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Peterson Lynn A

Disclosed activity across 6 companies

Tapewire entity
85869
SEC CIK
0001394633

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Chord Energy CorpCHRD · Entity 630DirectorOctober 16, 2023October 18, 2023
Dynamix CorpDYNXU · Entity 6165DirectorNovember 20, 2024November 20, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Chord Energy Corp

Report date October 16, 2023 · Filed October 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect220,098 Ending reported balance After 2023-10-16 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-10-16 · Sale · Disposed 300 · Balance 222,798

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2022.

F2: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F3: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $167.72 to $168.55 per share, inclusive.

Row 2 · 2023-10-16 · Sale · Disposed 2,400 · Balance 220,398

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2022.

F2: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F4: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $168.79 to $169.76 per share, inclusive.

Row 3 · 2023-10-16 · Sale · Disposed 300 · Balance 220,098

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2022.

F2: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F5: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $169.84 to $170.09 per share, inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on August 5, 2022.

F2: Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, Chord Energy Corporation, or a Chord Energy Corporation shareholder.

F3: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $167.72 to $168.55 per share, inclusive.

F4: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $168.79 to $169.76 per share, inclusive.

F5: Represents a weighted average price of open market same day sales. Sales of shares took place in multiple transactions at actual prices ranging from $169.84 to $170.09 per share, inclusive.

Dynamix Corp

Report date November 20, 2024 · Filed November 20, 2024

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DENBURY INC

Report date November 02, 2023 · Filed November 06, 2023

Section 16 reporting ended · disclosed 2023-11-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-02 transaction · row 1
1 source row

Row 1 · 2023-11-02 · Disposition to issuer · Disposed 34,446 · Balance 0

F1: On November 2, 2023, pursuant to the Agreement and Plan of Merger, dated July 13, 2023, by and among Denbury Inc. ("Denbury"), Exxon Mobil Corporation ("ExxonMobil") and EMPF Corporation, a wholly owned subsidiary of ExxonMobil ("Merger Sub"), ExxonMobil acquired Denbury in an all-stock transaction through the merger of Merger Sub with and into Denbury (the "Merger"), with Denbury surviving the Merger as a wholly owned subsidiary of ExxonMobil. Effective as of the effective time of the Merger, each share of Denbury common stock, par value $0.001 per share was converted into the right to receive 0.840 of a share of ExxonMobil common stock, without par value.

Filing footnotes · ownership attribution and instrument terms

F1: On November 2, 2023, pursuant to the Agreement and Plan of Merger, dated July 13, 2023, by and among Denbury Inc. ("Denbury"), Exxon Mobil Corporation ("ExxonMobil") and EMPF Corporation, a wholly owned subsidiary of ExxonMobil ("Merger Sub"), ExxonMobil acquired Denbury in an all-stock transaction through the merger of Merger Sub with and into Denbury (the "Merger"), with Denbury surviving the Merger as a wholly owned subsidiary of ExxonMobil. Effective as of the effective time of the Merger, each share of Denbury common stock, par value $0.001 per share was converted into the right to receive 0.840 of a share of ExxonMobil common stock, without par value.

PDC ENERGY, INC.

Report date August 07, 2023 · Filed August 07, 2023

Section 16 reporting ended · disclosed 2023-08-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-07 transaction · row 1
1 source row

Row 1 · 2023-08-07 · Disposition to issuer · Disposed 226,167 · Balance 0

F1: On August 7, 2023, pursuant to the Agreement and Plan of Merger dated as of May 21, 2023 (the "Merger Agreement"), by and among Chevron Corporation ("Chevron"), Bronco Merger Sub Inc. ("Merger Sub") and PDC Energy, Inc. ("PDC"), Merger Sub merged with and into PDC (the "Merger"), with PDC surviving the Merger as a direct, wholly-owned subsidiary of Chevron. Pursuant to the Merger Agreement, each share of PDC common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.4638 of a share of Chevron common stock. On August 4, 2023 (the day prior to the Merger), the closing price of one share of Chevron common stock was $159.31.

Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-07 transaction · row 2
1 source row

Row 2 · 2023-08-07 · Disposition to issuer · Disposed 2,683 · Balance 0

F2: Pursuant to the Merger Agreement, each award of restricted stock units of PDC granted to a non-employee member of the Board of Directors of PDC, whether or not vested (each a "PDC RSU Award"), was cancelled and converted into the right to receive the number (rounded to the nearest whole number) of shares of Chevron common stock determined by multiplying (i) the number of shares of PDC common stock subject to such PDC RSU Award immediately prior to the effective time of the Merger by (ii) 0.4638.

Filing footnotes · ownership attribution and instrument terms

F1: On August 7, 2023, pursuant to the Agreement and Plan of Merger dated as of May 21, 2023 (the "Merger Agreement"), by and among Chevron Corporation ("Chevron"), Bronco Merger Sub Inc. ("Merger Sub") and PDC Energy, Inc. ("PDC"), Merger Sub merged with and into PDC (the "Merger"), with PDC surviving the Merger as a direct, wholly-owned subsidiary of Chevron. Pursuant to the Merger Agreement, each share of PDC common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.4638 of a share of Chevron common stock. On August 4, 2023 (the day prior to the Merger), the closing price of one share of Chevron common stock was $159.31.

F2: Pursuant to the Merger Agreement, each award of restricted stock units of PDC granted to a non-employee member of the Board of Directors of PDC, whether or not vested (each a "PDC RSU Award"), was cancelled and converted into the right to receive the number (rounded to the nearest whole number) of shares of Chevron common stock determined by multiplying (i) the number of shares of PDC common stock subject to such PDC RSU Award immediately prior to the effective time of the Merger by (ii) 0.4638.

SRC Energy Inc.

Report date January 13, 2020 · Filed January 14, 2020

Section 16 reporting ended · disclosed 2020-01-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-01-14 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2020-01-14 · Disposition to issuer · Disposed 328,605 · Balance 0

F1: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

F2: On January 14, 2020, immediately prior to the Effective Time, each then outstanding restricted stock unit award in respect of shares of SRC common stock, whether vested or unvested, became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award (less required tax withholdings), pursuant to the Merger Agreement.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-01-14 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2020-01-14 · Disposition to issuer · Disposed 718,140 · Balance 0

F1: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2021-12-31Direct423,453 Reported balance After 2020-01-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-01-13 · Grant · Acquired 423,453 · Balance 423,453

F3: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-01-14 · Disposition to issuer · Disposed 423,453 · Balance 0

F3: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F4: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding New PSU award was automatically assumed by PDC and converted automatically into a performance stock unit award of PDC, subject to the same terms and conditions as were applicable to the New PSU awards immediately prior to the Effective Time. The "target" number of shares of PDC common stock for such assumed awards will be equal to the product obtained by multiplying (a) the "target" number of shares of SRC common stock subject to the New PSU award immediately prior to the Effective Time by (b) 0.158 (rounding the resulting number to the nearest whole number of shares of PDC common stock). Each PDC assumed New PSU award will remain outstanding under the 2015 SRC Equity Plan and will otherwise be subject to the same terms and conditions as were applicable to the New PSU award immediately prior to the Effective Time, including any performance-based vesting terms.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31Direct0 Reported balance After 2020-01-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-01-14 · Disposition to issuer · Disposed 119,318 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31Direct0 Reported balance After 2020-01-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-01-14 · Disposition to issuer · Disposed 139,205 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-01-14 · Disposition to issuer · Disposed 189,135 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-01-14 · Disposition to issuer · Disposed 189,135 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-01-14 · Disposition to issuer · Disposed 210,113 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.46 · Expires 2026-05-27Direct0 Reported balance After 2020-01-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-01-14 · Disposition to issuer · Disposed 1,750,000 · Balance 0

F8: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding option to purchase shares of SRC common stock, whether vested or unvested, became fully vested, and each such option that was "in the money" relative to the per-share value of the Merger Consideration as determined pursuant to the Merger Agreement was cancelled and converted into the right to receive the Merger Consideration for each share with respect to a number of shares of SRC common stock subject to the option, less a number of shares of SRC common stock equal to the value of the aggregate exercise price of such option (less required tax withholdings). Immediately prior to the Effective Time, each then outstanding option that was "out of the money" relative to the per-share value of the merger consideration as determined pursuant to the Merger Agreement was cancelled in exchange for no consideration.

F7: Options were exercisable on a pro-rata basis over four years commencing 5/27/2015.

