Disposed 28,658 · Balance 76,375

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F3: Represents the aggregate of sales effected on the same day at different prices.

F4: Represents the weighted average sales price per share. The shares were sold at prices ranging from $11.50 to $12.41 per share. Full information regarding the number of shares sold/purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Common StockSEC Table I · non-derivativeDirect76,163 Reported balance After 2017-02-23 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2017-02-23 · Sale · Disposed 212 · Balance 76,163

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2018-12-22Direct1 Reported balance After 2017-02-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-02-23 · Exercise / conversion · Disposed 13,725 · Balance 1

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5: The stock option grant has fully vested and is immediately exercisable.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.10 · Expires 2017-12-13Direct32,467 Reported balance After 2017-02-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-02-23 · Exercise / conversion · Disposed 15,033 · Balance 32,467

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5: The stock option grant has fully vested and is immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2: Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on February 14, 2017.

F3: Represents the aggregate of sales effected on the same day at different prices.

F4: Represents the weighted average sales price per share. The shares were sold at prices ranging from $11.50 to $12.41 per share. Full information regarding the number of shares sold/purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F5: The stock option grant has fully vested and is immediately exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2024 Filed Nov 18, 2024 21:07 UTC ESS Tech, Inc. GWH · Entity 7856 PurchaseCommon Stock 1,000 $5.23 $5,227.10
Disclosure

SEC source: 0001628280-24-048335 · wk-form4_1731982040.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,580

F1 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: On August 23, 2024, the Issuer completed a one-for-fifteen reverse stock split of its common stock. All of the share numbers have been adjusted to reflect this reverse stock split.

Read SEC document
March 07, 2024 Filed May 8, 2024 19:03 UTC ESS Tech, Inc. GWH · Entity 7856 GrantCommon Stock 622,771 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-021833 · wk-form4_1715209392.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,718,239

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments with the first vest date on May 20, 2024.

F2 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 17:11 UTC ESS Tech, Inc. GWH · Entity 7856 GrantEmployee Stock Option (right to buy) · Derivative 192,926 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001628280-23-031574 · wk-form4_1694034678.xml · derivative · entry 2

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,926

Underlying: Common Stock · 192,926 shares

Expires 2033-09-05

F3 · shares: 1/3 of the shares subject to the option shall vest on the one year anniversary of the date of grant and 1/3 of the shares subject to the option shall vest annually thereafter, provided that the Reporting Person remains as a Service Provider to the issuer as of each vest date.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 17:11 UTC ESS Tech, Inc. GWH · Entity 7856 GrantCommon Stock 128,617 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-031574 · wk-form4_1694034678.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,095,468

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest as to 1/3 of the RSUs on November 20, 2024 and 1/3 of the RSUs vest annually thereafter subject to the Reporting Person remaining as a Service Provider to the issuer as of each vest date.

F2 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 26, 2023 Filed Apr 26, 2023 19:31 UTC ESS Tech, Inc. GWH · Entity 7856 GrantCommon Stock 622,771 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-013327 · wf-form4_168255190191707.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,966,851

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 20, 2023.

F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 16:10 UTC ESS Tech, Inc. GWH · Entity 7856 SaleCommon Stock 23,440 $2.04 $47,817.60
Disclosure

SEC source: 0001628280-23-004823 · wf-form4_167718658685802.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,080

F1 · balance_after: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.

F2 · balance_after: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 14:22 UTC ESS Tech, Inc. GWH · Entity 7856 SaleCommon Stock 14,339 $3.82 $54,757.77
Disclosure

SEC source: 0001628280-22-030639 · wf-form4_166914491441312.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,520

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:36 UTC ESS Tech, Inc. GWH · Entity 7856 SaleCommon Stock 19,398 $3.72 $72,160.56
Disclosure

SEC source: 0001628280-22-026696 · wf-form4_166622974761936.xml · nonDerivative · entry 4

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381,859

F1 · shares: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:36 UTC ESS Tech, Inc. GWH · Entity 7856 SaleCommon Stock 19,398 $3.72 $72,160.56
Disclosure

SEC source: 0001628280-22-026696 · wf-form4_166622974761936.xml · nonDerivative · entry 3

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401,257

F1 · shares: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:36 UTC ESS Tech, Inc. GWH · Entity 7856 SaleCommon Stock 14,259 $3.72 $53,043.48
Disclosure

SEC source: 0001628280-22-026696 · wf-form4_166622974761936.xml · nonDerivative · entry 2

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420,655

F1 · shares: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:36 UTC ESS Tech, Inc. GWH · Entity 7856 SaleCommon Stock 57,027 $3.72 $212,140.44
Disclosure

SEC source: 0001628280-22-026696 · wf-form4_166622974761936.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,434,914

F1 · shares: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's

Read SEC document
February 16, 2022 Filed Feb 18, 2022 16:26 UTC ESS Tech, Inc. GWH · Entity 7856 GrantCommon Stock 622,771 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007024 · doc4.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491,941

F1 · shares: The shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 20, 2022.

