TapewireFind a company

person · Reporting owner

Peterson Lynn A

Disclosed activity across 6 companies

Tapewire entity
85869
SEC CIK
0001394633

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Chord Energy CorpCHRD · Entity 630DirectorOctober 16, 2023October 18, 2023
Dynamix CorpDYNXU · Entity 6165DirectorNovember 20, 2024November 20, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Chord Energy Corp

Report date October 16, 2023 · Filed October 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect220,098 Ending reported balance After 2023-10-16 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-10-16 · Sale · Disposed 300 · Balance 222,798

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2022.

F2: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F3: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $167.72 to $168.55 per share, inclusive.

Row 2 · 2023-10-16 · Sale · Disposed 2,400 · Balance 220,398

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2022.

F2: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F4: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $168.79 to $169.76 per share, inclusive.

Row 3 · 2023-10-16 · Sale · Disposed 300 · Balance 220,098

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2022.

F2: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F5: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $169.84 to $170.09 per share, inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2022.

F2: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F3: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $167.72 to $168.55 per share, inclusive.

F4: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $168.79 to $169.76 per share, inclusive.

F5: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $169.84 to $170.09 per share, inclusive.

Dynamix Corp

Report date November 20, 2024 · Filed November 20, 2024

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DENBURY INC

Report date November 02, 2023 · Filed November 06, 2023

Section 16 reporting ended · disclosed 2023-11-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-02 transaction · row 1
1 source row

Row 1 · 2023-11-02 · Disposition to issuer · Disposed 34,446 · Balance 0

F1: On November 2, 2023, pursuant to the Agreement and Plan of Merger, dated July 13, 2023, by and among Denbury Inc. ("Denbury"), Exxon Mobil Corporation ("ExxonMobil") and EMPF Corporation, a wholly owned subsidiary of ExxonMobil ("Merger Sub"), ExxonMobil acquired Denbury in an all-stock transaction through the merger of Merger Sub with and into Denbury (the "Merger"), with Denbury surviving the Merger as a wholly owned subsidiary of ExxonMobil. Effective as of the effective time of the Merger, each share of Denbury common stock, par value $0.001 per share was converted into the right to receive 0.840 of a share of ExxonMobil common stock, without par value.

Filing footnotes · ownership attribution and instrument terms

F1: On November 2, 2023, pursuant to the Agreement and Plan of Merger, dated July 13, 2023, by and among Denbury Inc. ("Denbury"), Exxon Mobil Corporation ("ExxonMobil") and EMPF Corporation, a wholly owned subsidiary of ExxonMobil ("Merger Sub"), ExxonMobil acquired Denbury in an all-stock transaction through the merger of Merger Sub with and into Denbury (the "Merger"), with Denbury surviving the Merger as a wholly owned subsidiary of ExxonMobil. Effective as of the effective time of the Merger, each share of Denbury common stock, par value $0.001 per share was converted into the right to receive 0.840 of a share of ExxonMobil common stock, without par value.

PDC ENERGY, INC.

Report date August 07, 2023 · Filed August 07, 2023

Section 16 reporting ended · disclosed 2023-08-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-07 transaction · row 1
1 source row

Row 1 · 2023-08-07 · Disposition to issuer · Disposed 226,167 · Balance 0

F1: On August 7, 2023, pursuant to the Agreement and Plan of Merger dated as of May 21, 2023 (the "Merger Agreement"), by and among Chevron Corporation ("Chevron"), Bronco Merger Sub Inc. ("Merger Sub") and PDC Energy, Inc. ("PDC"), Merger Sub merged with and into PDC (the "Merger"), with PDC surviving the Merger as a direct, wholly-owned subsidiary of Chevron. Pursuant to the Merger Agreement, each share of PDC common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.4638 of a share of Chevron common stock. On August 4, 2023 (the day prior to the Merger), the closing price of one share of Chevron common stock was $159.31.

Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-07 transaction · row 2
1 source row

Row 2 · 2023-08-07 · Disposition to issuer · Disposed 2,683 · Balance 0

F2: Pursuant to the Merger Agreement, each award of restricted stock units of PDC granted to a non-employee member of the Board of Directors of PDC, whether or not vested (each a "PDC RSU Award"), was cancelled and converted into the right to receive the number (rounded to the nearest whole number) of shares of Chevron common stock determined by multiplying (i) the number of shares of PDC common stock subject to such PDC RSU Award immediately prior to the effective time of the Merger by (ii) 0.4638.