Filing footnotes · ownership attribution and instrument terms

F1: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

F2: On January 14, 2020, immediately prior to the Effective Time, each then outstanding restricted stock unit award in respect of shares of SRC common stock, whether vested or unvested, became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award (less required tax withholdings), pursuant to the Merger Agreement.

F3: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F4: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding New PSU award was automatically assumed by PDC and converted automatically into a performance stock unit award of PDC, subject to the same terms and conditions as were applicable to the New PSU awards immediately prior to the Effective Time. The "target" number of shares of PDC common stock for such assumed awards will be equal to the product obtained by multiplying (a) the "target" number of shares of SRC common stock subject to the New PSU award immediately prior to the Effective Time by (b) 0.158 (rounding the resulting number to the nearest whole number of shares of PDC common stock). Each PDC assumed New PSU award will remain outstanding under the 2015 SRC Equity Plan and will otherwise be subject to the same terms and conditions as were applicable to the New PSU award immediately prior to the Effective Time, including any performance-based vesting terms.

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%)) (less required tax withholdings).

F7: Options were exercisable on a pro-rata basis over four years commencing 5/27/2015.

F8: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding option to purchase shares of SRC common stock, whether vested or unvested, became fully vested, and each such option that was "in the money" relative to the per-share value of the Merger Consideration as determined pursuant to the Merger Agreement was cancelled and converted into the right to receive the Merger Consideration for each share with respect to a number of shares of SRC common stock subject to the option, less a number of shares of SRC common stock equal to the value of the aggregate exercise price of such option (less required tax withholdings). Immediately prior to the Effective Time, each then outstanding option that was "out of the money" relative to the per-share value of the merger consideration as determined pursuant to the Merger Agreement was cancelled in exchange for no consideration.

WHITING PETROLEUM CORP

Report date July 01, 2022 · Filed July 05, 2022

Section 16 reporting ended · disclosed 2022-07-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivativeDirect81,214 Reported balance After 2022-07-01 transaction · row 1
1 source row

Row 1 · 2022-07-01 · Exercise / conversion · Acquired 10,767 · Balance 81,214

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-07-01 transaction · row 3
2 source rows · reconciled sequence

Row 2 · 2022-07-01 · Tax withholding · Disposed 4,726 · Balance 76,488

F3: The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of the RSUs. No shares were sold.

Row 3 · 2022-07-01 · Disposition to issuer · Disposed 76,488 · Balance 0

F4: Pursuant to the Merger Agreement, each share of Common Stock beneficially owned by the Reporting Person at the Company Merger Effective Time was exchanged for the right to receive 0.5774 shares of common stock, par value $0.01 per share ("Oasis Common Stock"), of Oasis and $6.25 in cash (together, the "Merger Consideration").

Restricted Stock Units 2020SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-07-01 · Disposition to issuer · Disposed 10,767 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Restricted Stock Units - Extended Vesting 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-07-01 · Disposition to issuer · Disposed 53,023 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Restricted Stock Units 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-07-01 · Disposition to issuer · Disposed 32,631 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Performance Share Units (Absolute) 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-07-01 · Disposition to issuer · Disposed 57,103 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Performance Share Units (Relative) 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-07-01 · Disposition to issuer · Disposed 57,103 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Restricted Stock Units 2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-07-01 · Disposition to issuer · Disposed 16,408 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Performance Share Units (Absolute) 2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-07-01 · Disposition to issuer · Disposed 19,142 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Performance Share Units (Relative) 2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-07-01 · Disposition to issuer · Disposed 19,142 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

F3: The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of the RSUs. No shares were sold.

F4: Pursuant to the Merger Agreement, each share of Common Stock beneficially owned by the Reporting Person at the Company Merger Effective Time was exchanged for the right to receive 0.5774 shares of common stock, par value $0.01 per share ("Oasis Common Stock"), of Oasis and $6.25 in cash (together, the "Merger Consideration").

