Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amber Road, Inc.AMBR · Entity 12617 | 10% owner | August 09, 2018 | August 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amber Road, Inc.
Report date August 09, 2018 · Filed August 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 487,158 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 487,158 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 671,219 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 671,219 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 102,589 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 102,589 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 95,968 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 95,968 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 20,600 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,600 |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ameresco, Inc.
Report date December 09, 2016 · Filed December 13, 2016
Section 16 reporting ended · disclosed 2016-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 1,018,460 |
Reported balance
After 2016-12-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-09 · Sale · Disposed 37,519 · Balance 1,018,460 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 91,325 |
Reported balance
After 2016-12-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-09 · Sale · Disposed 1,781 · Balance 91,325 |
| Common StockSEC Table I · non-derivative | Direct | 557,368 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 557,368 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of The Family Partnership | 121,405 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 121,405 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 15,941 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,941 |
Apollo Endosurgery, Inc.
Report date October 15, 2021 · Filed October 18, 2021
Section 16 reporting ended · disclosed 2021-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 413,962 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 413,962 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 85,015 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 85,015 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 1,329,354 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,329,354 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 116,360 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 116,360 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 26,446 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 26,446 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
CareDx, Inc.
Report date October 31, 2018 · Filed November 02, 2018
Section 16 reporting ended · disclosed 2018-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 107,940 |
Reported balance
After 2018-10-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-10-31 · Sale · Disposed 10,449 · Balance 107,940 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 867,744 |
Reported balance
After 2018-10-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-31 · Sale · Disposed 98,150 · Balance 867,744 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 203,484 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 203,484 |
| Common StockSEC Table I · non-derivative | Direct | 828,768 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 828,768 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 40,529 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 40,529 |
General Finance CORP
Report date April 19, 2021 · Filed April 21, 2021
Section 16 reporting ended · disclosed 2021-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 37,020 |
Reported balance
After 2021-04-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-04-19 · Sale · Disposed 67,003 · Balance 37,020 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 317,109 |
Reported balance
After 2021-04-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-04-19 · Sale · Disposed 573,915 · Balance 317,109 |
| Common StockSEC Table I · non-derivative | Direct | 531,535 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 531,535 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of the Gagnon Family Partnership | 135,705 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 135,705 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 20,003 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,003 |
POWER SOLUTIONS INTERNATIONAL, INC.
Report date October 03, 2024 · Filed October 07, 2024
Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 757,744 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 757,744 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 23,437 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,437 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 121,024 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 121,024 |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 70,180 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 70,180 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
SecureWorks Corp
Report date November 19, 2024 · Filed November 21, 2024
Section 16 reporting ended · disclosed 2024-11-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2017 Filed Mar 20, 2017 11:35 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 4,374 | $2.60 | $11,372.40 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,507 Read SEC document |
| January 20, 2017 Filed Mar 20, 2017 11:35 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 14,672 | $2.60 | $38,147.20 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,133 Read SEC document |
| January 18, 2017 Filed Jan 18, 2017 17:15 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 1,442 | $5.00 | $7,210.00 |
DisclosureSEC source: 0001019056-17-000041 · neil_4.xml · nonDerivative · entry 4 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,078 Read SEC document |
| January 18, 2017 Filed Jan 18, 2017 17:15 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 4,749 | $5.00 | $23,745.00 |
DisclosureSEC source: 0001019056-17-000041 · neil_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 222,438 Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 17:15 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 4,727 | $5.00 | $23,635.00 |
DisclosureSEC source: 0001019056-17-000041 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 227,187 Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 17:15 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 3,699 | $5.05 | $18,679.95 |
DisclosureSEC source: 0001019056-17-000041 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 231,914 Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 16:53 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 3,008 | $5.00 | $15,040.00 |
DisclosureSEC source: 0001019056-17-000035 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 235,613 Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 16:53 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 140 | $5.00 | $700.00 |
DisclosureSEC source: 0001019056-17-000035 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 238,621 Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 15:17 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 2,827 | $5.00 | $14,135.00 |
DisclosureSEC source: 0001019056-17-000028 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 238,761 Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 15:17 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 258 | $5.09 | $1,313.22 |
DisclosureSEC source: 0001019056-17-000028 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 241,588 Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 16:43 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 3,990 | $5.30 | $21,147.00 |
DisclosureSEC source: 0001019056-17-000020 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 241,846 Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 15:02 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 738 | $5.38 | $3,970.44 |
DisclosureSEC source: 0001019056-17-000016 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 245,836 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 15:02 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 234 | $5.50 | $1,287.00 |
DisclosureSEC source: 0001019056-17-000016 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 246,574 Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 10:15 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 183 | $91.01 | $16,654.83 |
DisclosureSEC source: 0001019056-16-001737 · neil_4.xml · nonDerivative · entry 7 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 13,329 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock Read SEC document |
| December 23, 2016 Filed Dec 30, 2016 10:15 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 106 | $91.00 | $9,646.00 |
DisclosureSEC source: 0001019056-16-001737 · neil_4.xml · nonDerivative · entry 6 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 13,512 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock Read SEC document |
| December 22, 2016 Filed Dec 30, 2016 10:15 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 364 | $90.95 | $33,105.80 |
DisclosureSEC source: 0001019056-16-001737 · neil_4.xml · nonDerivative · entry 5 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 13,618 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock Read SEC document |
| December 21, 2016 Filed Dec 30, 2016 10:15 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 415 | $91.00 | $37,765.00 |
DisclosureSEC source: 0001019056-16-001737 · neil_4.xml · nonDerivative · entry 4 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 13,982 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock Read SEC document |
| December 20, 2016 Filed Dec 30, 2016 10:15 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 145 | $90.50 | $13,122.50 |
DisclosureSEC source: 0001019056-16-001737 · neil_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 14,397 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock Read SEC document |
| December 16, 2016 Filed Dec 30, 2016 10:15 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 1,600 | $90.42 | $144,672.00 |
DisclosureSEC source: 0001019056-16-001737 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 14,542 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock Read SEC document |
| December 12, 2016 Filed Dec 30, 2016 10:15 UTC | General Finance CORP GFN · Entity 138946 | SalePreferred Stock | 113 | $91.50 | $10,339.50 |
DisclosureSEC source: 0001019056-16-001737 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 16,142 F1 · security: 9.00% Series C Cumulative Redeemable Perpetual Preferred Stock Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 13:28 UTC | Ameresco, Inc. AMRC · Entity 4847 | SaleCommon Stock | 1,781 | $6.17 | $10,988.77 |
DisclosureSEC source: 0001019056-16-001691 · ameresco_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 91,325 Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 13:28 UTC | Ameresco, Inc. AMRC · Entity 4847 | SaleCommon Stock | 37,519 | $6.17 | $231,492.23 |
DisclosureSEC source: 0001019056-16-001691 · ameresco_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,018,460 Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 17:25 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 331 | $3.94 | $1,304.14 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 7 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 28,969 Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 17:25 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 1,742 | $3.94 | $6,863.48 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 5 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,461 Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 17:25 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 1,809 | $3.94 | $7,127.46 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 4 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,719 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 17:25 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 14,538 | $4.00 | $58,152.00 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 6 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 115,512 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 17:25 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 21,437 | $4.00 | $85,748.00 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,910 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 17:25 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 125,000 | $4.00 | $500,000.00 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,473 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 17:25 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 13,829 | $4.00 | $55,316.00 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,473 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.