Filing footnotes · ownership attribution and instrument terms

F1: On August 7, 2023, pursuant to the Agreement and Plan of Merger dated as of May 21, 2023 (the "Merger Agreement"), by and among Chevron Corporation ("Chevron"), Bronco Merger Sub Inc. ("Merger Sub") and PDC Energy, Inc. ("PDC"), Merger Sub merged with and into PDC (the "Merger"), with PDC surviving the Merger as a direct, wholly-owned subsidiary of Chevron. Pursuant to the Merger Agreement, each share of PDC common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.4638 of a share of Chevron common stock. On August 4, 2023 (the day prior to the Merger), the closing price of one share of Chevron common stock was $159.31.

F2: Pursuant to the Merger Agreement, each award of restricted stock units of PDC granted to a non-employee member of the Board of Directors of PDC, whether or not vested (each a "PDC RSU Award"), was cancelled and converted into the right to receive the number (rounded to the nearest whole number) of shares of Chevron common stock determined by multiplying (i) the number of shares of PDC common stock subject to such PDC RSU Award immediately prior to the effective time of the Merger by (ii) 0.4638.

SRC Energy Inc.

Report date January 13, 2020 · Filed January 14, 2020

Section 16 reporting ended · disclosed 2020-01-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-01-14 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2020-01-14 · Disposition to issuer · Disposed 328,605 · Balance 0

F1: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

F2: On January 14, 2020, immediately prior to the Effective Time, each then outstanding restricted stock unit award in respect of shares of SRC common stock, whether vested or unvested, became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award (less required tax withholdings), pursuant to the Merger Agreement.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-01-14 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2020-01-14 · Disposition to issuer · Disposed 718,140 · Balance 0

F1: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2021-12-31Direct423,453 Reported balance After 2020-01-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-01-13 · Grant · Acquired 423,453 · Balance 423,453

F3: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-01-14 · Disposition to issuer · Disposed 423,453 · Balance 0

F3: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F4: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding New PSU award was automatically assumed by PDC and converted automatically into a performance stock unit award of PDC, subject to the same terms and conditions as were applicable to the New PSU awards immediately prior to the Effective Time. The "target" number of shares of PDC common stock for such assumed awards will be equal to the product obtained by multiplying (a) the "target" number of shares of SRC common stock subject to the New PSU award immediately prior to the Effective Time by (b) 0.158 (rounding the resulting number to the nearest whole number of shares of PDC common stock). Each PDC assumed New PSU award will remain outstanding under the 2015 SRC Equity Plan and will otherwise be subject to the same terms and conditions as were applicable to the New PSU award immediately prior to the Effective Time, including any performance-based vesting terms.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31Direct0 Reported balance After 2020-01-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-01-14 · Disposition to issuer · Disposed 119,318 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31Direct0 Reported balance After 2020-01-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-01-14 · Disposition to issuer · Disposed 139,205 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-01-14 · Disposition to issuer · Disposed 189,135 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-01-14 · Disposition to issuer · Disposed 189,135 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-01-14 · Disposition to issuer · Disposed 210,113 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.46 · Expires 2026-05-27Direct0 Reported balance After 2020-01-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-01-14 · Disposition to issuer · Disposed 1,750,000 · Balance 0

F8: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding option to purchase shares of SRC common stock, whether vested or unvested, became fully vested, and each such option that was "in the money" relative to the per-share value of the Merger Consideration as determined pursuant to the Merger Agreement was cancelled and converted into the right to receive the Merger Consideration for each share with respect to a number of shares of SRC common stock subject to the option, less a number of shares of SRC common stock equal to the value of the aggregate exercise price of such option (less required tax withholdings). Immediately prior to the Effective Time, each then outstanding option that was "out of the money" relative to the per-share value of the merger consideration as determined pursuant to the Merger Agreement was cancelled in exchange for no consideration.

F7: Options were exercisable on a pro-rata basis over four years commencing 5/27/2015.

Filing footnotes · ownership attribution and instrument terms

F1: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

F2: On January 14, 2020, immediately prior to the Effective Time, each then outstanding restricted stock unit award in respect of shares of SRC common stock, whether vested or unvested, became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award (less required tax withholdings), pursuant to the Merger Agreement.