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2022 Filed Feb 8, 2022 17:11 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantCommon Stock 4,268 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001233 · primarydocument.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,321

F1 · shares: These shares are granted immediately, without restriction and issuable from the Whiting Petroleum Corporation 2020 Equity Incentive Plan. They are payable under the 2021 Short-Term Incentive Program.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 16:27 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionRestricted Stock Units 2021 · Derivative 16,220 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001142 · primarydocument.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,442

Underlying: Common Stock · 16,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment. This represents the vesting of the first tranche of the grant originally made on February 2, 2021.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment. This represents the vesting of the first tranche of the grant originally made on February 2, 2021.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment. This represents the vesting of the first tranche of the grant originally made on February 2, 2021.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 16:27 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Tax withholdingCommon Stock 7,121 $77.99 $555,366.79
Disclosure

SEC source: 0001562180-22-001142 · primarydocument.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,053

Read SEC document
February 02, 2022 Filed Feb 4, 2022 16:27 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionCommon Stock 16,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-001142 · primarydocument.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment. This represents the vesting of the first tranche of the grant originally made on February 2, 2021.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:22 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 2022 · Derivative 16,313 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000957 · primarydocument.xml · derivative · entry 6

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,313

Underlying: Common Stock · 16,313 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment.

F4 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment.

F4 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:22 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionRestricted Stock Units - VWAP · Derivative 23,625 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000957 · primarydocument.xml · derivative · entry 5

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs vested January 31, 2022 as the VWAP exceeded $65.14 per share for 20 consecutive trading days.

F1 · kind: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs vested January 31, 2022 as the VWAP exceeded $65.14 per share for 20 consecutive trading days.

F1 · derivative.exercise_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs vested January 31, 2022 as the VWAP exceeded $65.14 per share for 20 consecutive trading days.

F1 · derivative.expiration_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs vested January 31, 2022 as the VWAP exceeded $65.14 per share for 20 consecutive trading days.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:22 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantPerformance Share Units (Relative) 2022 · Derivative 19,032 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000957 · primarydocument.xml · derivative · entry 4

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,032

Underlying: Common Stock · 19,032 shares

Expires not disclosed

F3 · derivative.exercise_price: Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F3 · derivative.exercise_date: Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F3 · derivative.expiration_date: Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:22 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantPerformance Share Units (Absolute) 2022 · Derivative 19,032 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000957 · primarydocument.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,032

Underlying: Common Stock · 19,032 shares

Expires not disclosed

F2 · derivative.exercise_price: Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F2 · derivative.exercise_date: Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F2 · derivative.expiration_date: Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:22 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Tax withholdingCommon Stock 10,435 $74.25 $774,798.75
Disclosure

SEC source: 0001562180-22-000957 · primarydocument.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,954

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:22 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionCommon Stock 23,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000957 · primarydocument.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs vested January 31, 2022 as the VWAP exceeded $65.14 per share for 20 consecutive trading days.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:37 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 100 $58.25 $5,825.00
Disclosure

SEC source: 0001437749-22-001343 · rdgdoc.xml · nonDerivative · entry 5

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,499

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:37 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 502 $57.43 $28,829.86
Disclosure

SEC source: 0001437749-22-001343 · rdgdoc.xml · nonDerivative · entry 4

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,599

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

F5 · price: The shares were sold in multiple transactions at prices ranging from $57.21 to 57.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:37 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 872 $56.50 $49,268.00
Disclosure

SEC source: 0001437749-22-001343 · rdgdoc.xml · nonDerivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,101

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

F4 · price: The shares were sold in multiple transactions at prices ranging from $56.20 to $56.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:37 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 1,421 $55.50 $78,865.50
Disclosure

SEC source: 0001437749-22-001343 · rdgdoc.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,973

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

F3 · price: The shares were sold in multiple transactions at prices ranging from $55.12 to $56.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:37 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 2,105 $54.48 $114,680.40
Disclosure

SEC source: 0001437749-22-001343 · rdgdoc.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,394

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

F2 · price: The shares were sold in multiple transactions at prices ranging from $54.08 to $55.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 11:40 UTC PDC ENERGY, INC. PDCE · Entity 110794 Exercise / conversionPerformance Share Units · Derivative 66,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-000915 · rdgdoc.xml · derivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,906 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit/right represented a contingent right to receive 0-200% of that number in shares of PDC Energy, Inc. common stock upon achievement of specified metrics compared to certain peers, as described in the related grant agreement. Pursuant to the terms of the related grant agreement and the achievement of the predetermined objectives for the specified performance period, the insider earned 190% of the target award.