Read SEC document
January 24, 2022 Filed Jan 25, 2022 16:05 UTC ESS Tech, Inc. GWH · Entity 7856 SaleCommon Stock 59,642 $6.05 $361,001.10
Disclosure

SEC source: 0000899243-22-003137 · doc4.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,170

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2022 Filed Jan 19, 2022 17:40 UTC ESS Tech, Inc. GWH · Entity 7856 GrantCommon Stock 88,031 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002454 · doc4.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,812

F1 · shares: The shares are represented by restricted stock units, or RSUs, awarded upon the satisfaction of certain performance metrics as determined by the Compensation Committee. The RSUs were fully vested on the award date.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 16:05 UTC ESS Tech, Inc. GWH · Entity 7856 Tax withholdingCommon Stock 52,216 $11.50 $600,484.00
Disclosure

SEC source: 0000899243-22-001167 · doc4.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,781

F1 · kind: The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 16:05 UTC ESS Tech, Inc. GWH · Entity 7856 GrantCommon Stock 762,938 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-049173 · doc4.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,997

F1 · shares: The shares are represented by restricted stock units, or RSUs, of which one-fourth of the 457,763 RSUs vest on May 20, 2022 and the remaining shares vest thereafter in 16 equal quarterly installments and an additional 305,175 RSUs vest as follows: for any forty out of any 60 trading days during the five year period beginning on October 8, 2022 (i) 50% 0f the RSUs shall vest if the closing price per share of the Issuer's common stock is at or greater than $12.50 per share and (ii) 50% of the RSUs shall vest if the closing price is at or greater than $15.00 per share.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:54 UTC ESS Tech, Inc. GWH · Entity 7856 GrantCommon Stock 130,059 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045190 · doc4.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,059

F1 · shares: The shares are represented by restricted stock units, or RSUs, awarded upon the satisfaction of certain performance metrics as determined by the Compensation Committee. The RSUs were fully vested on the award date.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:32 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,033 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001140361-17-009252 · doc1.xml · derivative · entry 6

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,467

Underlying: Common Stock · 15,033 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5 · derivative.exercise_date: The stock option grant has fully vested and is immediately exercisable.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:32 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,725 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001140361-17-009252 · doc1.xml · derivative · entry 5

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 13,725 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5 · derivative.exercise_date: The stock option grant has fully vested and is immediately exercisable.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:32 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 SaleCommon Stock 212 $12.51 $2,652.12
Disclosure

SEC source: 0001140361-17-009252 · doc1.xml · nonDerivative · entry 4

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,163

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:32 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 SaleCommon Stock 28,658 $11.81 $338,359.27
Disclosure

SEC source: 0001140361-17-009252 · doc1.xml · nonDerivative · entry 3

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,375

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares were sold at prices ranging from $11.50 to $12.41 per share. Full information regarding the number of shares sold/purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:32 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 15,033 $1.10 $16,536.30
Disclosure

SEC source: 0001140361-17-009252 · doc1.xml · nonDerivative · entry 2

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:32 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 13,725 $3.60 $49,410.00
Disclosure

SEC source: 0001140361-17-009252 · doc1.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · balance_after: Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on February 14, 2017.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 20:18 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionRestricted Stock Units · Derivative 177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007549 · doc1.xml · derivative · entry 3

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530

Underlying: Common Stock · 177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F1 · kind: Release and settlement of restricted stock units ("RSUs") granted to the Reporting Person on November 20, 2013, the grant of which was previously reported on a Form 4 by the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on November 10, 2014 and thereafter vests quarterly as to 6.25% of the total RSUs with the first 6.25% vesting on February 10, 2015. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: 25% of the RSUs vested on November 10, 2014 and thereafter vests quarterly as to 6.25% of the total RSUs with the first 6.25% vesting on February 10, 2015. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 20:18 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Tax withholdingCommon Stock 65 $13.00 $845.00
Disclosure

SEC source: 0001140361-17-007549 · doc1.xml · nonDerivative · entry 2

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,379

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 20:18 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007549 · doc1.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Release and settlement of restricted stock units ("RSUs") granted to the Reporting Person on November 20, 2013, the grant of which was previously reported on a Form 4 by the Reporting Person.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 17:22 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,513 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001140361-17-000780 · doc1.xml · derivative · entry 6

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,726

Underlying: Common Stock · 2,513 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5 · derivative.exercise_date: The stock option grant has fully vested and is immediately exercisable.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 17:22 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 SaleCommon Stock 2,513 $13.20 $33,168.58
Disclosure

SEC source: 0001140361-17-000780 · doc1.xml · nonDerivative · entry 4

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,267

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares were sold at prices ranging from $13.10 to $13.33 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 17:22 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 2,513 $3.60 $9,046.80
Disclosure