F3: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F4: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding New PSU award was automatically assumed by PDC and converted automatically into a performance stock unit award of PDC, subject to the same terms and conditions as were applicable to the New PSU awards immediately prior to the Effective Time. The "target" number of shares of PDC common stock for such assumed awards will be equal to the product obtained by multiplying (a) the "target" number of shares of SRC common stock subject to the New PSU award immediately prior to the Effective Time by (b) 0.158 (rounding the resulting number to the nearest whole number of shares of PDC common stock). Each PDC assumed New PSU award will remain outstanding under the 2015 SRC Equity Plan and will otherwise be subject to the same terms and conditions as were applicable to the New PSU award immediately prior to the Effective Time, including any performance-based vesting terms.

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F7: Options were exercisable on a pro-rata basis over four years commencing 5/27/2015.

F8: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding option to purchase shares of SRC common stock, whether vested or unvested, became fully vested, and each such option that was "in the money" relative to the per-share value of the Merger Consideration as determined pursuant to the Merger Agreement was cancelled and converted into the right to receive the Merger Consideration for each share with respect to a number of shares of SRC common stock subject to the option, less a number of shares of SRC common stock equal to the value of the aggregate exercise price of such option (less required tax withholdings). Immediately prior to the Effective Time, each then outstanding option that was "out of the money" relative to the per-share value of the merger consideration as determined pursuant to the Merger Agreement was cancelled in exchange for no consideration.

WHITING PETROLEUM CORP

Report date July 01, 2022 · Filed July 05, 2022

Section 16 reporting ended · disclosed 2022-07-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivativeDirect81,214 Reported balance After 2022-07-01 transaction · row 1
1 source row

Row 1 · 2022-07-01 · Exercise / conversion · Acquired 10,767 · Balance 81,214

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-07-01 transaction · row 3
2 source rows · reconciled sequence

Row 2 · 2022-07-01 · Tax withholding · Disposed 4,726 · Balance 76,488

F3: The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of the RSUs. No shares were sold.

Row 3 · 2022-07-01 · Disposition to issuer · Disposed 76,488 · Balance 0

F4: Pursuant to the Merger Agreement, each share of Common Stock beneficially owned by the Reporting Person at the Company Merger Effective Time was exchanged for the right to receive 0.5774 shares of common stock, par value $0.01 per share ("Oasis Common Stock"), of Oasis and $6.25 in cash (together, the "Merger Consideration").

Restricted Stock Units 2020SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-07-01 · Disposition to issuer · Disposed 10,767 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Restricted Stock Units - Extended Vesting 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-07-01 · Disposition to issuer · Disposed 53,023 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Restricted Stock Units 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-07-01 · Disposition to issuer · Disposed 32,631 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Performance Share Units (Absolute) 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-07-01 · Disposition to issuer · Disposed 57,103 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Performance Share Units (Relative) 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-07-01 · Disposition to issuer · Disposed 57,103 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Restricted Stock Units 2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-07-01 · Disposition to issuer · Disposed 16,408 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Performance Share Units (Absolute) 2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-07-01 · Disposition to issuer · Disposed 19,142 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Performance Share Units (Relative) 2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-07-01 · Disposition to issuer · Disposed 19,142 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

F3: The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of the RSUs. No shares were sold.

F4: Pursuant to the Merger Agreement, each share of Common Stock beneficially owned by the Reporting Person at the Company Merger Effective Time was exchanged for the right to receive 0.5774 shares of common stock, par value $0.01 per share ("Oasis Common Stock"), of Oasis and $6.25 in cash (together, the "Merger Consideration").

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 14, 2020 Filed Jan 14, 2020 18:09 UTC PDC ENERGY, INC. PDCE · Entity 110794 GrantCommon Stock 113,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000645 · rdgdoc.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,466

F1 · shares: On January 14, 2020, PDC Energy, Inc. ("PDC") and SRC Energy Inc. ("SRC") completed the transactions contemplated by that certain Agreement and Plan of Merger, dated August 25, 2019, by and between PDC and SRC (the "Merger Agreement"), pursuant to which SRC merged with and into PDC, with PDC as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, at the Effective Time (as defined therein), each share of SRC common stock, par value $0.001 per share ("SRC Common Stock"), beneficially owned by the Reporting Person at the Effective Time of the Merger, was cancelled and exchanged for 0.158 shares of PDC common stock, par value $0.01 per share ("PDC Common Stock").