F1 · price: Each performance share unit/right represented a contingent right to receive 0-200% of that number in shares of PDC Energy, Inc. common stock upon achievement of specified metrics compared to certain peers, as described in the related grant agreement. Pursuant to the terms of the related grant agreement and the achievement of the predetermined objectives for the specified performance period, the insider earned 190% of the target award.

F1 · derivative.exercise_date: Each performance share unit/right represented a contingent right to receive 0-200% of that number in shares of PDC Energy, Inc. common stock upon achievement of specified metrics compared to certain peers, as described in the related grant agreement. Pursuant to the terms of the related grant agreement and the achievement of the predetermined objectives for the specified performance period, the insider earned 190% of the target award.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 11:40 UTC PDC ENERGY, INC. PDCE · Entity 110794 Exercise / conversionCommon Stock 127,122 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-000915 · rdgdoc.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit/right represented a contingent right to receive 0-200% of that number in shares of PDC Energy, Inc. common stock upon achievement of specified metrics compared to certain peers, as described in the related grant agreement. Pursuant to the terms of the related grant agreement and the achievement of the predetermined objectives for the specified performance period, the insider earned 190% of the target award.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 17:14 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 173 $46.60 $8,061.80
Disclosure

SEC source: 0001437749-21-028783 · rdgdoc.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,377

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021

F3 · price: The shares were sold in multiple transactions at prices ranging from $46.54 to $47.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 17:14 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 4,827 $45.15 $217,939.05
Disclosure

SEC source: 0001437749-21-028783 · rdgdoc.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,550

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021

F2 · price: The shares were sold in multiple transactions at prices ranging from $45.08 to $45.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 18:15 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 726 $57.60 $41,817.60
Disclosure

SEC source: 0001437749-21-026906 · rdgdoc.xml · nonDerivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,377

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

F4 · price: The shares were sold in multiple transactions at prices ranging from $57.40 to $57.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 18:15 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 2,684 $56.79 $152,424.36
Disclosure

SEC source: 0001437749-21-026906 · rdgdoc.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,103

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

F3 · price: The shares were sold in multiple transactions at prices ranging from $56.40 to $57.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 18:15 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 1,590 $56.02 $89,071.80
Disclosure

SEC source: 0001437749-21-026906 · rdgdoc.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,787

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

F2 · price: The shares were sold in multiple transactions at prices ranging from $55.39 to $56.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 17:36 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 5,000 $51.06 $255,300.00
Disclosure

SEC source: 0001437749-21-023916 · rdgdoc.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,377

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

F2 · price: The shares were sold in multiple transactions at prices ranging from $50.68 to $51.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 16, 2021 Filed Sep 16, 2021 18:31 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 15,000 $45.00 $675,000.00
Disclosure

SEC source: 0001437749-21-022283 · rdgdoc.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,377

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 9, 2021.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 17:55 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionRestricted Stock Units · Derivative 10,704 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005770 · primarydocument.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,410

Underlying: Common Stock · 10,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 1/3 on each of September 1, 2021, 2022 and 2023. The reported transaction involved the vesting of restricted stock units held by the reporting person and a related forfeiture for tax withholding purposes. The reporting person previously reported the grant of the restricted stock units in Table I but has elected to report them in Table II going forward.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 1/3 on each of September 1, 2021, 2022 and 2023. The reported transaction involved the vesting of restricted stock units held by the reporting person and a related forfeiture for tax withholding purposes. The reporting person previously reported the grant of the restricted stock units in Table I but has elected to report them in Table II going forward.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 1/3 on each of September 1, 2021, 2022 and 2023. The reported transaction involved the vesting of restricted stock units held by the reporting person and a related forfeiture for tax withholding purposes. The reporting person previously reported the grant of the restricted stock units in Table I but has elected to report them in Table II going forward.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 17:55 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Tax withholdingCommon Stock 4,700 $47.09 $221,323.00
Disclosure

SEC source: 0001562180-21-005770 · primarydocument.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,764

Read SEC document
September 01, 2021 Filed Sep 2, 2021 17:55 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionCommon Stock 10,704 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-005770 · primarydocument.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 1/3 on each of September 1, 2021, 2022 and 2023. The reported transaction involved the vesting of restricted stock units held by the reporting person and a related forfeiture for tax withholding purposes. The reporting person previously reported the grant of the restricted stock units in Table I but has elected to report them in Table II going forward.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:05 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionRestricted Stock Units · Derivative 23,625 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004667 · primarydocument.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · kind: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · derivative.exercise_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · derivative.expiration_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:05 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Tax withholdingCommon Stock 10,372 $56.88 $589,959.36
Disclosure