SEC source: 0001140361-17-000780 · doc1.xml · nonDerivative · entry 3

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

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January 03, 2017 Filed Jan 5, 2017 17:22 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,245 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001140361-17-000780 · doc1.xml · derivative · entry 5

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,239

Underlying: Common Stock · 26,245 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5 · derivative.exercise_date: The stock option grant has fully vested and is immediately exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 17:22 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 SaleCommon Stock 26,245 $13.13 $344,615.22
Disclosure

SEC source: 0001140361-17-000780 · doc1.xml · nonDerivative · entry 2

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,267

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares were sold at prices ranging from $13.00 to $13.53 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 17:22 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 26,245 $3.60 $94,482.00
Disclosure

SEC source: 0001140361-17-000780 · doc1.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 18:04 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,774 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001140361-16-089877 · doc1.xml · derivative · entry 6

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,484

Underlying: Common Stock · 2,774 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5 · derivative.exercise_date: The stock option grant has fully vested and is immediately exercisable.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 18:04 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 SaleCommon Stock 2,774 $13.56 $37,623.21
Disclosure

SEC source: 0001140361-16-089877 · doc1.xml · nonDerivative · entry 4

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,267

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares were sold at prices ranging from $13.50 to $13.66 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 18:04 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 2,774 $3.60 $9,986.40
Disclosure

SEC source: 0001140361-16-089877 · doc1.xml · nonDerivative · entry 3

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 18:04 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,984 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001140361-16-089877 · doc1.xml · derivative · entry 5

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,258

Underlying: Common Stock · 25,984 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5 · derivative.exercise_date: The stock option grant has fully vested and is immediately exercisable.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 18:04 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 SaleCommon Stock 25,984 $13.54 $351,703.83
Disclosure

SEC source: 0001140361-16-089877 · doc1.xml · nonDerivative · entry 2

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,267

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares were sold at prices ranging from $13.21 to $13.62 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 18:04 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 25,984 $3.60 $93,542.40
Disclosure

SEC source: 0001140361-16-089877 · doc1.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 16:38 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,812 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001140361-16-088406 · doc1.xml · derivative · entry 7

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,242

Underlying: Common Stock · 11,812 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5 · derivative.exercise_date: The stock option grant has fully vested and is immediately exercisable.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 16:38 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 SaleCommon Stock 11,812 $14.28 $168,691.90
Disclosure

SEC source: 0001140361-16-088406 · doc1.xml · nonDerivative · entry 5

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,267

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares were sold at prices ranging from $13.95 to $14.66 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 16:38 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 11,812 $3.60 $42,523.20
Disclosure

SEC source: 0001140361-16-088406 · doc1.xml · nonDerivative · entry 4

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 16:38 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,946 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001140361-16-088406 · doc1.xml · derivative · entry 6

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,054

Underlying: Common Stock · 16,946 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F5 · derivative.exercise_date: The stock option grant has fully vested and is immediately exercisable.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 16:38 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 SaleCommon Stock 109 $14.62 $1,593.58
Disclosure

SEC source: 0001140361-16-088406 · doc1.xml · nonDerivative · entry 3

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,267

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 16:38 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 SaleCommon Stock 16,946 $14.65 $248,243.65
Disclosure

SEC source: 0001140361-16-088406 · doc1.xml · nonDerivative · entry 2

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,376

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares were sold at prices ranging from $14.55 to $14.71 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 16:38 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 16,946 $3.60 $61,005.60
Disclosure

SEC source: 0001140361-16-088406 · doc1.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 19:33 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionRestricted Stock Units · Derivative 176 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-086866 · doc1.xml · derivative · entry 3

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707

Underlying: Common Stock · 176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F1 · kind: Release and settlement of restricted stock units ("RSUs") granted to the Reporting Person on November 20, 2013, the grant of which was previously reported on a Form 4 by the Reporting Person.

F5 · derivative.exercise_date: 25% of the RSUs vested on November 10, 2014 and thereafter vests quarterly as to 6.25% of the total RSUs with the first 6.25% vesting on February 10, 2015. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: 25% of the RSUs vested on November 10, 2014 and thereafter vests quarterly as to 6.25% of the total RSUs with the first 6.25% vesting on February 10, 2015. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 19:33 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Tax withholdingCommon Stock 67 $13.58 $909.86
Disclosure

SEC source: 0001140361-16-086866 · doc1.xml · nonDerivative · entry 2

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,376

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 19:33 UTC Itron Networked Solutions, Inc. SSNI · Entity 170408 Exercise / conversionCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-086866 · doc1.xml · nonDerivative · entry 1

Dresselhuys Eric P. · CIK 0001571531 · Co-Founder & EVP, Global Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Release and settlement of restricted stock units ("RSUs") granted to the Reporting Person on November 20, 2013, the grant of which was previously reported on a Form 4 by the Reporting Person.

F2 · balance_after: Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on August 12, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.