F2 · price: Received in exchange for 718,140 shares of SRC Common Stock in connection with the Merger. On the effective date of the Merger, the closing price of PDC Common Stock was $25.16 per share and the closing price of SRC Common Stock was $4.00 per share.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerNon-Qualified Stock Option · Derivative 1,750,000 Not disclosed Strike: $11.46 Not disclosed
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · derivative · entry 10

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750,000 shares

Expires 2026-05-27

F8 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding option to purchase shares of SRC common stock, whether vested or unvested, became fully vested, and each such option that was "in the money" relative to the per-share value of the Merger Consideration as determined pursuant to the Merger Agreement was cancelled and converted into the right to receive the Merger Consideration for each share with respect to a number of shares of SRC common stock subject to the option, less a number of shares of SRC common stock equal to the value of the aggregate exercise price of such option (less required tax withholdings). Immediately prior to the Effective Time, each then outstanding option that was "out of the money" relative to the per-share value of the merger consideration as determined pursuant to the Merger Agreement was cancelled in exchange for no consideration.

F7 · derivative.exercise_date: Options were exercisable on a pro-rata basis over four years commencing 5/27/2015.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 210,113 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · derivative · entry 9

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 210,113 shares

Expires 2021-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 189,135 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · derivative · entry 8

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189,135 shares

Expires 2021-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 189,135 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · derivative · entry 7

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189,135 shares

Expires 2021-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 139,205 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · derivative · entry 6

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 139,205 shares

Expires 2020-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 119,318 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · derivative · entry 5

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 119,318 shares

Expires 2020-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 423,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · derivative · entry 4

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 423,453 shares

Expires 2021-12-31

F3 · derivative.exercise_price: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F4 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding New PSU award was automatically assumed by PDC and converted automatically into a performance stock unit award of PDC, subject to the same terms and conditions as were applicable to the New PSU awards immediately prior to the Effective Time. The "target" number of shares of PDC common stock for such assumed awards will be equal to the product obtained by multiplying (a) the "target" number of shares of SRC common stock subject to the New PSU award immediately prior to the Effective Time by (b) 0.158 (rounding the resulting number to the nearest whole number of shares of PDC common stock). Each PDC assumed New PSU award will remain outstanding under the 2015 SRC Equity Plan and will otherwise be subject to the same terms and conditions as were applicable to the New PSU award immediately prior to the Effective Time, including any performance-based vesting terms.

F3 · derivative.exercise_date: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerCommon Stock 718,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerCommon Stock 328,605 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

F2 · price: On January 14, 2020, immediately prior to the Effective Time, each then outstanding restricted stock unit award in respect of shares of SRC common stock, whether vested or unvested, became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award (less required tax withholdings), pursuant to the Merger Agreement.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 14:46 UTC SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 423,453 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-003848 · a4.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,453

Underlying: Common Stock · 423,453 shares

Expires 2021-12-31

F3 · derivative.exercise_price: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F3 · derivative.exercise_date: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 17:08 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 51,624 $4.12 $212,690.88
Disclosure

SEC source: 0001413507-20-000006 · wf-form4_157800291743935.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046,768

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
May 27, 2019 Filed May 28, 2019 14:21 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 21,990 $5.21 $114,567.90
Disclosure

SEC source: 0001413507-19-000110 · wf-form4_155906767421680.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,392

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
May 22, 2019 Filed May 23, 2019 16:19 UTC DENBURY INC DNR · Entity 108578 GrantCommon Stock 71,911 $0.00 $0.00
Disclosure

SEC source: 0000945764-19-000076 · wf-form4_155864273418870.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,189

F1 · shares: These restricted shares will vest 100% on May 21, 2020.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 17:11 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 13,238 $5.12 $67,778.56
Disclosure

SEC source: 0001413507-19-000084 · wf-form4_155423949654927.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,382

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 17:10 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 13,205 $4.85 $64,044.25
Disclosure

SEC source: 0001413507-19-000066 · wf-form4_155121902310443.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,620

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 18:07 UTC SRC Energy Inc. SRCI · Entity 152375 Exercise / conversionPerformance Share Units · Derivative 210,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000046 · wf-form4_154958085083198.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 210,690 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each Performance Share Unit represented a contingent right to receive a share of Company Common Stock based upon the price of the common stock compared to the Company's peer group over the performance period.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 18:07 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 68,726 $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000046 · wf-form4_154958085083198.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146,825

F2 · shares: To satisfy tax withholding obligation related to vesting of performance share units.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 18:07 UTC SRC Energy Inc. SRCI · Entity 152375 Exercise / conversionCommon Stock 210,690 $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000046 · wf-form4_154958085083198.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting to reporting person of common stock under performance share awards granted pursuant to the Company's 2016 Long Term Incentive Plan