SEC source: 0001562180-21-004667 · primarydocument.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,760

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:05 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionCommon Stock 23,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-004667 · primarydocument.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 94,500 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 23,625 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 23,625 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 16:09 UTC PDC ENERGY, INC. PDCE · Entity 110794 SaleCommon Stock 5,000 $46.65 $233,250.00
Disclosure

SEC source: 0001437749-21-014494 · rdgdoc.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,377

Read SEC document
March 19, 2021 Filed Mar 23, 2021 09:20 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionRestricted Stock Units · Derivative 47,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002404 · primarydocument.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The 94,500 RSUs granted in September 2020 vested 50% on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. The remaining 47,250 RSUs will vest an additional 25% if the VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · kind: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The 94,500 RSUs granted in September 2020 vested 50% on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. The remaining 47,250 RSUs will vest an additional 25% if the VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · derivative.exercise_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The 94,500 RSUs granted in September 2020 vested 50% on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. The remaining 47,250 RSUs will vest an additional 25% if the VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · derivative.expiration_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The 94,500 RSUs granted in September 2020 vested 50% on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. The remaining 47,250 RSUs will vest an additional 25% if the VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 09:20 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Tax withholdingCommon Stock 20,743 $33.29 $690,534.47
Disclosure

SEC source: 0001562180-21-002404 · primarydocument.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,507

Read SEC document
March 19, 2021 Filed Mar 23, 2021 09:20 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionCommon Stock 47,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002404 · primarydocument.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The 94,500 RSUs granted in September 2020 vested 50% on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. The remaining 47,250 RSUs will vest an additional 25% if the VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 17:32 UTC PDC ENERGY, INC. PDCE · Entity 110794 Exercise / conversionRestricted Stock Units · Derivative 6,369 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003451 · rdgdoc.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units converted into common stock on a one-for-one basis pursuant to the reporting person's Restricted Stock Unit Agreement dated February 19, 2020.

F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,369 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,369 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 17:32 UTC PDC ENERGY, INC. PDCE · Entity 110794 Exercise / conversionCommon Stock 6,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-003451 · rdgdoc.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units converted into common stock on a one-for-one basis pursuant to the reporting person's Restricted Stock Unit Agreement dated February 19, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:32 UTC PDC ENERGY, INC. PDCE · Entity 110794 GrantCommon Stock 6,387 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-003451 · rdgdoc.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,008

F1 · shares: The restricted stock units were acquired pursuant to the PDC Energy, Inc. Amended and Restated 2010 Long-Term Equity Compensation Plan and will vest on February 17, 2022.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 13:30 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units - Extended Vesting · Derivative 52,716 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000900 · primarydocument.xml · derivative · entry 4

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,716

Underlying: Common Stock · 52,716 shares

Expires not disclosed

F4 · derivative.exercise_price: Each extended vesting restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest on the fifth anniversary of the grant date subject to continued employment.

F4 · derivative.exercise_date: Each extended vesting restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest on the fifth anniversary of the grant date subject to continued employment.

F4 · derivative.expiration_date: Each extended vesting restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest on the fifth anniversary of the grant date subject to continued employment.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 13:30 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units · Derivative 48,662 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000900 · primarydocument.xml · derivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Common Stock · 48,662 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment.

F3 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment.

F3 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 13:30 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantPerformance Share Units (Relative) · Derivative 56,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000900 · primarydocument.xml · derivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,772

Underlying: Common Stock · 56,772 shares

Expires not disclosed

F2 · derivative.exercise_price: Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F2 · derivative.exercise_date: Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F2 · derivative.expiration_date: Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 13:30 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantPerformance Share Units (Absolute) · Derivative 56,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000900 · primarydocument.xml · derivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,772

Underlying: Common Stock · 56,772 shares

Expires not disclosed

F1 · derivative.exercise_price: Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F1 · derivative.exercise_date: Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F1 · derivative.expiration_date: Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:34 UTC DENBURY INC DEN · Entity 108578 GrantCommon Stock 30,559 $0.00 $0.00
Disclosure

SEC source: 0000945764-20-000222 · wf-form4_160747047188118.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,559

