Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANIXTER INTERNATIONAL INCAXE · Entity 148297 | Director | April 01, 2019 | April 03, 2019 |
| CERO THERAPEUTICS HOLDINGS, INC.CERO · Entity 8622 | 10% owner | September 25, 2024 | November 20, 2024 |
| Pendrell CorpPCOA · Entity 169270 | Director | October 01, 2017 | January 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANIXTER INTERNATIONAL INC
Report date April 01, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock unitsSEC Table I · non-derivative | Direct | 103,629 |
Reported balance
After 2019-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-01 · Grant · Acquired 548 · Balance 103,629 F1: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2: Total includes 40,687 common stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.
F2: Total includes 40,687 common stock units.
CERO THERAPEUTICS HOLDINGS, INC.
Report date September 25, 2024 · Filed November 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectBy SMS Revocable Trust | 21,067,956 |
Reported balance
After 2024-09-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-09-25 · Sale · Disposed 532,486 · Balance 21,067,956 F1: This transaction was executed in multiple trades. the price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2: The shares of Common Stock are held of record and beneficially by SMS Revocable Trust. Stuart Sloan is the sole grantor and trustee of SMS Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades. the price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: The shares of Common Stock are held of record and beneficially by SMS Revocable Trust. Stuart Sloan is the sole grantor and trustee of SMS Revocable Trust.
Pendrell Corp
Report date October 01, 2017 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 428 |
Reported balance
After 2018-01-01 transaction · row 1
1 source rowRow 1 · 2018-01-01 · Grant · Acquired 28 · Balance 428 F1: Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $687.00 · Expires 2027-10-01 | Direct | 60 |
Reported balance
After 2017-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-01 · Grant · Acquired 60 · Balance 60 F2: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017.
F2: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2024 Filed Nov 20, 2024 16:04 UTC | CERO THERAPEUTICS HOLDINGS, INC. CERO · Entity 8622 | SaleCommon Stock, $0.0001 par value per share | 532,486 | $0.10 | $55,538.29 |
DisclosureSEC source: 0001753926-24-001975 · ownership.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By SMS Revocable Trust Disclosed balance after: 21,067,956 F1 · price: This transaction was executed in multiple trades. the price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.nature: The shares of Common Stock are held of record and beneficially by SMS Revocable Trust. Stuart Sloan is the sole grantor and trustee of SMS Revocable Trust. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 11:24 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022936 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,629 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 40,687 common stock units. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 19:06 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001390 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,081 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 40,139 common stock units. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 18:02 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054058 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,091 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 39,149 common stock units. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:32 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041105 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,326 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 38,384 common stock units. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:52 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 710 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023085 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,476 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 37,534 common stock units. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 14:05 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 708 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000675 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,766 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 36,824 common stock units. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 17:16 UTC | Pendrell Corp PCOA · Entity 169270 | GrantClass A Common Stock | 28 | $575.00 | $16,100.00 |
DisclosureSEC source: 0001209191-18-001121 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428 F1 · shares: Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 16:32 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 633 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055138 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,058 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 36,116 common stock units. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 16:55 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 2,415 | $6.83 | $16,494.45 |
DisclosureSEC source: 0001209191-17-055208 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,194 F1 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended September 30, 2017. Read SEC document |
| October 01, 2017 Filed Jan 3, 2018 17:16 UTC | Pendrell Corp PCOA · Entity 169270 | GrantStock Option (Right to Buy) · Derivative | 60 | $0.00 Strike: $687.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001121 · doc4.xml · derivative · entry 2 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60 Underlying: Class A Common Stock · 60 shares Expires 2027-10-01 F2 · security: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy. Read SEC document |
| July 01, 2017 Filed Jul 3, 2017 13:00 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042733 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,425 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 35,483 common stock units. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:02 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 2,282 | $7.23 | $16,498.86 |
DisclosureSEC source: 0001209191-17-043544 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,779 F1 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended June 30, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 19:42 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025372 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,737 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 34,795 common stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 17:12 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 2,538 | $6.50 | $16,497.00 |
DisclosureSEC source: 0001209191-17-025063 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,497 F1 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended March 31, 2017. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 20:09 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001585 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,059 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 34,117 common stock units. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 15:23 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 2,444 | $6.75 | $16,497.00 |
DisclosureSEC source: 0001209191-17-000758 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,959 F1 · security: The number of shares and price per share reported in this Form 4 reflect the issuer's 1-for-10 reverse stock split of its Class A common stock that became effective at 5:00 Pacific time on September 30, 2016. F2 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended December 31, 2016. F1 · price: The number of shares and price per share reported in this Form 4 reflect the issuer's 1-for-10 reverse stock split of its Class A common stock that became effective at 5:00 Pacific time on September 30, 2016. Read SEC document |
| October 01, 2016 Filed Oct 3, 2016 18:40 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143765 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,395 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 33,453 common stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 16:55 UTC | Pendrell Corp PCO · Entity 169270 | GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001209191-16-144399 · doc4.xml · derivative · entry 2 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 60,000 shares Expires 2026-10-01 F1 · security: The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. F3 · security: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 16:55 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 24,084 | $0.69 | $16,499.95 |
DisclosureSEC source: 0001209191-16-144399 · doc4.xml · nonDerivative · entry 1 SLOAN STUART M · CIK 0001215280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,154 F1 · security: The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. F2 · shares: Represents pre-reverse split shares issued to the reporting person as compensation for board service provided for the quarter ended September 30, 2016. F1 · price: The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.