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:58 UTC SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 378,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000034 · wf-form4_154958031137117.xml · derivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,270

Underlying: Common Stock · 378,270 shares

Expires 2021-12-31

F2 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Performance Share Units based on a combination of absolute Total Shareholder Return ("TSR") and relative TSR of the Company measured against the TSR of certain peer companies, both as measured over the period between January 1, 2019 and December 31, 2021 provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2021.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:58 UTC SRC Energy Inc. SRCI · Entity 152375 GrantCommon Stock 378,270 $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000034 · wf-form4_154958031137117.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004,861

F1 · shares: Reflects a grant of restricted stock units that will vest 33% on each of January 1, 2020 and January 1, 2021 and 34% on January 1, 2022 provided that the recipient continues to provide substantial services to the Company or an affiliate continuously through the applicable vesting dates.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 09:42 UTC SRC Energy Inc. SRCI · Entity 152375 PurchaseCommon Stock 20,000 $9.26 $185,100.00
Disclosure

SEC source: 0001413507-18-000141 · wf-form4_153434053620289.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,591

Read SEC document
May 27, 2018 Filed May 29, 2018 17:40 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 21,990 $12.14 $266,958.60
Disclosure

SEC source: 0001413507-18-000107 · wf-form4_152763001372308.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,591

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
May 23, 2018 Filed May 24, 2018 16:21 UTC DENBURY INC DNR · Entity 108578 GrantCommon Stock 37,367 $0.00 $0.00
Disclosure

SEC source: 0000945764-18-000088 · wf-form4_152719329876039.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,278

F1 · shares: These restricted shares will vest 100% on May 22, 2019.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 19:32 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 13,238 $9.43 $124,834.34
Disclosure

SEC source: 0001413507-18-000066 · wf-form4_152279832129670.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,581

F3 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
March 30, 2018 Filed Apr 16, 2018 16:27 UTC Amendment SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 13,238 $9.43 $124,834.34
Disclosure

SEC source: 0001413507-18-000093 · wf-form4a_152391044661010.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,581

F3 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 18:06 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 13,205 $9.15 $120,825.75
Disclosure

SEC source: 0001413507-18-000040 · wf-form4_151977276881969.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,614

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
January 29, 2018 Filed Apr 3, 2018 19:32 UTC SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 119,318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000066 · wf-form4_152279832129670.xml · derivative · entry 4

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,318

Underlying: Common Stock · 119,318 shares

Expires 2020-12-31

F4 · shares: The number of shares granted was determined by dividing the individual's Award Value for PSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

F6 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Goal-Based Performance Share Units based on the Compensation Committee's assessment of the Company's achievement of goals identified over the performance period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2020.

Read SEC document
January 29, 2018 Filed Apr 3, 2018 19:32 UTC SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 139,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000066 · wf-form4_152279832129670.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,205

Underlying: Common Stock · 139,205 shares

Expires 2020-12-31

F4 · shares: The number of shares granted was determined by dividing the individual's Award Value for PSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

F5 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Performance Share Units based on the relative Total Shareholder Return (TSR) of the Company between January 1, 2018 and December 31, 2020, as measured against the TSR of certain peer companies over that period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2020.

Read SEC document
January 29, 2018 Filed Apr 3, 2018 19:32 UTC SRC Energy Inc. SRCI · Entity 152375 GrantCommon Stock 139,205 $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000066 · wf-form4_152279832129670.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,819

F1 · shares: Reflects a grant of restricted stock units ("RSUs") that will vest 33% on January 29, 2019, and 34% on each of January 19, 2020 and January 19, 2021 provided that the recipient continues to provide substantial services to the Company or an affiliate continuously through the applicable vesting dates.

F2 · shares: The number of shares granted was determined by dividing the individual's Award Value for RSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

Read SEC document
January 29, 2018 Filed Apr 16, 2018 16:27 UTC Amendment SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 119,318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000093 · wf-form4a_152391044661010.xml · derivative · entry 4

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,318

Underlying: Common Stock · 119,318 shares

Expires 2020-12-31

F4 · shares: The number of shares granted was determined by dividing the individual's Award Value for PSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

F6 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Goal-Based Performance Share Units based on the Compensation Committee's assessment of the Company's achievement of goals identified over the performance period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2020.