F1 · shares: Represents a grant of restricted stock units ("RSUs") from the Issuer for services to the Issuer. Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share (the "Common Stock"), of the Issuer. These RSUs will vest ratably on December 4, 2021, 2022 and 2023 and, subject to certain exceptions, will be settled in shares of Common Stock within 30 days following the third anniversary of the grant date.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 17:01 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units · Derivative 94,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006192 · primarydocument.xml · derivative · entry 2

Peterson Lynn A · CIK 0001394633 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,500

Underlying: Common Stock · 94,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 50% if the daily volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeds $32.57 per share for 20 consecutive trading days, an additional 25% if VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F2 · kind: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 50% if the daily volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeds $32.57 per share for 20 consecutive trading days, an additional 25% if VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F2 · derivative.exercise_date: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 50% if the daily volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeds $32.57 per share for 20 consecutive trading days, an additional 25% if VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F2 · derivative.expiration_date: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 50% if the daily volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeds $32.57 per share for 20 consecutive trading days, an additional 25% if VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 17:01 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 32,114 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006192 · primarydocument.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,114

F1 · kind: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 1/3 on each of September 1, 2021, 2022 and 2023.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 17:07 UTC DENBURY INC DEN · Entity 108578 GrantSeries B Warrants (Right to Buy) · Derivative 470 Not disclosed Strike: $35.41 Not disclosed
Disclosure

SEC source: 0000945764-20-000151 · wf-form4_160080881209766.xml · derivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470

Underlying: Common Stock · 470 shares

Expires 2023-09-18

F1 · kind: On July 30, 2020, Denbury Inc. (formerly known as "Denbury Resources Inc.") (the "Issuer") and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On September 2, 2020, the Bankruptcy Court entered an order confirming the Joint Chapter 11 Plan of Reorganization of Denbury Resources Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On September 18, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11.

F3 · kind: On the Effective Date, the Reporting Person also received series B warrants (the "Series B Warrants") to purchase shares of outstanding common stock, par value $0.001 per share, of the Issuer, as reorganized pursuant to and under the Plan (the "New Common Stock") in exchange for Existing Equity Interests held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00259485 of a Series B Warrant for each share of Exiting Equity Interest. The Series B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Series B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

F1 · price: On July 30, 2020, Denbury Inc. (formerly known as "Denbury Resources Inc.") (the "Issuer") and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On September 2, 2020, the Bankruptcy Court entered an order confirming the Joint Chapter 11 Plan of Reorganization of Denbury Resources Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On September 18, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11.

F3 · price: On the Effective Date, the Reporting Person also received series B warrants (the "Series B Warrants") to purchase shares of outstanding common stock, par value $0.001 per share, of the Issuer, as reorganized pursuant to and under the Plan (the "New Common Stock") in exchange for Existing Equity Interests held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00259485 of a Series B Warrant for each share of Exiting Equity Interest. The Series B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Series B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

F3 · derivative.exercise_date: On the Effective Date, the Reporting Person also received series B warrants (the "Series B Warrants") to purchase shares of outstanding common stock, par value $0.001 per share, of the Issuer, as reorganized pursuant to and under the Plan (the "New Common Stock") in exchange for Existing Equity Interests held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00259485 of a Series B Warrant for each share of Exiting Equity Interest. The Series B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Series B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

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September 18, 2020 Filed Sep 22, 2020 17:07 UTC DENBURY INC DEN · Entity 108578 Disposition to issuerCommon Stock 181,189 $0.00 $0.00
Disclosure

SEC source: 0000945764-20-000151 · wf-form4_160080881209766.xml · nonDerivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On July 30, 2020, Denbury Inc. (formerly known as "Denbury Resources Inc.") (the "Issuer") and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On September 2, 2020, the Bankruptcy Court entered an order confirming the Joint Chapter 11 Plan of Reorganization of Denbury Resources Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On September 18, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11.

F2 · shares: On the Effective Date, all outstanding shares of the Issuer's common stock ("Existing Equity Interests") were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.

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February 19, 2020 Filed Feb 21, 2020 16:32 UTC PDC ENERGY, INC. PDCE · Entity 110794 GrantRestricted Stock Units · Derivative 6,369 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-003277 · rdgdoc.xml · derivative · entry 1

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

Underlying: Common Stock · 6,369 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were acquired pursuant to the PDC Energy, Inc. Amended and Restated 2010 Long-Term Equity Compensation Plan and will vest on February 19, 2021, to be settled in either stock or cash, at the discretion of the Compensation Committee.

F1 · derivative.exercise_date: The restricted stock units were acquired pursuant to the PDC Energy, Inc. Amended and Restated 2010 Long-Term Equity Compensation Plan and will vest on February 19, 2021, to be settled in either stock or cash, at the discretion of the Compensation Committee.

F1 · derivative.expiration_date: The restricted stock units were acquired pursuant to the PDC Energy, Inc. Amended and Restated 2010 Long-Term Equity Compensation Plan and will vest on February 19, 2021, to be settled in either stock or cash, at the discretion of the Compensation Committee.

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January 14, 2020 Filed Jan 14, 2020 18:09 UTC PDC ENERGY, INC. PDCE · Entity 110794 GrantPerformance Share Units · Derivative 66,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000645 · rdgdoc.xml · derivative · entry 4

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,906

Underlying: Common Stock · 66,906 shares

Expires 2021-12-31

F7 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, certain SRC performance share units of the Reporting Person were converted into the right to receive a number of shares of PDC performance share units that is equal to the product of (a) the number of shares of SRC Common Stock subject to such SRC performance share units as of immediately prior to the Effective Time, multiplied by (b) 0.158, rounding the resulting number to the nearest whole number of shares. Each PDC performance share unit represents a contingent right to receive 0-200% of that number in shares of PDC common stock. The amount reported represents the "target" number. The performance share units vest upon achievement of specified metrics compared to certain peers, as described in the related grant agreement.

F8 · price: Received in exchange for 423,453 performance shares units of SRC in connection with the Merger. On the effective date of the Merger, the closing price of PDC Common Stock was $25.16 per share and the closing price of SRC Common Stock was $4.00 per share.

F7 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, certain SRC performance share units of the Reporting Person were converted into the right to receive a number of shares of PDC performance share units that is equal to the product of (a) the number of shares of SRC Common Stock subject to such SRC performance share units as of immediately prior to the Effective Time, multiplied by (b) 0.158, rounding the resulting number to the nearest whole number of shares. Each PDC performance share unit represents a contingent right to receive 0-200% of that number in shares of PDC common stock. The amount reported represents the "target" number. The performance share units vest upon achievement of specified metrics compared to certain peers, as described in the related grant agreement.

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January 14, 2020 Filed Jan 14, 2020 18:09 UTC PDC ENERGY, INC. PDCE · Entity 110794 GrantCommon Stock 75,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000645 · rdgdoc.xml · nonDerivative · entry 3

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,621

F5 · shares: Pursuant to the Merger Agreement, at the Effective Time, certain of the SRC performance share units of the Reporting Person immediately vested and were converted into the right to receive a number of shares of PDC Common Stock that is equal to the product of (a) the number of shares of SRC Common Stock subject to such SRC performance share units as of immediately prior to the Effective Time, multiplied by (b) 0.158, subject to any applicable withholding taxes, with cash in lieu of fractional shares.

F6 · price: Received in exchange for 846,906 SRC performance share units in connection with the Merger. On the effective date of the Merger, the closing price of PDC Common Stock was $25.16 per share and the closing price of SRC Common Stock was $4.00 per share.

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January 14, 2020 Filed Jan 14, 2020 18:09 UTC PDC ENERGY, INC. PDCE · Entity 110794 GrantCommon Stock 29,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000645 · rdgdoc.xml · nonDerivative · entry 2

Peterson Lynn A · CIK 0001394633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,582

F3 · shares: Pursuant to the Merger Agreement, at the Effective Time, the SRC restricted stock units of the Reporting Person immediately vested and were converted into the right to receive a number of shares of PDC Common Stock that is equal to the product of (a) the number of shares of SRC Common Stock subject to such SRC restricted stock units as of immediately prior to the Effective Time, multiplied by (b) 0.158, subject to any applicable withholding taxes, with cash in lieu of fractional shares.

F4 · price: Received in exchange for 328,605 SRC restricted stock units in connection with the Merger. On the effective date of the Merger, the closing price of PDC Common Stock was $25.16 per share and the closing price of SRC Common Stock was $4.00 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.