Read SEC document
January 29, 2018 Filed Apr 16, 2018 16:27 UTC Amendment SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 139,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000093 · wf-form4a_152391044661010.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,205

Underlying: Common Stock · 139,205 shares

Expires 2020-12-31

F4 · shares: The number of shares granted was determined by dividing the individual's Award Value for PSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

F5 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Performance Share Units based on the relative Total Shareholder Return (TSR) of the Company between January 1, 2018 and December 31, 2020, as measured against the TSR of certain peer companies over that period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2020.

Read SEC document
January 29, 2018 Filed Apr 16, 2018 16:27 UTC Amendment SRC Energy Inc. SRCI · Entity 152375 GrantCommon Stock 139,205 $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000093 · wf-form4a_152391044661010.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,819

F1 · shares: This footnote has been revised to correct the date of vesting: i.e. Reflects a grant of restricted stock units ("RSUs") that will vest 33% on January 1, 2019, 33% on January 1, 2020 and 34% on January 1, 2021 provided that the recipient continues to provide substantial services to the Company or an affiliate continuously through the applicable vesting dates.

F2 · shares: The number of shares granted was determined by dividing the individual's Award Value for RSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 18:02 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 11,361 $8.76 $99,522.36
Disclosure

SEC source: 0001413507-18-000004 · wf-form4_151493411215308.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,819

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
May 27, 2017 Filed May 31, 2017 13:08 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 15,988 $7.06 $112,875.28
Disclosure

SEC source: 0001413507-17-000085 · wf-form4_149625051245298.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,180

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
May 24, 2017 Filed May 25, 2017 16:44 UTC DENBURY INC DNR · Entity 108578 GrantCommon Stock 71,911 $0.00 $0.00
Disclosure

SEC source: 0000945764-17-000033 · wf-form4_149574506514694.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,911

F1 · shares: These restricted shares will vest 100% on May 23, 2018.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 18:01 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 9,623 $8.37 $80,544.51
Disclosure

SEC source: 0001413507-17-000056 · wf-form4_149125687809932.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,168

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:53 UTC SRC Energy Inc. SYRG · Entity 152375 GrantPerformance Share Units · Derivative 210,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-17-000042 · wf-form4_148832960024843.xml · derivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · PRESIDENT/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,113

Underlying: Common Stock · 210,113 shares

Expires 2019-02-21

F3 · shares: The number of Performance Share Units granted is based on the ten-day average closing price of the Company's common stock, as reported by the NYSE MKT, for the period ending February 17, 2017 (being $8.66 per share).

F4 · derivative.exercise_date: The reporting person will vest in 0% - 200% of the Performance Share Units based on the relative Total Shareholder Return (TSR) of the Company between January 1, 2017 and December 31, 2019, as measured against the TSR of certain peer companies over that period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2019.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:53 UTC SRC Energy Inc. SYRG · Entity 152375 GrantCommon Stock 90,069 $0.00 $0.00
Disclosure

SEC source: 0001413507-17-000042 · wf-form4_148832960024843.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · PRESIDENT/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,791

F1 · shares: Reflects a grant of restricted stock units ("RSUs"). The RSUs vest 33% on February 24, 2018; 33% on February 24, 2019; and 34% on February 24, 2020, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously through the applicable vesting dates.

F2 · shares: The number of RSUs granted is based on the ten-day average closing price of the Company's common stock, as reported by the NYSE MKT, for the period ending February 17, 2017 (being $8.66 per share).

Read SEC document
December 28, 2016 Filed Jan 3, 2017 16:43 UTC SRC Energy Inc. SYRG · Entity 152375 Tax withholdingCommon Stock 10,658 $9.06 $96,561.48
Disclosure

SEC source: 0001413507-17-000009 · wf-form4_148347978481398.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · PRESIDENT/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,722

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
October 06, 2016 Filed Oct 6, 2016 16:02 UTC SRC Energy Inc. SYRG · Entity 152375 PurchaseCommon Stock 49,071 $6.00 $294,426.00
Disclosure

SEC source: 0001413507-16-000176 · wf-form4_147578412639533.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · PRESIDENT/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,367

F1 · price: A privately negotiated purchase transaction.

Read SEC document
May 27, 2016 Filed Dec 20, 2016 17:02 UTC SRC Energy Inc. SYRG · Entity 152375 Tax withholdingCommon Stock 15,987 $5.97 $95,442.39
Disclosure

SEC source: 0001413507-16-000199 · wf-form4_148227134410371.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · PRESIDENT/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,380

F1 · shares: To satisfy tax withholding obligation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.